DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at MML Investors Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jalen Blackmon | Cwm, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2026 | Jun 23, 2026 (123 d) |
| Ryan Anthony Colatrella | Esi Financial Advisors independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 18, 2026 | Feb 23, 2026 |
| Charlotte Rose Rice | Morgan Stanley wirehouse | MML Investors Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 16, 2026 | Mar 13, 2026 |
| Chelsea Grace Shanahan | LPL Financial LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2026 | Feb 5, 2026 |
| Christopher King | LPL Financial LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2026 | May 29, 2026 (112 d) |
| Victoria Angelica Caraballo-Martinez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | MML Investors Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 3, 2026 | Feb 12, 2026 |
| Brenton William Matzek | Walser Wealth Management Company, A Limited Liability Company independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 2, 2026 | Jul 8, 2026 (156 d) |
| Dariusz Corbey | Wells Fargo Advisors wirehouse | MML Investors Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 23, 2026 | Aug 19, 2026 (208 d) |
| Ari Zweben | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | MML Investors Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 22, 2026 | Jul 2, 2026 (161 d) |
| Nathan James Mcalister | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2026 | Apr 8, 2026 (76 d) |
| Joseph Robert Macdonald | Mcadam LLC independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 21, 2026 | Jan 20, 2026 |
| Jake Murphy | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2026 | Mar 17, 2026 (55 d) |
| Nicholas Miller | Morgan Stanley wirehouse | MML Investors Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 19, 2026 | Feb 19, 2026 (31 d) |
| Bobby Hilton Christian | Principal Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2026 | Jan 21, 2026 |
| Kerriann Margaret Collins | Empower Advisory Group, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2026 | Sep 2, 2026 (231 d) |
| Lucas C Robertson | Edward Jones national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2026 | Jan 14, 2026 |
| Derek W. Waslick | Fidelity Institutional Wealth Adviser LLC mixed wealth | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 6, 2026 | Aug 12, 2026 (218 d) |
| Joxavier Lashondalyn Jackson | Wells Fargo Advisors wirehouse | MML Investors Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 5, 2026 | Jan 26, 2026 |
| Nauman Jamil | Financial & Investment Management Services, LLC unclassified | MML Investors Services, LLC BD affiliated | Other | Dec 31, 2025 | Aug 17, 2026 (229 d) |
| Sophie Shows King | Northwestern Mutual Investment Services,LLC no RAUM | MML Investors Services, LLC BD affiliated | Other | Dec 31, 2025 | Aug 7, 2026 (219 d) |
| Andrew Stephen King | Northwestern Mutual Investment Services,LLC no RAUM | MML Investors Services, LLC BD affiliated | Other | Dec 31, 2025 | Feb 20, 2026 (51 d) |
| Angela K Arrington | Ameriprise Financial Services, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 24, 2025 | Feb 6, 2026 (44 d) |
| To Trinh M Quan | Northwestern Mutual Investment Services,LLC no RAUM | MML Investors Services, LLC BD affiliated | Other | Dec 22, 2025 | Mar 3, 2026 (71 d) |
| Joseph Thomas Niehoff | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2025 | Jan 29, 2026 (38 d) |
| Mario Alfredo Cabral | Equitable Advisors, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2025 | Feb 19, 2026 (59 d) |
| Eric Dewon Chappell | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2025 | Feb 10, 2026 (54 d) |
| Christopher Warren Bibow | Principal Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2025 | Jan 27, 2026 (41 d) |
| James Willard Burmane | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 17, 2025 | Dec 16, 2025 |
| Philip Michael Napolitano | LPL Financial LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2025 | Dec 17, 2025 |
| John Edward Brady | Park Avenue Securities LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2025 | Feb 4, 2026 (51 d) |
| Cesar Ivan Tovar | Legacy 401k Partners, LLC state registered | MML Investors Services, LLC BD affiliated | Other | Dec 15, 2025 | Jun 3, 2026 (170 d) |
| Jeremy A Shook | Mutual Of Omaha Investor Services, Inc. independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 9, 2025 | Jan 16, 2026 (38 d) |
| Andrew Crozier | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2025 | Nov 28, 2025 |
| David S Smith | Morgan Stanley wirehouse | MML Investors Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 4, 2025 | Dec 22, 2025 |
| Thomas Patrick Fulfaro | LPL Financial LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2025 | Dec 11, 2025 |
| Thomas Norman Zirbel | Cetera Investment Advisers LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2025 | May 28, 2026 (176 d) |
| Stephen Abbott | LPL Financial LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2025 | Jul 29, 2026 (238 d) |
| Spencer Schreiber Miller | Equitable Advisors, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2025 | Jan 13, 2026 (42 d) |
| Stephen James Flamio | Morgan Stanley wirehouse | MML Investors Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 2, 2025 | Feb 20, 2026 (80 d) |
| Mckenna Christine Ryan | Goldman Sachs Wealth Services, L.P. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2025 | Jan 27, 2026 (64 d) |
| Gabriel Garrick Proulx Wein | LPL Financial LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2025 | Mar 20, 2026 (116 d) |
| Jacob Castaneda | Thrivent Investment Management Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2025 | Feb 12, 2026 (82 d) |
| Kenneth J Mitchell | LPL Financial LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2025 | Jan 2, 2026 (42 d) |
| Trevor Zachary Hastings | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Feb 9, 2026 (81 d) |
| Joshua I Marchal | Lincoln Investment independent RIA | MML Investors Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 19, 2025 | Dec 5, 2025 |
| Justin Christopher Ozdany-Newman | Equitable Advisors, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2025 | Feb 25, 2026 (100 d) |
| Brent Lewis Wegner | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2025 | May 7, 2026 (174 d) |
| Kyle Klatt | Osaic Wealth, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 14, 2025 | May 22, 2026 (189 d) |
| Phillip Chai | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2025 | Jan 14, 2026 (62 d) |
| John Hovik Yacoubian | Equitable Advisors, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2025 | Nov 10, 2025 |
| Michael Joseph Wimmer | Oneamerica Securities, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2025 | Feb 2, 2026 (84 d) |
| Philip Charles Nuccetelli | Equitable Advisors, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2025 | Feb 10, 2026 (95 d) |
| Mark J Reisman | Edward Jones national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2025 | Jan 27, 2026 (82 d) |
| Dena K Crosby | Eagle Strategies LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2025 | Nov 12, 2025 |
| Jeffrey M Nelson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | MML Investors Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 3, 2025 | Oct 28, 2025 |
| Samuel Curtis | Empower Advisory Group, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 30, 2025 | Feb 17, 2026 (110 d) |
| Deante Thompkins | Thrivent Investment Management Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 29, 2025 | Nov 19, 2025 |
| William Bernard Herterich | Equitable Advisors, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2025 | Nov 21, 2025 |
| Josephine Olmstead | Equitable Advisors, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2025 | Nov 4, 2025 |
| Oscar Vidal | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | MML Investors Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 24, 2025 | Feb 18, 2026 (117 d) |
2,928 moves match.