DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Osaic Wealth, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cynthia Maresca Boyle | Stifel Independent Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2026 | Apr 27, 2026 |
| Nicholas Steven Wilz | Lincoln Investment independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 6, 2026 | May 6, 2026 |
| Matthew Ryan Carmichael | Eagle Strategies LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2026 | Apr 28, 2026 |
| Kristen Marie Newman | Arkadios Wealth Advisors BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2026 | May 4, 2026 |
| Matthew Charles Moceri | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Osaic Wealth, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 4, 2026 | May 4, 2026 |
| Andrea Elizabeth Coladarci | Pinnacle Investments, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2026 | May 4, 2026 |
| Cecily Anthony | Edward Jones national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2026 | May 1, 2026 |
| Adam Gartside | Pinnacle Investments, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2026 | May 4, 2026 |
| Travis Rey Fuller | Key Investment Services LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2026 | Jun 17, 2026 (49 d) |
| Caleb Andrew Lawler | Edward Jones national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2026 | May 8, 2026 |
| Bradley Ross Thompson | Kovack Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2026 | Apr 21, 2026 |
| James Michael Mertens | Founders Financial Alliance, LLC independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 22, 2026 | Apr 22, 2026 |
| Kerry Carlton Goodman | Founders Financial Alliance, LLC independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 22, 2026 | Apr 22, 2026 |
| Garrett Steven Railsback | Founders Financial Alliance, LLC independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 22, 2026 | Apr 22, 2026 |
| Timothy Ian Mcnally | Voya Financial Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2026 | May 11, 2026 |
| Daniel Christopher Granda | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2026 | Jul 31, 2026 (107 d) |
| Emily J Mangus | Morgan Stanley wirehouse | Osaic Wealth, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 15, 2026 | Apr 6, 2026 |
| Christine Marie Tyjeski | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Mar 31, 2026 |
| Jennifer Bracey | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | May 5, 2026 |
| Nickolas Joseph Allar | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2026 | Mar 31, 2026 |
| Constance Faith Mix | Wells Fargo Advisors wirehouse | Osaic Wealth, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 10, 2026 | Apr 13, 2026 |
| Mark Frederick Parcells | First Command Advisory Services BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2026 | Apr 27, 2026 |
| Kyle Bradley Mauck | Independent Financial Partners BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2026 | Mar 20, 2026 |
| Kristian Dean Michael | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Osaic Wealth, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 2, 2026 | Aug 24, 2026 (144 d) |
| Geraldine Anne Spinella | Raymond James & Associates, Inc. national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2026 | Mar 31, 2026 |
| David James T Ong-Guan Pun | Principal Securities, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2026 | Mar 31, 2026 |
| James William Lucas Karnes | Adviceonly no RAUM | Osaic Wealth, Inc. BD affiliated | Other | Mar 31, 2026 | Jun 5, 2026 (66 d) |
| Jonathan Scott Johnson | Edward Jones national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2026 | Mar 27, 2026 |
| Peter Mitchell | J.P. Morgan Securities LLC wirehouse | Osaic Wealth, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 27, 2026 | Jun 25, 2026 (90 d) |
| Evan Kirsch | MML Investors Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2026 | Feb 27, 2026 |
| Monica E. Worcester | Strategic Advisers LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2026 | Apr 9, 2026 |
| Steven Lane Dobler | Stifel Independent Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2026 | Mar 17, 2026 |
| Tyler Donald Neary | Raymond James Financial Services Advisors, Inc BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2026 | Mar 24, 2026 |
| Alexis Tedi Romero Neiman | Strategic Advisers LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2026 | Mar 17, 2026 |
| Janice Desinord | Raymond James & Associates, Inc. national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2026 | May 26, 2026 (68 d) |
| Antonio Competiello | Strategic Advisers LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2026 | Mar 16, 2026 |
| Thomas Patrick Fallon | Shepherd Kaplan LLC asset manager | Osaic Wealth, Inc. BD affiliated | Other | Mar 17, 2026 | Apr 2, 2026 |
| Benjamin Pecora | Edward Jones national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2026 | Mar 13, 2026 |
| Sharla Dae Rountree | Personal Benefit Financial unclassified | Osaic Wealth, Inc. other | Other | Mar 13, 2026 | May 17, 2006 |
| Marshall D Chasek | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 12, 2026 | Mar 16, 2026 |
| Grant Hartman Ulrick | Stratos Wealth Partners, Ltd BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2026 | Mar 8, 2026 |
| Douglas P Geron | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2026 | Mar 2, 2026 |
| John Cabala | LPL Financial LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2026 | Feb 27, 2026 |
| Lisa Marie Lyons | Regal Advisory Services, Inc. other | Osaic Wealth, Inc. other | Other | Mar 6, 2026 | Feb 26, 2015 |
| Thomas Jung Jin Kim | Regal Advisory Services, Inc. other | Osaic Wealth, Inc. other | Other | Mar 6, 2026 | Aug 15, 2005 |
| Eric Gregory Scheinbaum | Regal Advisory Services, Inc. other | Osaic Wealth, Inc. other | Other | Mar 6, 2026 | May 18, 2012 |
| Jason Thomas Griffin | Regal Advisory Services, Inc. other | Osaic Wealth, Inc. other | Other | Mar 6, 2026 | Feb 26, 2015 |
| Tyler Mcconville | Retirement Income Strategies, LLC independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 6, 2026 | Mar 4, 2026 |
| Jonathon E Dodd | Park Avenue Securities LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2026 | Mar 3, 2026 |
| William R Long | Strategic Advisers LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2026 | Feb 19, 2026 |
| Frances Rutchik Gardner | Kestra Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2026 | Mar 3, 2026 |
| Patrick Kincanon Wallace | Kestra Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2026 | Mar 3, 2026 |
| Andrew Rutchik Gardner | Kestra Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2026 | Mar 3, 2026 |
| Kyle Mcguffey | Kestra Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2026 | Mar 3, 2026 |
| Zachary A Fallas | Morgan Stanley wirehouse | Osaic Wealth, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 4, 2026 | Mar 4, 2026 |
| Heather Lyn Hackett | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2026 | Feb 27, 2026 |
| Amber Nicole Reams | Commonwealth Financial Network national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2026 | Feb 27, 2026 |
| Nancy Snow Branham | First Citizens Investor Services, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2026 | Mar 21, 2026 |
| Jeffrey Joseph Oprondek | Stifel Independent Advisors, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2026 | Feb 26, 2026 |
| Pamela Sue Ghezzi | Kovack Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2026 | Mar 17, 2026 |
2,035 moves match.