DFX Intelligence
Advisor moves
Arrivals at Wealth Enhancement Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Samuel Adam Hardin | L.M. Kohn & Company independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 9, 2025 | Dec 8, 2025 |
| Liam Mulligan | L.M. Kohn & Company independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 9, 2025 | Dec 8, 2025 |
| Ann Marie Doty-Mitchell | Cetera Investment Advisers LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2025 | Jun 8, 2026 (185 d) |
| Mark Turner Riefer | Wise Wealth, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 3, 2025 | Nov 3, 2025 |
| Andrew William Moulton | Osaic Wealth, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2025 | Dec 2, 2025 |
| Donald Scott Penn | Osaic Wealth, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2025 | Dec 1, 2025 |
| Timothy Abner Johnston | Osaic Wealth, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2025 | Dec 1, 2025 |
| Michael A Griggs | Guidance Investment Advisors, LLC mixed wealth | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 3, 2025 | Nov 3, 2025 |
| John Ferrell Mcsorley | Guidance Investment Advisors, LLC mixed wealth | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 3, 2025 | Nov 3, 2025 |
| Bryan David Focht | Guidance Investment Advisors, LLC mixed wealth | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 3, 2025 | Nov 3, 2025 |
| Paul Christian Brock | Wise Wealth, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 3, 2025 | Nov 3, 2025 |
| Nicholas Lawrence Phillips | Wise Wealth, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 3, 2025 | Nov 3, 2025 |
| Maureen Alice Teunissen | Guidance Investment Advisors, LLC mixed wealth | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 3, 2025 | Nov 3, 2025 |
| Ryan Matthew Laux | Cetera Investment Advisers LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 28, 2025 | Jul 7, 2026 (221 d) |
| Nicholas Wolejsza | Fisher\Smb institutional | Wealth Enhancement Advisory Services, LLC BD affiliated | Other | Nov 18, 2025 | Nov 19, 2025 |
| Stephen Stricklin | Bright Portfolios, LLC asset manager | Wealth Enhancement Advisory Services, LLC BD affiliated | Other | Oct 31, 2025 | Nov 3, 2025 |
| Ashlee Solarczyk | Copper Leaf Financial, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 20, 2025 | Nov 7, 2025 |
| William Hamerman | Wells Fargo Advisors wirehouse | Wealth Enhancement Advisory Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 20, 2025 | Oct 1, 2025 |
| Arthur Edward Rosser | L.M. Kohn & Company independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 13, 2025 | Dec 11, 2025 (59 d) |
| Gabriel Christensen | Valmark Advisers, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2025 | Oct 20, 2025 |
| Michael S Gregory | Gladstone Wealth Partners independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2025 | Sep 17, 2025 |
| Justin Michael Wunder | Kendall Capital Management independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 1, 2025 | Sep 30, 2025 |
| Christopher David Giuliani | UBS Financial Services Inc. wirehouse | Wealth Enhancement Advisory Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 30, 2025 | Oct 2, 2025 |
| Nasimul Khan | The Mather Group, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 23, 2025 | Sep 19, 2025 |
| Justin Dulle | Prosperity Capital Advisors independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 15, 2025 | Dec 1, 2025 (77 d) |
| Mason Schauer | Ameriprise Financial Services, LLC national BD | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 15, 2025 | Sep 16, 2025 |
| Donald F Dempsey | Dempsey Investment Management, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 11, 2025 | Sep 2, 2025 |
| Michael Lawrence | Wealthspire Advisors independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 11, 2025 | Sep 17, 2025 |
| Griffin Coates | Keenan Financial independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 9, 2025 | Sep 23, 2025 |
| Lucas Ray Anderson | Cetera Investment Advisers LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2025 | Jan 12, 2026 (137 d) |
| Joshua Manwaring | Manwaring Wealth Management independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 26, 2025 | Aug 1, 2025 |
| Daniel Adam Umansky | Cetera Investment Advisers LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2025 | Aug 27, 2025 |
| Cristl Walker | Osaic Wealth, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2025 | Apr 13, 2026 (259 d) |
| Konrad Karwowski | Mercer Global Advisors Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 21, 2025 | Jul 21, 2025 |
| Aaron Bayne | Greenspring Advisors, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 17, 2025 | Jul 23, 2025 |
| Kevin Zasada | Empower Advisory Group, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2025 | Aug 15, 2025 |
| Eric Wulff | Marcum Wealth, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 14, 2025 | May 16, 2025 |
| Diane Carol Brown | Osaic Wealth, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2025 | Jul 10, 2025 |
| John Thomas Gregory | LPL Financial LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2025 | Dec 2, 2024 |
| Clayton Wyatt Stike | LPL Financial LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2025 | Dec 4, 2024 |
| Paul Fagyal | Edward Jones national BD | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2025 | Jun 26, 2025 |
| Robert Barclift Borden | Mariner BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2025 | Jun 12, 2025 |
| Kara Boehm | LPL Financial LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2025 | Dec 2, 2024 |
| Joe Dan Hollingsworth | Hunley Wealth Management LLC state registered | Wealth Enhancement Advisory Services, LLC BD affiliated | Other | Jun 23, 2025 | Jan 12, 2026 (203 d) |
| Brendan Christopher Thompson | Advice And Planning Services BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2025 | Jul 16, 2025 |
| Anthony Maenhout | Hightower Advisors, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2025 | Jul 21, 2025 (33 d) |
| Gerald Diduck | Fqi Capital Management LLC state registered | Wealth Enhancement Advisory Services, LLC BD affiliated | Other | Jun 9, 2025 | Jun 3, 2025 |
| Hantao Wang | Hightower Advisors, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2025 | Jun 12, 2025 |
| Damah Rankin | Corda Investment Management, LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 29, 2025 | Jun 27, 2025 |
| Scott C Brassey | Selway Asset Management, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 6, 2025 | May 1, 2025 |
| Danielle Bugni | Selway Asset Management, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 6, 2025 | May 1, 2025 |
| Justin Yochum | Selway Asset Management, Inc. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 6, 2025 | May 1, 2025 |
| Tara Miriam Graham | Valic Financial Advisors, Inc. BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2025 | May 19, 2025 |
| Logan Dunbar | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wealth Enhancement Advisory Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 2, 2025 | May 9, 2025 |
| Morgan Everett | Brighton Jones LLC independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 1, 2025 | Sep 21, 2026 (508 d) |
| Elizabeth Roberson Carter | Edward Jones national BD | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2025 | May 16, 2025 |
| Edward Ray Stike | LPL Financial LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2025 | Dec 2, 2024 |
| David Christopher Masias | Advice And Planning Services BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2025 | May 13, 2025 |
| Zachary Rosequist | Hightower Advisors, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2025 | May 8, 2025 |
| Evan Harbot | Cnl Educational Institute, LLC no RAUM | Wealth Enhancement Advisory Services, LLC BD affiliated | Other | Apr 17, 2025 | May 8, 2025 |
876 moves match.