DFX Intelligence
Advisor moves
Arrivals at Cuna Brokerage Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Garret Locke | Thrivent Investment Management Inc. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2019 | May 29, 2019 |
| John Steven Masinko | Cuso Financial Services, L.P. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2019 | Jul 23, 2019 (68 d) |
| Isaac James Morris | Ameriprise Financial Services, LLC national BD | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2019 | Sep 23, 2019 (130 d) |
| Allison J Zech | Horace Mann Investors, Inc. no RAUM | Cuna Brokerage Services, Inc. BD affiliated | Other | Apr 30, 2019 | May 2, 2019 |
| Mark Bromm Holmquist | Cetera Investment Advisers LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2019 | Aug 30, 2019 (122 d) |
| Jordan Lewis Ethington | Morgan Stanley wirehouse | Cuna Brokerage Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 18, 2019 | Feb 11, 2020 (299 d) |
| Timothy John Davis | Edward Jones national BD | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 17, 2019 | Oct 31, 2019 (197 d) |
| James Duncan Mcgary | Allstate Financial Advisors, LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2019 | Jun 4, 2019 (49 d) |
| Stephen Alan Martin | MML Investors Services, LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2019 | Jun 21, 2019 (66 d) |
| Heather Diane Ponsano | Ebert Capital Management Inc. independent RIA | Cuna Brokerage Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 11, 2019 | Jun 21, 2019 (71 d) |
| Carlos Sergio Torres Negron | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2019 | May 2, 2019 |
| Bekka Suzanne Sage | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuna Brokerage Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 1, 2019 | Apr 9, 2019 |
| David James Fitzgerald | Midwestern Securities Trading Co.,LLC independent RIA | Cuna Brokerage Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 22, 2019 | Apr 10, 2019 |
| Edward Louis Neveleff | Cuso Financial Services, L.P. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2019 | Mar 19, 2019 |
| Cao Tri Tran | RBC Securities, Inc. independent RIA | Cuna Brokerage Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 4, 2019 | Mar 15, 2019 |
| Justin Paul Parker | Morgan Stanley wirehouse | Cuna Brokerage Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 25, 2019 | Dec 16, 2019 (294 d) |
| James Edward Herring | Thrivent Investment Management Inc. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2019 | Feb 27, 2019 |
| Joleen Marie Parsons | J.J.B. Hilliard, W.L. Lyons, LLC independent RIA | Cuna Brokerage Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 12, 2019 | Jan 15, 2020 (337 d) |
| Lance Alan Sevier | Hornor, Townsend & Kent, LLC BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 8, 2019 | Feb 20, 2019 |
| Holland M Rajaniemi | Citizens Securities, Inc. BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2019 | Feb 28, 2019 |
| Jeffrey Ottwin Anderson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuna Brokerage Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 4, 2019 | Jun 20, 2019 (136 d) |
| Stephen Winston Noffsinger | Davenport & Company LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 9, 2019 | May 29, 2019 (140 d) |
| Matthew Gordon Schmitz | Nepsis Advisor Services, Inc. independent RIA | Cuna Brokerage Services, Inc. mixed wealth | RIA to RIA | Dec 19, 2018 | Jan 10, 2019 |
| Genan Marie Kirby | Fifth Third Securities, Inc. BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 14, 2018 | Jan 4, 2019 |
| Todd A Bertsch | Asset Allocation Strategies, LLC independent RIA | Cuna Brokerage Services, Inc. mixed wealth | RIA to RIA | Dec 14, 2018 | Dec 26, 2018 |
| Matthew Jon Vickers | Cambridge Investment Research Advisors, Inc. BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 14, 2018 | Feb 22, 2019 (70 d) |
| Brad Matthew Burckel | Pnc Managed Account Solutions, Inc. BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 12, 2018 | Dec 14, 2018 |
| Richard M Appling | Bb&T Securities, LLC BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 10, 2018 | Dec 18, 2018 |
| Daniel Matthew Stewart | Truist Advisory Services, Inc. BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2018 | Jan 2, 2019 |
| David Richard Messina | Kestra Advisory Services, LLC BD affiliated | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2018 | Apr 23, 2019 (141 d) |
| Kevin James Farrow | Saxony Capital Management, LLC independent RIA | Cuna Brokerage Services, Inc. mixed wealth | RIA to RIA | Nov 23, 2018 | Nov 27, 2018 |
| Keith Vancil Gilbert | Ameriprise Financial Services, LLC national BD | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 21, 2018 | Dec 5, 2018 |
| Alicia Kay Ellis | Cuso Financial Services, L.P. BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 20, 2018 | Dec 11, 2018 |
| David C Brown | Td Ameritrade, Inc. no RAUM | Cuna Brokerage Services, Inc. mixed wealth | Other | Nov 15, 2018 | Jan 2, 2019 (48 d) |
| Carlos Carrillo | Questar Asset Management, Inc. BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 9, 2018 | Nov 21, 2018 |
| Saloma Bechara | Wells Fargo Advisors wirehouse | Cuna Brokerage Services, Inc. mixed wealth | Wirehouse to independent RIA | Nov 9, 2018 | Nov 26, 2018 |
| Franklin R Smith | LPL Financial LLC independent RIA | Cuna Brokerage Services, Inc. mixed wealth | RIA to RIA | Nov 6, 2018 | Nov 20, 2018 |
| Joshua D Kassulke | Ameriprise Financial Services, LLC national BD | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2018 | Nov 5, 2018 |
| Benjamin Fisher | Nationwide Investment Advisors, LLC BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2018 | Oct 19, 2018 |
| Martin Charles Terry | Creative Financial Designs, Inc. BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 5, 2018 | Oct 9, 2018 |
| Christopher Dewitt Hager | Charles Schwab & Co., Inc. national BD | Cuna Brokerage Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2018 | Mar 16, 2020 (542 d) |
| Christopher Collin Bright | Beacon Hill Investment Advisory, LLC state registered | Cuna Brokerage Services, Inc. mixed wealth | Other | Sep 13, 2018 | Nov 27, 2018 (75 d) |
| Kathryn Jo Hackney | LPL Financial LLC independent RIA | Cuna Brokerage Services, Inc. mixed wealth | RIA to RIA | Sep 7, 2018 | Aug 24, 2018 |
| Monica Sashil Chandra | LPL Financial LLC independent RIA | Cuna Brokerage Services, Inc. mixed wealth | RIA to RIA | Sep 7, 2018 | Aug 24, 2018 |
| Ernesto Aguilar | Pnc Managed Account Solutions, Inc. BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2018 | Sep 24, 2018 |
| Patricia Dawn Freiwald | Advice And Planning Services BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2018 | Sep 27, 2018 |
| Lisa Renee Middleton | Usaa Investment Services Company BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2018 | Nov 15, 2018 (76 d) |
| Matthew Lee Ratchenski | Securian Financial Services, Inc. BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2018 | Sep 24, 2018 |
| Shane David Irons | Cetera Investment Advisers LLC BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 17, 2018 | Aug 30, 2018 |
| David Paul Dufour | Citizens Securities, Inc. BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2018 | Aug 21, 2018 |
| Elizabeth Joseph | Bb&T Securities, LLC BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2018 | Feb 22, 2019 (193 d) |
| Mark Edward Kilbride | Kestra Advisory Services, LLC BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 23, 2018 | Aug 6, 2018 |
| Franco Alfredo Biasi | Nationwide Investment Advisors, LLC BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2018 | Oct 17, 2018 (92 d) |
| John Craige Marek | Cetera Advisor Networks LLC BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2018 | Aug 1, 2018 |
| Cheryl Ann Angelini | Cuso Financial Services, L.P. BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2018 | Aug 14, 2018 (34 d) |
| Alan Nelson Barnes | Cuso Financial Services, L.P. BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2018 | Jul 18, 2018 |
| Martin Ho Wah Lau | Cuso Financial Services, L.P. BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2018 | Aug 3, 2018 |
| Chelsea Barrows | Cuso Financial Services, L.P. BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2018 | Jul 13, 2018 |
| Kevin Donald Paul | Cetera Advisor Networks LLC BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 26, 2018 | Jul 13, 2018 |
| Laraine Ruth Crews Dickerson | Cuso Financial Services, L.P. BD affiliated | Cuna Brokerage Services, Inc. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2018 | Jul 3, 2018 |
671 moves match.