DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at LPL Financial LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dennis Dean Ross | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2026 | Sep 1, 2026 (42 d) |
| Summer Sawdey | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2026 | Sep 2, 2026 (43 d) |
| Katarzyna Kot | State Farm Investment Management Corp. asset manager | LPL Financial LLC BD affiliated | Other | Jul 21, 2026 | Jul 13, 2026 |
| Robert Bernard Gilson | Morgan Stanley wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 20, 2026 | Jul 8, 2026 |
| Jeffrey Bruce Schneider | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2026 | Jul 20, 2026 |
| Joe Vidueira | Kestra Private Wealth Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2026 | Jul 20, 2026 |
| Mark Robert Calaci | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2026 | Jul 20, 2026 |
| Edward Joseph Kelly | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2026 | Jul 20, 2026 |
| Brad Stuart | Ausdal Financial Partners, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 20, 2026 | Jul 20, 2026 |
| Danny R Jackson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 20, 2026 | Jul 21, 2026 |
| Stacey J Clark | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2026 | Jul 17, 2026 |
| Joshua D Pitts | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 20, 2026 | Jul 20, 2026 |
| Benjamin Nolan Fanderclai | Ausdal Financial Partners, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 20, 2026 | Jul 20, 2026 |
| Olin Robert Johanssen | World Choice Securities, Inc. state registered | LPL Financial LLC BD affiliated | Other | Jul 20, 2026 | Jul 17, 2026 |
| Hanna Khoronov | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 19, 2026 | Jul 30, 2026 |
| Thomas J Belisari | Key Financial, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 17, 2026 | Jul 13, 2026 |
| Peter A Susic | Edward Jones national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2026 | Jul 9, 2026 |
| Samuel David Baez | Key Financial, Inc. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 17, 2026 | Jul 13, 2026 |
| Bryan Patrick Pacuch | Strategic Advisers LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2026 | Jul 17, 2026 |
| Briggin R Bluemel | Morgan Stanley wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 17, 2026 | Sep 14, 2026 (59 d) |
| Darrell Dean Woodcock | Private Advisor Group, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2026 | Jul 1, 2026 |
| Lindsey Elizabeth Derby | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2026 | Jul 3, 2026 |
| Matthew Guillory | RBC Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2026 | Aug 19, 2026 (34 d) |
| Justin Adam Martin | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2026 | Jul 16, 2026 |
| Graydon Reme Schunkewitz | Vanguard Advisers, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2026 | Jul 30, 2026 |
| Ryan Stephen Graff | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 16, 2026 | Jun 30, 2026 |
| Robert Eric Hoffman | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2026 | Jul 17, 2026 |
| Christopher Alvin Theut | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2026 | Jul 7, 2026 |
| Scott Thorpe Sutherland | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 15, 2026 | Jul 1, 2026 |
| John Andrew Swanson | Wedbush Securities Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2026 | Jul 15, 2026 |
| Joshua Peter Traudt | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2026 | Jul 9, 2026 |
| Elizabeth Watts Rogers | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2026 | Jul 14, 2026 |
| Jeffrey David Daye | Annex Wealth Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 15, 2026 | Sep 4, 2026 (51 d) |
| Geoffrey Ryan Lemoine | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 15, 2026 | Jul 1, 2026 |
| John W. Brimer | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2026 | Jul 10, 2026 |
| Todd Michael Ashworth | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2026 | Jul 14, 2026 |
| Patrick Sanford Mullins | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 15, 2026 | Jul 1, 2026 |
| Tuan A Huynh | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 15, 2026 | Jun 17, 2026 |
| Diego A Mercado | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 15, 2026 | Jul 6, 2026 |
| Juan C Flores Rodriguez | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 15, 2026 | Jul 7, 2026 |
| Brendan Conley Dexter | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2026 | Jul 30, 2026 |
| Ross Bentley Hansen | U.S. Bancorp Advisors, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2026 | Jul 13, 2026 |
| Tristin Jermicha Redmon | J.P. Morgan Securities LLC wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 14, 2026 | Jul 21, 2026 |
| Noah Douglas | Capital Analysts BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2026 | Jul 24, 2026 |
| Robert Samuel Mauldin | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2026 | Jul 20, 2026 |
| Michael Ovsak | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2026 | Aug 10, 2026 |
| John William Manzella | Osaic Institutions, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 13, 2026 |
| Kim David Larkin | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 2, 2026 |
| Carl John Labruna | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 3, 2026 |
| Michael R. Curley | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 2, 2026 |
| Thomas Vincent Reid | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 3, 2026 |
| Mary Ann Wilson | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 3, 2026 |
| Arthur Lee Boyd | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 3, 2026 |
| Brian Michael Therrell | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 2, 2026 |
| Greg James Sansum | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 3, 2026 |
| David Daniel Cohen | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 6, 2026 |
| Ivan G Usztics | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 3, 2026 |
| Renee Hefner | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 7, 2026 |
| Frederick E Treff | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 3, 2026 |
| Richard Joseph Curley | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 13, 2026 | Jul 3, 2026 |
19,595 moves match.