| Jonathan Michael Levar | Edward Jones national BD | Advisory Services Network other | Other | Mar 13, 2018 | Feb 21, 2018 |
| Wallace Richard Carlson | Tl Private Wealth other | Advisory Services Network other | Other | Jan 29, 2018 | Jan 29, 2018 |
| Lawrence Keith Bogar | B Riley Wealth Management other | Advisory Services Network other | Other | Nov 10, 2017 | Jan 10, 2018 (61 d) |
| Alexander Mihajlov | Raymond James Financial Services Advisors, Inc other | Advisory Services Network other | Other | Oct 5, 2017 | Oct 2, 2017 |
| Blake Lawrence Paro | Raymond James Financial Services Advisors, Inc other | Advisory Services Network other | Other | Oct 5, 2017 | Oct 2, 2017 |
| Trevor Edward Chambers | Raymond James Financial Services Advisors, Inc other | Advisory Services Network other | Other | Oct 5, 2017 | Oct 2, 2017 |
| Eric Samuel Wilson | Raymond James Financial Services Advisors, Inc other | Advisory Services Network other | Other | Sep 18, 2017 | Sep 15, 2017 |
| Oliver Ernst | Sage Private Wealth Group, LLC independent RIA | Advisory Services Network other | Other | Aug 31, 2017 | Sep 6, 2017 |
| William Chadwick Barber | Wfg Advisors, LP other | Advisory Services Network other | Other | Aug 18, 2017 | Aug 16, 2017 |
| Christopher Morgan Bingham | Charles Schwab & Co., Inc. national BD | Advisory Services Network other | Other | Jul 25, 2017 | Aug 10, 2017 |
| Michael James Petyak | Cambridge Investment Research Advisors, Inc. other | Advisory Services Network other | Other | Jul 14, 2017 | Jul 10, 2017 |
| John Hoyt Williams | Cambridge Investment Research Advisors, Inc. other | Advisory Services Network other | Other | Jul 10, 2017 | Jul 10, 2017 |
| William John Mclaughlin | Realta Investment Advisors, Inc other | Advisory Services Network other | Other | Jun 30, 2017 | Jul 5, 2017 |
| Kristin Ann Mclaughlin | Realta Investment Advisors, Inc other | Advisory Services Network other | Other | Jun 30, 2017 | Sep 25, 2017 (87 d) |
| Adam Peter Gross | Sms Capital Management independent RIA | Advisory Services Network other | Other | Jun 28, 2017 | Jun 29, 2017 |
| Jordan Kent Brooks | Morgan Stanley wirehouse | Advisory Services Network independent RIA | Wirehouse to independent RIA | Jun 12, 2017 | Jul 23, 2018 (406 d) |
| Donald James Leek | Vision Capital Management Inc other | Advisory Services Network other | Other | May 9, 2017 | Aug 21, 2017 (104 d) |
| Jason Arnold Randlett | Schwab Wealth Advisory, Inc. other | Advisory Services Network other | Other | Apr 5, 2017 | Apr 3, 2017 |
| Stephen Robert Crocker | Morgan Stanley wirehouse | Advisory Services Network independent RIA | Wirehouse to independent RIA | Apr 4, 2017 | Sep 11, 2026 (3447 d) |
| Jeff Adron Cheek | Stratos Wealth Advisors LLC no RAUM | Advisory Services Network other | Other | Mar 20, 2017 | Mar 21, 2017 |
| Charles Edward Dabrowski | Stratos Wealth Advisors LLC no RAUM | Advisory Services Network other | Other | Mar 20, 2017 | Mar 21, 2017 |
| James Michael Housler | Stratos Wealth Advisors LLC no RAUM | Advisory Services Network other | Other | Mar 20, 2017 | Mar 23, 2017 |
| Kristian Kvols Martin | Bfc Planning, Inc. other | Advisory Services Network other | Other | Feb 8, 2017 | Feb 9, 2017 |
| Jack Donald Monteith | Directional Financial Services other | Advisory Services Network other | Other | Jan 5, 2017 | Apr 13, 2017 (98 d) |
| Myles Henry Asa Pritchard | Concert Wealth Management other | Advisory Services Network other | Other | Dec 31, 2016 | Sep 22, 2016 |
| Brandi Jill Holmes | Level Four Advisory Services other | Advisory Services Network other | Other | Nov 9, 2016 | Nov 4, 2016 |
| William Davis Madara | B. Riley Wealth Advisors, Inc. other | Advisory Services Network other | Other | Aug 31, 2016 | Sep 1, 2016 |
| John Anthony Miller | B. Riley Wealth Advisors, Inc. other | Advisory Services Network other | Other | Aug 31, 2016 | Sep 1, 2016 |
| Kerri L Radimer | B. Riley Wealth Advisors, Inc. other | Advisory Services Network independent RIA | Other | Aug 31, 2016 | Jul 18, 2018 (686 d) |
| Michael Herbert Rosenthal | Park Avenue Securities LLC other | Advisory Services Network other | Other | Aug 30, 2016 | Dec 19, 2016 (111 d) |
| Jacob Cristobal Chaparro | Level Four Advisory Services other | Advisory Services Network other | Other | Aug 4, 2016 | Aug 11, 2016 |
| Thomas Frank Kuhn | Raymond James & Associates, Inc. national BD | Advisory Services Network independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2016 | May 29, 2021 (1762 d) |
| Louis Anthony Mucci | Ameriprise Financial Services, LLC national BD | Advisory Services Network other | Other | Jul 15, 2016 | Jul 13, 2016 |
| Larry Gene Harness | Csenge Advisory Group, LLC other | Advisory Services Network other | Other | Jul 12, 2016 | Jun 13, 2016 |
| John R Campbell | Csenge Advisory Group, LLC other | Advisory Services Network other | Other | Jun 20, 2016 | Jun 17, 2016 |
| David Adrian Cross | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Advisory Services Network other | Other | Jun 6, 2016 | May 26, 2016 |
| Gertrude Mary Piper | Concourse Financial Group Advisors other | Advisory Services Network other | Other | Apr 8, 2016 | Mar 23, 2016 |
| Ginny Sue Dell | Harbinger Asset Management, LLC other | Advisory Services Network other | Other | Mar 24, 2016 | Mar 22, 2016 |
| Gary Max Goeppinger | Concert Wealth Management other | Advisory Services Network independent RIA | Other | Mar 23, 2016 | Jun 1, 2021 (1896 d) |
| Inderjit Samra | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Advisory Services Network other | Other | Mar 17, 2016 | Jul 19, 2016 (124 d) |
| Joshua Mcclellan Slocum | Clark Financial Advisors other | Advisory Services Network other | Other | Mar 15, 2016 | Feb 12, 2016 |
| Michael Anthony Nowak | Foundations Investment Advisors LLC other | Advisory Services Network other | Other | Mar 11, 2016 | Mar 23, 2016 |
| Ryan J Snyder | Foundations Investment Advisors LLC other | Advisory Services Network other | Other | Mar 11, 2016 | Mar 23, 2016 |
| Benjamin Lorain Taylor | Foundations Investment Advisors LLC other | Advisory Services Network other | Other | Mar 11, 2016 | Mar 23, 2016 |
| Bradley David Church | LPL Financial LLC other | Advisory Services Network other | Other | Mar 4, 2016 | Mar 14, 2016 |
| Billy Ray Reider | Reider Wealth Management, Inc. unclassified | Advisory Services Network other | Other | Feb 19, 2016 | Feb 18, 2016 |
| Michael Jordan Curran | Wells Fargo Advisors wirehouse | Advisory Services Network other | Other | Jan 21, 2016 | Feb 12, 2016 |
| William Chris Heath | Center For Financial Planning, Inc. unclassified | Advisory Services Network other | Other | Dec 31, 2015 | Mar 24, 2016 (84 d) |
| Monique Renee Marshall | Life By Design Advisory Services unclassified | Advisory Services Network other | Other | Dec 17, 2015 | Dec 17, 2015 |
| Justin Anthony Reckers | Source Financial Advisors, LLC other | Advisory Services Network other | Other | Oct 6, 2015 | Oct 26, 2015 |
| Guy Philip Jones | Horter Investment Management, LLC other | Advisory Services Network other | Other | Sep 1, 2015 | Feb 3, 2015 |
| Mark Kelly Kissell | American Capital Management, Inc. state registered | Advisory Services Network independent RIA | Other | Aug 14, 2015 | Jun 2, 2022 (2484 d) |
| Steven Duval Harrison | Alterity Financial Group, LLC other | Advisory Services Network other | Other | Jul 6, 2015 | Jul 14, 2015 |
| Robert Bryan Cannon | Avantax Advisory Services other | Advisory Services Network other | Other | Jun 4, 2015 | Jun 4, 2015 |
| Robert Clark Armstrong | Avantax Advisory Services other | Advisory Services Network other | Other | Jun 4, 2015 | Sep 9, 2015 (97 d) |
| Barbara Ann Bell | Avantax Advisory Services other | Advisory Services Network other | Other | Jun 4, 2015 | Jun 4, 2015 |
| Scott Mons Broadbent | Innovation Partners LLC other | Advisory Services Network other | Other | Apr 7, 2015 | Apr 15, 2015 |
| Craig Robert Falkner | Orgel Wealth Management, LLC other | Advisory Services Network other | Other | Feb 24, 2015 | Sep 17, 2015 (205 d) |
| Edward Matthew Egliskis | United Capital Financial Advisors other | Advisory Services Network other | Other | Jan 15, 2015 | Feb 11, 2015 |
| David Gerald Judge | Spc other | Advisory Services Network other | Other | Jan 2, 2015 | Jan 6, 2015 |