DFX Intelligence
Advisor moves
Arrivals at Valic Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kira Hill | LPL Financial LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2024 | Mar 20, 2024 (36 d) |
| Jack Yale | Vanguard Advisers, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | May 21, 2024 (104 d) |
| Robert Matthew Starcher | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 31, 2024 | Jun 24, 2025 (510 d) |
| Ryan Masayuki Uwono | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2024 | Jun 21, 2024 (143 d) |
| Mark Erik Hauschild | Advice And Planning Services BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2024 | Oct 21, 2024 (271 d) |
| Samantha Swenson Darnell | First Command Advisory Services BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2023 | Mar 21, 2025 (455 d) |
| Fatimah K Uthman | J.P. Morgan Securities LLC wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 22, 2023 | Jan 22, 2024 (61 d) |
| Michael Ralph Winter | Hsbc Securities (USA) Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2023 | Nov 13, 2023 |
| Kaitlyn Fitzhenry | Securities America Advisors, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2023 | Nov 27, 2023 |
| Richard Lowell Bateman | Cambridge Investment Research Advisors, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2023 | Nov 18, 2024 (409 d) |
| Colin S Kirkpatrick | Citizens Securities, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2023 | Sep 29, 2025 (725 d) |
| Brock Justin Noel | Advice And Planning Services BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2023 | Jul 25, 2024 (301 d) |
| Thomas Anthony Ditta | Pruco Securities, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2023 | Dec 5, 2023 (76 d) |
| Kyle Mason | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 5, 2023 | Mar 20, 2024 (197 d) |
| Jennifer Lynn Dugan | Sagepoint Financial, Inc. BD affiliated | Valic Financial Advisors, Inc. other | Other | Sep 1, 2023 | Feb 10, 2016 |
| Christopher John Lupo | Equitable Advisors, LLC national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2023 | Aug 24, 2023 |
| Rene Michelle Eisele | Advice And Planning Services BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2023 | Jun 5, 2024 (292 d) |
| Carter Jon Nelson | Equitable Advisors, LLC national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 18, 2023 | Sep 1, 2023 |
| Andrew Martino | Pruco Securities, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2023 | Aug 21, 2023 |
| Robert Sorensen | Allstate Financial Advisors, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 27, 2023 | Jul 21, 2023 |
| Caleb Zaborowski | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 25, 2023 | Nov 14, 2023 (112 d) |
| Caroline Grace Shelton | Equitable Advisors, LLC national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2023 | Aug 7, 2023 |
| Matthew Douglas Weinert | Inspire Advisors, LLC independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 24, 2023 | May 4, 2026 (1015 d) |
| David Duque | Park Avenue Securities LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2023 | Jul 25, 2023 |
| Sabrina J Mason | Pruco Securities, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2023 | Jun 27, 2023 |
| James Campbell | Arbor Point Advisors BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2023 | Jan 31, 2024 (225 d) |
| Amy Leigh Mullvain | LPL Financial LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 18, 2023 | May 17, 2023 |
| Chad James Mckinney | Empower Advisory Group, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2023 | May 8, 2024 (372 d) |
| Gregory Hodges | Alight Financial Advisors, LLC independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 1, 2023 | Apr 18, 2023 |
| Akanni Kenyon Jones | Next Financial Group, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2023 | Apr 19, 2023 |
| Darryl James Knox | Allstate Financial Advisors, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2023 | Apr 10, 2023 |
| Rickey Jack Carlson | Symphony Financial, Ltd. Co. independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 17, 2023 | Feb 21, 2023 |
| Akira Tyree Gatewood | Equitable Advisors, LLC national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2023 | Mar 6, 2023 |
| Anay Gonzalez | Florida Financial Advisors, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2023 | Nov 20, 2023 (276 d) |
| Isiah Brown | Sagepoint Financial, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2023 | Sep 18, 2023 (224 d) |
| Jennifer Fahey | Nationwide Investment Advisors, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2022 | Jan 18, 2023 (40 d) |
| Tara C Rivers | LPL Financial LLC independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 2, 2022 | Dec 13, 2022 |
| Jessica Eaton | Key Investment Services LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2022 | Nov 30, 2022 |
| Jeremy Crocker | Migration Wealth Management, LLC state registered | Valic Financial Advisors, Inc. BD affiliated | Other | Nov 23, 2022 | Feb 3, 2023 (72 d) |
| Griffin James Lusk | Whitaker-Myers Wealth Managers, Ltd. independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 14, 2022 | Jun 16, 2023 (245 d) |
| Scott Taylor Ririe | Principal Securities, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2022 | May 1, 2023 (209 d) |
| Cynthia Denise Reavis | MML Investors Services, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2022 | Oct 13, 2022 |
| Carey A Droznek | Alight Financial Advisors, LLC independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 14, 2022 | Sep 8, 2022 |
| Trecia Scribner | Transamerica Retirement Advisors, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2022 | Nov 4, 2022 (53 d) |
| Steven James Fraser | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 7, 2022 | Sep 7, 2022 |
| Maximo Lopez | Allstate Financial Advisors, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2022 | Sep 7, 2022 |
| Danielle Bailey | Ivc Wealth Advisors LLC independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 15, 2022 | Aug 18, 2022 |
| Sherri Thomas | Allstate Financial Advisors, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2022 | Aug 15, 2022 |
| Tasha Ladonna Webie | American Portfolios Advisors, Inc BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2022 | Aug 22, 2022 |
| Alex Silvestro | MML Investors Services, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2022 | Jul 28, 2022 |
| Mckenlee Derrick Randolph | Charles Schwab & Co., Inc. national BD | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2022 | Aug 22, 2022 |
| Ana Teper | Fidelity Personal And Workplace Advisors BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2022 | Jan 6, 2023 (161 d) |
| Anthony Bianco | Sagepoint Financial, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2022 | Aug 8, 2022 (39 d) |
| Justin Reedy | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 22, 2022 | Jun 14, 2022 |
| Luis Adolfo Ricardo | Allstate Financial Advisors, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2022 | Jun 14, 2022 |
| Cynthia A Westervelt | LPL Financial LLC independent RIA | Valic Financial Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 6, 2022 | May 2, 2022 |
| April Dawn Rose | Voya Financial Partners, LLC no RAUM | Valic Financial Advisors, Inc. BD affiliated | Other | Apr 18, 2022 | Jun 13, 2022 (56 d) |
| Danielle Major | Janney Montgomery Scott LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2022 | Mar 17, 2023 (358 d) |
| Douglas Alan Ducker | Fidelity Personal And Workplace Advisors BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2022 | Jun 13, 2022 (84 d) |
| Ezekiel Cole Powell | Thrivent Investment Management Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2022 | Mar 28, 2022 |
1,154 moves match.