DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Lincoln Investment

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William James SalazarAmeriprise Financial Services, LLC national BDLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIASep 14, 2022Oct 10, 2022
Markus WilliamsPruco Securities, LLC BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIASep 2, 2022Dec 5, 2025 (1190 d)
Joseph Patrick MylotteCapital Analysts BD affiliatedLincoln Investment otherOtherAug 31, 2022Jun 20, 2017
Matthew Brian GrosjeanA.G.P / Alliance Global Partners independent RIALincoln Investment independent RIARIA to RIAAug 30, 2022Aug 23, 2022
Annirose Koci WomackHorace Mann Investors, Inc. no RAUMLincoln Investment independent RIAOtherAug 15, 2022Aug 15, 2022
Anthony P MazzarielloEdward Jones national BDLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAAug 10, 2022Aug 9, 2022
Ruth ChiccaLPL Financial LLC independent RIALincoln Investment independent RIARIA to RIAAug 1, 2022Sep 21, 2022 (51 d)
Paul Joseph KildayPark Avenue Securities LLC BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAJul 20, 2022May 3, 2022
Aaron DurdaPruco Securities, LLC BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAJul 20, 2022Jul 21, 2022
Jonathan Simon HarelCharles Schwab & Co., Inc. national BDLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAJul 6, 2022Jul 11, 2022
Kyle William SalvittiSparks Capital Management state registeredLincoln Investment independent RIAOtherJul 1, 2022Jul 21, 2022
Esteban YepesWells Fargo Advisors wirehouseLincoln Investment independent RIAWirehouse to independent RIAJun 23, 2022Dec 3, 2024 (894 d)
Vance LitchfieldPruco Securities, LLC BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAJun 13, 2022Jul 7, 2022
Gary Anthony CucchiHorace Mann Investors, Inc. no RAUMLincoln Investment independent RIAOtherJun 13, 2022May 23, 2022
Ron DefreitasHorace Mann Investors, Inc. no RAUMLincoln Investment independent RIAOtherJun 13, 2022May 23, 2022
Michael C SmithHorace Mann Investors, Inc. no RAUMLincoln Investment independent RIAOtherJun 13, 2022May 23, 2022
Dale Alan MingledorffHorace Mann Investors, Inc. no RAUMLincoln Investment independent RIAOtherJun 7, 2022Sep 15, 2022 (100 d)
Sisse Sy Ferguson-TorokPortfolio Medics, LLC independent RIALincoln Investment independent RIARIA to RIAJun 3, 2022May 27, 2022
James Matthew HorrisEquitable Advisors, LLC national BDLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAJun 2, 2022Jun 13, 2022
John Conrad HaysVoisard Asset Management Group independent RIALincoln Investment independent RIARIA to RIAMay 27, 2022Jul 30, 2022 (64 d)
Alexander SnymanEagle Strategies LLC BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAMay 23, 2022May 18, 2022
Devin GraysonM1 Advisory no RAUMLincoln Investment independent RIAOtherMay 19, 2022Jan 4, 2023 (230 d)
James Edward BelzCapital Analysts BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherMay 5, 2022Oct 2, 2020
Garret BensonPaladin Investment Advisors state registeredLincoln Investment independent RIAOtherApr 13, 2022May 4, 2022
Steven Joseph KurtzCapital Analysts BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherApr 5, 2022Apr 5, 2021
Allan Curtis ParlierCapital Analysts BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherMar 25, 2022Sep 9, 2020
Rory Patrick CannonFidelity Personal And Workplace Advisors BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherMar 23, 2022Mar 22, 2022
Noah James FehrenbachMML Investors Services, LLC BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherMar 18, 2022Mar 11, 2022
Matthew Lane Puckett UnderwoodAsset Allocation Strategies, LLC independent RIALincoln Investment BD affiliatedRIA to affiliated broker-dealer or bankFeb 25, 2022Feb 28, 2022
Michael J GarciaRaymond James Financial Services Advisors, Inc BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAFeb 10, 2022Jul 27, 2022 (167 d)
Ryan PappCambridge Investment Research Advisors, Inc. BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherFeb 8, 2022Feb 14, 2022
Ronald Thomas ReitzEquitable Advisors, LLC national BDLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherJan 24, 2022Jan 21, 2022
Matthew Allen PetersenFlagstar Securities, Inc. independent RIALincoln Investment independent RIARIA to RIAJan 11, 2022Jul 26, 2022 (196 d)
Adam Keith FergusonMissionsquare Retirement institutionalLincoln Investment BD affiliatedOtherJan 10, 2022Jan 11, 2022
Joseph Dominic DicriscioWealth Cmt independent RIALincoln Investment BD affiliatedRIA to affiliated broker-dealer or bankJan 7, 2022Jan 20, 2022
Jay Matthew VavraLPL Financial LLC BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherDec 21, 2021Jan 12, 2022
Travis John BettfreundMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLincoln Investment BD affiliatedWirehouse to affiliated broker-dealer or bankDec 13, 2021Jan 18, 2022 (36 d)
Bradley Richard WellsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLincoln Investment BD affiliatedWirehouse to affiliated broker-dealer or bankDec 7, 2021Jan 21, 2022 (45 d)
Richard Orlando AhumadaRegal Investment Advisors LLC BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherNov 30, 2021Dec 2, 2021
Steven James PodgorskiCapital Analysts BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherNov 15, 2021Nov 15, 2021
Kevin LoganHartford Funds asset managerLincoln Investment independent RIAOtherNov 8, 2021Aug 29, 2023 (659 d)
Nkiruka Lazz-OnyenobiRaymond James & Associates, Inc. national BDLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherOct 29, 2021Oct 4, 2021
Charles PoseyEdward Jones national BDLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIASep 21, 2021Apr 14, 2022 (205 d)
Jason BillupsCapital Analysts BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherSep 9, 2021May 11, 2020
Erin K GoodrichSchwab Wealth Advisory, Inc. no RAUMLincoln Investment BD affiliatedOtherSep 1, 2021Sep 15, 2021
Jacqueline B BanisterGwn Securities Inc. BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherJul 22, 2021Jul 21, 2021
Christopher Clay McananyPruco Securities, LLC BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherJul 8, 2021Jul 6, 2021
Michael Ara SarafianMorgan Stanley wirehouseLincoln Investment BD affiliatedWirehouse to affiliated broker-dealer or bankJun 8, 2021May 19, 2021
Tristan Wade MorganEquitable Advisors, LLC national BDLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherJun 4, 2021Jun 17, 2021
Meredith Anne MussmannPruco Securities, LLC BD affiliatedLincoln Investment independent RIAAffiliated broker-dealer or bank to independent RIAMay 28, 2021May 12, 2022 (349 d)
Jason BourgoAmeriprise Financial Services, LLC national BDLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherMay 17, 2021Jun 24, 2021 (38 d)
Karl Dennis BoboWaddell & Reed BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherMay 14, 2021Jun 23, 2021 (40 d)
Chad ThunerCalton & Associates, Inc. independent RIALincoln Investment independent RIARIA to RIAMar 26, 2021Jan 11, 2023 (656 d)
Korey Michael KnepperMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseLincoln Investment BD affiliatedWirehouse to affiliated broker-dealer or bankMar 2, 2021Mar 8, 2021
Theresa Lynn KrupkaValic Financial Advisors, Inc. BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherFeb 24, 2021Feb 1, 2021
Gretchen Michelle RehmHorace Mann Investors, Inc. no RAUMLincoln Investment BD affiliatedOtherFeb 22, 2021Feb 12, 2021
Nancy Da-Thu DinhHornor, Townsend & Kent, LLC BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherFeb 17, 2021Feb 16, 2021
Samuel MatteoEdward Jones national BDLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherFeb 4, 2021Apr 30, 2021 (85 d)
Catherine A JohnsonLPL Financial LLC BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherDec 21, 2020Feb 21, 2022 (427 d)
Zachary TombsCitizens Securities, Inc. BD affiliatedLincoln Investment BD affiliatedAffiliated broker-dealer or bank to anotherDec 11, 2020Jan 7, 2021
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543 moves match.