| Keith A Dickerson | Allspring Funds Management, LLC other | Northwestern Mutual Investment Services,LLC other | Other | Dec 31, 2014 | Mar 29, 2016 (454 d) |
| Dustin Michael Parks | Strategic Advisers LLC national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Dec 31, 2014 | Jun 1, 2016 (518 d) |
| Marcus Minsky | Pnc Wealth Management other | Northwestern Mutual Investment Services,LLC other | Other | Dec 15, 2014 | Feb 4, 2015 (51 d) |
| Michael Lucas | Park Avenue Securities LLC other | Northwestern Mutual Investment Services,LLC other | Other | Dec 8, 2014 | Feb 19, 2015 (73 d) |
| Hrachya Rich Davtyan | LPL Financial LLC other | Northwestern Mutual Investment Services,LLC other | Other | Dec 1, 2014 | Jan 8, 2015 (38 d) |
| Toriano Faulkner | Raymond James Financial Services Advisors, Inc other | Northwestern Mutual Investment Services,LLC other | Other | Nov 12, 2014 | May 21, 2015 (190 d) |
| Samuel David Dias | MML Investors Services, LLC other | Northwestern Mutual Investment Services,LLC other | Other | Nov 11, 2014 | Nov 19, 2015 (373 d) |
| Dawn Elizabeth Hansen | Vsr Advisory Services other | Northwestern Mutual Investment Services,LLC other | Other | Nov 3, 2014 | Jan 7, 2015 (65 d) |
| Nicholas Brian Roedl | Retirement Plan Advisors, LLC other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 24, 2014 | Jan 1, 2026 (4087 d) |
| Angela Kolb Cagwin | Calton & Associates, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Oct 10, 2014 | Apr 21, 2015 (193 d) |
| Lorianne Sawyer Montsinger | Carroll Financial Associates Inc other | Northwestern Mutual Investment Services,LLC other | Other | Oct 7, 2014 | Jun 18, 2015 (254 d) |
| Lindsey Nelson Toole | Suntrust Investment Services, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Sep 23, 2014 | Oct 6, 2014 |
| Ilene Daiane Medina | Osaic Fa, Inc. other | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 22, 2014 | Nov 23, 2021 (2619 d) |
| Hanna Grichanik | UBS Financial Services Inc. wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Sep 16, 2014 | Aug 5, 2025 (3976 d) |
| Lannie William Cropper | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Sep 16, 2014 | Oct 13, 2014 |
| Debera Hansen-Aiken | Jdl Advisers other | Northwestern Mutual Investment Services,LLC other | Other | Sep 15, 2014 | Apr 17, 2015 (214 d) |
| Deborah Y Fair | Equitable Advisors, LLC national BD | Northwestern Mutual Investment Services,LLC other | Other | Sep 10, 2014 | Nov 3, 2014 (54 d) |
| Michael Stubbs | Pnc Wealth Management other | Northwestern Mutual Investment Services,LLC other | Other | Sep 9, 2014 | Oct 16, 2014 (37 d) |
| Lucas A Hogsett | Russell Investments other | Northwestern Mutual Investment Services,LLC other | Other | Aug 26, 2014 | Nov 3, 2014 (69 d) |
| Zachary Harrison Hull | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Aug 26, 2014 | Feb 2, 2015 (160 d) |
| Anne Huth | Private Advisor Group, LLC other | Northwestern Mutual Investment Services,LLC other | Other | Aug 22, 2014 | Sep 12, 2014 |
| Ewelina Anna Caplap | Park Avenue Securities LLC other | Northwestern Mutual Investment Services,LLC other | Other | Aug 20, 2014 | Oct 8, 2014 (49 d) |
| Jacob Scott Bierstedt | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC other | Other | Aug 20, 2014 | Oct 22, 2014 (63 d) |
| Gary Denszell Brown | Edward Jones national BD | Northwestern Mutual Investment Services,LLC other | Other | Aug 19, 2014 | Mar 13, 2015 (206 d) |
| Jeremy Perry Blaine | Pnc Wealth Management other | Northwestern Mutual Investment Services,LLC other | Other | Aug 14, 2014 | Sep 4, 2014 |
| Heidi Ann Kesner | LPL Financial LLC other | Northwestern Mutual Investment Services,LLC other | Other | Aug 12, 2014 | Dec 18, 2014 (128 d) |
| Jonathon Rogers | H. Beck, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Jul 30, 2014 | Sep 2, 2014 (34 d) |
| Brian M Spaulding | J.P. Morgan Securities LLC wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 24, 2014 | Apr 9, 2021 (2451 d) |
| Kate Wright | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Jul 11, 2014 | Oct 13, 2014 (94 d) |
| Thomas Michael Mack | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Jun 23, 2014 | Jul 18, 2014 |
| Sarah Frances Aluise | J.P. Morgan Securities LLC wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Jun 13, 2014 | Aug 14, 2014 (62 d) |
| Ryan M Weiss | Sterne Agee Asset Management, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Jun 11, 2014 | Oct 10, 2014 (121 d) |
| Joseph Edward Mahoney | Signator Investors, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Jun 6, 2014 | Jul 9, 2014 (33 d) |
| Mary Jo Staniszewski | Ameriprise Financial Services, LLC national BD | Northwestern Mutual Investment Services,LLC other | Other | Jun 6, 2014 | Jun 18, 2014 |
| Sunil Sharma | Cambridge Investment Research Advisors, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Jun 4, 2014 | Oct 6, 2015 (489 d) |
| Dominque Andrea Brouillard | Allspring Funds Management, LLC other | Northwestern Mutual Investment Services,LLC other | Other | Jun 2, 2014 | Sep 18, 2014 (108 d) |
| Jacqueline Marie Karpinsky | J.P. Morgan Securities LLC wirehouse | Northwestern Mutual Investment Services,LLC other | Other | May 15, 2014 | Jul 8, 2014 (54 d) |
| Victor Wolfe Young | RBC Capital Markets, LLC national BD | Northwestern Mutual Investment Services,LLC other | Other | May 8, 2014 | Jun 9, 2014 (32 d) |
| Allison Carla Schramm | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC other | Other | May 5, 2014 | Jun 9, 2014 (35 d) |
| Jessy Lee Gilger | Edward Jones national BD | Northwestern Mutual Investment Services,LLC other | Other | May 2, 2014 | Sep 2, 2015 (488 d) |
| Lorne A Adrain | Ballentine Partners other | Northwestern Mutual Investment Services,LLC other | Other | Apr 30, 2014 | Nov 2, 2015 (551 d) |
| Lawrence Weil | Oppenheimer & Co. Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Apr 22, 2014 | May 28, 2014 (36 d) |
| Joel Thomas Blattner | Packerland Brokerage Services, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Apr 22, 2014 | May 13, 2014 |
| Blake Alan Archibold | Voya Financial Advisors, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Apr 17, 2014 | Aug 14, 2014 (119 d) |
| Michael Anthony Tartaglia | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Mar 24, 2014 | Apr 29, 2014 (36 d) |
| Ryan K Dix | Morgan Stanley wirehouse | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 21, 2014 | Apr 5, 2017 (1111 d) |
| Patrick Joseph Curran | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Mar 10, 2014 | Apr 10, 2014 (31 d) |
| Emmanuel Asuncion | U.S. Bancorp Advisors, LLC other | Northwestern Mutual Investment Services,LLC other | Other | Feb 14, 2014 | Mar 21, 2014 (35 d) |
| Jason Wesley Craine | Scout Investments, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Feb 14, 2014 | Jun 17, 2014 (123 d) |
| Victoria Lynn Graham | Raymond James & Associates, Inc. national BD | Northwestern Mutual Investment Services,LLC other | Other | Feb 12, 2014 | Apr 4, 2014 (51 d) |
| David Nardiello | Woodhaven Wealth Management LLC unclassified | Northwestern Mutual Investment Services,LLC other | Other | Feb 7, 2014 | Mar 6, 2014 |
| Gregory C Muir | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Feb 6, 2014 | Mar 20, 2014 (42 d) |
| Jarid Carl King | Td Ameritrade, Inc. no RAUM | Northwestern Mutual Investment Services,LLC other | Other | Jan 21, 2014 | May 29, 2015 (493 d) |
| Jarid Carl King | Td Ameritrade Investment Management, LLC other | Northwestern Mutual Investment Services,LLC other | Other | Jan 21, 2014 | May 29, 2015 (493 d) |
| Hollie R Hunt | Waddell & Reed other | Northwestern Mutual Investment Services,LLC other | Other | Jan 21, 2014 | Feb 18, 2014 |
| Sharon Michelle Marshall | Commonwealth Financial Network national BD | Northwestern Mutual Investment Services,LLC other | Other | Jan 14, 2014 | Mar 10, 2014 (55 d) |
| Johnathan M Horman | Wells Fargo Advisors wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Jan 13, 2014 | Feb 12, 2014 |
| Matthew Richard Hodges | Delphinus Financial Advisors, LLC independent RIA | Northwestern Mutual Investment Services,LLC other | Other | Jan 11, 2014 | Jun 16, 2015 (521 d) |
| Kelly Lyn Hoezee | Principal Securities, Inc. other | Northwestern Mutual Investment Services,LLC other | Other | Jan 8, 2014 | Mar 5, 2014 (56 d) |
| Anand K K Nair | J.P. Morgan Securities LLC wirehouse | Northwestern Mutual Investment Services,LLC other | Other | Jan 7, 2014 | Feb 20, 2014 (44 d) |