Advisor moves

Arrivals at On Investment Management Co

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Charles William RossMsi Financial Services, Inc. otherOn Investment Management Co otherOtherJun 27, 2016May 3, 2017 (310 d)
Wendall Alan KennedySignator Investors, Inc. otherOn Investment Management Co otherOtherJun 20, 2016Jun 10, 2016
Klent StarksAmeritas Advisory Services otherOn Investment Management Co otherOtherJun 7, 2016Jul 1, 2016
Jeffrey Evan NordtValic Financial Advisors, Inc. otherOn Investment Management Co otherOtherMay 19, 2016Jun 16, 2016
Patty Kelley ScottMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOn Investment Management Co otherOtherApr 7, 2016Apr 5, 2016
Hardev Prempuri GoswamiMsi Financial Services, Inc. otherOn Investment Management Co otherOtherApr 6, 2016Mar 18, 2016
Jonathon Patrick KrikiePark Avenue Securities LLC otherOn Investment Management Co otherOtherMar 9, 2016Mar 1, 2016
Tim Eugene WardSsn Advisory, Inc. otherOn Investment Management Co otherOtherMar 2, 2016Mar 2, 2016
Ann Marie Dupree HindleyWoodbury Financial Services, Inc. otherOn Investment Management Co otherOtherFeb 8, 2016Feb 4, 2016
Jenny Lynn ParadisWoodbury Financial Services, Inc. otherOn Investment Management Co otherOtherFeb 8, 2016Feb 4, 2016
Susan Michelle FellmanU.S. Bancorp Investments, Inc. otherOn Investment Management Co otherOtherJan 28, 2016Feb 4, 2016
Dale Edward ColclasureArvest Wealth Management otherOn Investment Management Co otherOtherJan 25, 2016Jan 22, 2016
Peter Frederick AcquaroSagepoint Financial, Inc. otherOn Investment Management Co otherOtherJan 11, 2016Sep 7, 2016 (240 d)
Taylor W LionbergerPnc Wealth Management otherOn Investment Management Co otherOtherDec 9, 2015Dec 18, 2015
Colin Thomas WheelerDupree Financial Group, LLC otherOn Investment Management Co otherOtherOct 15, 2015Oct 28, 2015
Aaron Christian ThierryOneamerica Securities, Inc. otherOn Investment Management Co otherOtherOct 7, 2015Sep 30, 2015
Henry SnyderNext Financial Group, Inc. otherOn Investment Management Co otherOtherSep 4, 2015Apr 21, 2016 (230 d)
Donald G ScullyMML Investors Services, LLC otherOn Investment Management Co otherOtherJul 2, 2015Jul 21, 2015
Mitchell Paul MercerMdt Advisers, A Division Of Federated Mdta LLC otherOn Investment Management Co otherOtherMay 19, 2015Jul 22, 2015 (64 d)
David James WilliamsUsaa Financial Planning Services no RAUMOn Investment Management Co otherOtherApr 24, 2015May 19, 2015
James Robert HegelMML Investors Services, LLC otherOn Investment Management Co otherOtherMar 19, 2015Mar 9, 2017 (721 d)
William Louis PfadtOneamerica Securities, Inc. otherOn Investment Management Co otherOtherMar 13, 2015Apr 6, 2015
Clifford James RobisonSagepoint Financial, Inc. otherOn Investment Management Co otherOtherFeb 9, 2015Feb 12, 2015
Marshall MarracciniPnc Wealth Management otherOn Investment Management Co BD affiliatedOtherJan 20, 2015Apr 20, 2018 (1186 d)
Michael Terrance MahoneyEdward Jones national BDOn Investment Management Co otherOtherJan 9, 2015Mar 17, 2015 (67 d)
Annette Patricia ShanksVoya Financial Advisors, Inc. otherOn Investment Management Co otherOtherDec 31, 2014Jan 6, 2015
Christopher Bradley MarlinMutual Of Omaha Investor Services, Inc. no RAUMOn Investment Management Co otherOtherDec 31, 2014Feb 6, 2015 (37 d)
Homayoun NekooradMutual Of Omaha Investor Services, Inc. no RAUMOn Investment Management Co otherOtherDec 22, 2014Jan 23, 2015 (32 d)
Kevin Edward KemmererOneamerica Securities, Inc. otherOn Investment Management Co otherOtherDec 8, 2014Dec 1, 2014
Christopher David HeckadonOneamerica Securities, Inc. otherOn Investment Management Co otherOtherDec 8, 2014Nov 26, 2014
Timothy William AlvaradoOneamerica Securities, Inc. otherOn Investment Management Co otherOtherDec 8, 2014Dec 1, 2014
Eustace Peter FernandesVoya Financial Advisors, Inc. otherOn Investment Management Co otherOtherNov 3, 2014Sep 6, 2017 (1038 d)
Nevine Magdy GeorgeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOn Investment Management Co otherOtherAug 25, 2014Aug 30, 2016 (736 d)
Mathew David SolomonMML Investors Services, LLC otherOn Investment Management Co otherOtherJul 18, 2014Aug 15, 2014
Brian David KirkPark Avenue Securities LLC otherOn Investment Management Co otherOtherJul 17, 2014Jul 7, 2014
Richard Allen SandmanTransamerica Financial Advisors, LLC otherOn Investment Management Co otherOtherJun 2, 2014Sep 12, 2014 (102 d)
Matthew James CollinsLincoln Investment otherOn Investment Management Co BD affiliatedOtherMay 28, 2014Mar 21, 2023 (3219 d)
Richard Joseph HamlinFai Advisors, Inc. independent RIAOn Investment Management Co otherOtherMay 21, 2014Jun 23, 2010
John James GalliaEdward Jones national BDOn Investment Management Co otherOtherMar 6, 2014Apr 9, 2014 (34 d)
Wayburn Allen CostellowBrookstone Capital Management LLC otherOn Investment Management Co otherOtherMar 4, 2014May 7, 2014 (64 d)
John Christopher HeadEdward Jones national BDOn Investment Management Co otherOtherMar 4, 2014Apr 2, 2014
Brett Michelle HamiltonNew England Securities Corporation otherOn Investment Management Co otherOtherFeb 24, 2014Feb 28, 2014
Linwood Forrest HamiltonNew England Securities Corporation otherOn Investment Management Co otherOtherFeb 24, 2014Feb 28, 2014
Matthew Craig QueenLawing Financial Inc otherOn Investment Management Co otherOtherJan 31, 2014Sep 9, 2004
Allen Randolph BruceH. Beck, Inc. otherOn Investment Management Co otherOtherJan 9, 2014Jan 14, 2014
Daniel Ernest GolandAmeriprise Financial Services, LLC national BDOn Investment Management Co otherOtherDec 18, 2013Dec 9, 2013
Michael Spencer LedfordNfp Advisor Services, LLC otherOn Investment Management Co otherOtherDec 17, 2013Mar 20, 2014 (93 d)
Chrystal Dawn GolandAmeriprise Financial Services, LLC national BDOn Investment Management Co otherOtherOct 3, 2013Jan 2, 2014 (91 d)
Daniel Patrick O'KeefeLincoln Investment otherOn Investment Management Co BD affiliatedOtherSep 5, 2013Feb 8, 2023 (3443 d)
John Francis MckennaMorgan Stanley wirehouseOn Investment Management Co otherOtherAug 27, 2013Aug 6, 2013
Byron Patricio AlvaradoMML Investors Services, LLC otherOn Investment Management Co otherOtherAug 21, 2013Aug 16, 2013
Stephen McgoffMoney Concepts Advisory Service otherOn Investment Management Co otherOtherJul 31, 2013Jul 23, 2014 (357 d)
Jason C SangerWisconsin Financial Advisors, LLC unclassifiedOn Investment Management Co otherOtherJul 29, 2013Feb 28, 2013
Arthur Peter SangerWisconsin Financial Advisors, LLC unclassifiedOn Investment Management Co otherOtherJul 29, 2013May 3, 2010
Michael D BirdLPL Financial LLC otherOn Investment Management Co otherOtherJul 16, 2013Aug 27, 2013 (42 d)
John Michael MoodyMML Investors Services, LLC otherOn Investment Management Co otherOtherJul 5, 2013Jul 30, 2013
Jay Benjamin DworskyWisconsin Financial Advisors, LLC unclassifiedOn Investment Management Co otherOtherJun 18, 2013Apr 11, 2013
Marisa Dietz MenzelWisconsin Financial Advisors, LLC unclassifiedOn Investment Management Co otherOtherJun 18, 2013Oct 21, 2013 (125 d)
Richard Daniel OrredFortitude Advisory Group L.L.C. otherOn Investment Management Co otherOtherMay 30, 2013May 13, 2013
Marvin L. MitchellCornerstone Wealth Management, LLC otherOn Investment Management Co otherOtherMay 22, 2013May 22, 2013
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316 moves match.