| Sean Alan Sunderlage | Advice And Planning Services other | Edelman Financial Services, LLC other | Other | Oct 1, 2013 | Nov 12, 2015 (772 d) |
| Brian Christopher Lipps | Charles Schwab & Co., Inc. national BD | Edelman Financial Services, LLC other | Other | Sep 24, 2013 | Sep 17, 2013 |
| Michelle Vincent Muhammed | Strategic Advisers LLC national BD | Edelman Financial Services, LLC other | Other | Sep 9, 2013 | Sep 20, 2013 |
| Brendan John Kenny | Strategic Advisers LLC national BD | Edelman Financial Services, LLC other | Other | Sep 9, 2013 | Sep 17, 2013 |
| Robert Steczkowski | Strategic Advisers LLC national BD | Edelman Financial Services, LLC other | Other | Sep 5, 2013 | Sep 23, 2013 |
| Seth Joseph Kelly | Advice And Planning Services other | Edelman Financial Services, LLC other | Other | Sep 4, 2013 | Sep 17, 2013 |
| Cristina Gomez Lipson | H. Beck, Inc. other | Edelman Financial Services, LLC other | Other | Aug 29, 2013 | Sep 12, 2013 |
| Mitchell Paul York | Deep Blue Investment Advisors other | Edelman Financial Services, LLC other | Other | Aug 9, 2013 | Oct 29, 2013 (81 d) |
| Matthew Thomas Hickes | Financial Engines Advisor Center, LLC other | Edelman Financial Services, LLC other | Other | Jul 24, 2013 | Jul 9, 2013 |
| Nicholas J Streit | LPL Financial LLC other | Edelman Financial Services, LLC other | Other | Jul 22, 2013 | May 6, 2014 (288 d) |
| Troy William Wyman | Center For Financial Planning Inc other | Edelman Financial Services, LLC other | Other | Jul 2, 2013 | Jun 3, 2013 |
| Heidi Jean Weir | Sanders Morris LLC other | Edelman Financial Services, LLC other | Other | Jul 2, 2013 | Jul 1, 2013 |
| Dante Reynaud Jefferson | Morgan Stanley wirehouse | Edelman Financial Services, LLC other | Other | Jun 13, 2013 | May 29, 2013 |
| Douglas William Swartz | The London Company Of Virginia other | Edelman Financial Services, LLC other | Other | Jun 4, 2013 | Jun 4, 2013 |
| Surendra Vishnuprasad Dave | Strategic Advisers LLC national BD | Edelman Financial Services, LLC other | Other | May 23, 2013 | May 7, 2013 |
| William Farup Hoffman | Usaa Financial Planning Services no RAUM | Edelman Financial Services, LLC other | Other | May 10, 2013 | May 30, 2013 |
| Isabel Angelina Barrow | Strategic Advisers LLC national BD | Edelman Financial Services, LLC other | Other | May 8, 2013 | May 7, 2013 |
| James Andrew Barnash | Ehlert Financial Group, Inc. unclassified | Edelman Financial Services, LLC other | Other | May 8, 2013 | Jun 5, 2013 |
| Fahima Shaw | Morgan Stanley wirehouse | Edelman Financial Services, LLC other | Other | Mar 12, 2013 | Mar 5, 2013 |
| Noah Christopher French | Commonwealth Financial Network national BD | Edelman Financial Services, LLC other | Other | Mar 7, 2013 | Jul 15, 2014 (495 d) |
| David Christopher Balestriere | Strategic Advisers LLC national BD | Edelman Financial Services, LLC other | Other | Mar 5, 2013 | Mar 18, 2013 |
| Ryan W Bergmann | Td Ameritrade Investment Management, LLC other | Edelman Financial Services, LLC other | Other | Mar 4, 2013 | Mar 7, 2013 |
| Michael Clinton Evans | Primerica Advisors national BD | Edelman Financial Services, LLC other | Other | Feb 14, 2013 | Feb 25, 2013 |
| Ira Charles Zito | Charles Schwab & Co., Inc. national BD | Edelman Financial Services, LLC other | Other | Jan 10, 2013 | Jan 14, 2013 |
| Clayton Holt Ernst | B|O|S other | Edelman Financial Services, LLC other | Other | Jan 8, 2013 | Jan 8, 2013 |
| Lori Schlager Bensing | Sanders Morris LLC other | Edelman Financial Services, LLC other | Other | Dec 31, 2012 | May 23, 2012 |
| Dominique Richard Hebert | Ameriprise Financial Services, LLC national BD | Edelman Financial Services, LLC other | Other | Dec 4, 2012 | Jan 7, 2013 (34 d) |
| Dustin H Dodge | LPL Financial LLC other | Edelman Financial Services, LLC other | Other | Nov 7, 2012 | Feb 15, 2013 (100 d) |
| Richard Alan Fletcher | Strategic Advisers LLC national BD | Edelman Financial Services, LLC other | Other | Oct 24, 2012 | Nov 9, 2012 |
| Carlos Antonio Rodriguez | Jack Patterson & Co. other | Edelman Financial Services, LLC other | Other | Oct 12, 2012 | Oct 8, 2012 |
| Charles A Nardiello | Charles Schwab & Co., Inc. national BD | Edelman Financial Services, LLC other | Other | Sep 28, 2012 | Oct 3, 2012 |
| Andrzej Mendela | Signator Investors, Inc. other | Edelman Financial Services, LLC other | Other | Sep 18, 2012 | Oct 8, 2012 |
| Beverly A. Taylor | LPL Financial LLC other | Edelman Financial Services, LLC other | Other | Aug 13, 2012 | Mar 19, 2013 (218 d) |
| James Mcgarry | Chase Investment Services Corp. other | Edelman Financial Services, LLC other | Other | Aug 10, 2012 | Dec 10, 2012 (122 d) |
| Alexandra Kantarski | Morgan Stanley wirehouse | Edelman Financial Services, LLC other | Other | Jul 11, 2012 | Jul 20, 2012 |
| Alexander Ranlett Jordan | United Brokerage Services Inc other | Edelman Financial Services, LLC other | Other | Jun 19, 2012 | Aug 22, 2012 (64 d) |
| Eric Edward Swanson | Sagepoint Financial, Inc. other | Edelman Financial Services, LLC other | Other | May 25, 2012 | May 23, 2012 |
| Stuart Edward Berrin | Wall Street Financial Group, Inc other | Edelman Financial Services, LLC other | Other | Apr 27, 2012 | May 18, 2012 |
| Felix Jonathan Kwan | Strategic Advisers LLC national BD | Edelman Financial Services, LLC other | Other | Apr 25, 2012 | May 21, 2012 |
| Sandra Sue Presgraves | Berg Faircloth Investment Advisors Corp. other | Edelman Financial Services, LLC other | Other | Mar 28, 2012 | Mar 22, 2012 |
| Courtney Wallen | Nationwide Securities, LLC no RAUM | Edelman Financial Services, LLC BD affiliated | Other | Mar 28, 2012 | Aug 29, 2018 (2345 d) |
| Vickie Lynn Crawford | Wells Fargo Advisors wirehouse | Edelman Financial Services, LLC other | Other | Feb 28, 2012 | Mar 2, 2012 |
| Michelle Renee Owens | Morgan Stanley wirehouse | Edelman Financial Services, LLC other | Other | Jan 19, 2012 | Jan 23, 2012 |
| Kevin Gerard Garvey | Strategic Advisers LLC national BD | Edelman Financial Services, LLC other | Other | Jan 18, 2012 | Feb 17, 2012 |
| Richard Alan Welsh | Morgan Stanley wirehouse | Edelman Financial Services, LLC other | Other | Jan 13, 2012 | Jan 11, 2012 |
| Aura Lewanna Carmi | Securities America Advisors, Inc. other | Edelman Financial Services, LLC other | Other | Jan 9, 2012 | Jan 11, 2012 |
| Terry Gravely | Citigroup Global Markets Inc. other | Edelman Financial Services, LLC other | Other | Dec 21, 2011 | May 22, 2012 (153 d) |
| Matthew Paul Cuiffo | Advice And Planning Services other | Edelman Financial Services, LLC other | Other | Oct 21, 2011 | May 2, 2014 (924 d) |
| Andrew James Lehman | Chase Investment Services Corp. other | Edelman Financial Services, LLC other | Other | Oct 3, 2011 | Feb 1, 2012 (121 d) |
| Linda Denise Campbell | Budros, Ruhlin & Roe other | Edelman Financial Services, LLC other | Other | Sep 23, 2011 | Jan 10, 2012 (109 d) |
| Shateela Monique Winters | Wells Fargo Advisors wirehouse | Edelman Financial Services, LLC other | Other | Sep 13, 2011 | Sep 16, 2011 |
| Jeremy Silliman Albrecht | Gradient Advisors, LLC no RAUM | Edelman Financial Services, LLC other | Other | Aug 12, 2011 | Aug 11, 2011 |
| Jason Cowans | Ausdal Financial Partners, Inc. other | Edelman Financial Services, LLC other | Other | Aug 3, 2011 | Aug 31, 2011 |
| Mark Stuart Schaffer | Retirement Design & Management Inc other | Edelman Financial Services, LLC other | Other | Aug 1, 2011 | Aug 10, 2011 |
| Steven Todd Hillstead | The Insight Group, Inc. other | Edelman Financial Services, LLC other | Other | Jul 20, 2011 | Aug 16, 2011 |
| Brendan M Mcgillick | Td Ameritrade, Inc. no RAUM | Edelman Financial Services, LLC other | Other | Jul 18, 2011 | Aug 19, 2011 (32 d) |
| Dionne Cornelius Thompson | Capital Investment Advisors other | Edelman Financial Services, LLC other | Other | Jul 12, 2011 | Jul 1, 2011 |
| Daniel Stephen Maner | Signator Investors, Inc. other | Edelman Financial Services, LLC other | Other | Jun 30, 2011 | Jul 21, 2011 |
| Adam John Jefferis | Wells Fargo Advisors wirehouse | Edelman Financial Services, LLC other | Other | May 17, 2011 | Jul 12, 2011 (56 d) |
| Michael Christopher Rodenburg | Chase Investment Services Corp. other | Edelman Financial Services, LLC other | Other | Apr 15, 2011 | May 2, 2011 |