DFX Intelligence
Advisor moves
Arrivals at Cuso Financial Services, L.P.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
961 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Russell Glenn Gochneaur | Equitable Advisors, LLC national BD | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2018 | Oct 18, 2018 |
| Franklin Levern Flower | Securities America Advisors, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2018 | Oct 16, 2018 |
| Romney Kay Cox | Thrivent Investment Management Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2018 | Oct 9, 2018 |
| Chris Jon Knabe | Fidelity Personal And Workplace Advisors BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2018 | Oct 1, 2018 |
| David Wohl | Northwestern Mutual Investment Services,LLC no RAUM | Cuso Financial Services, L.P. BD affiliated | Other | Sep 19, 2018 | Sep 25, 2018 |
| Johnathan T Stackhouse | Good Life Advisors, LLC independent RIA | Cuso Financial Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 13, 2018 | Sep 7, 2018 |
| Kevin W Davis | LPL Financial LLC independent RIA | Cuso Financial Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 21, 2018 | Jul 23, 2018 |
| Callahan Wade Woolett | Valic Financial Advisors, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2018 | Jul 30, 2018 |
| Mark Thomas Walton | MML Investors Services, LLC BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2018 | Jul 24, 2018 |
| Edmond A Mckone | U.S. Bancorp Investments, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jul 10, 2018 | Jul 30, 2018 |
| Shawn Lambert | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuso Financial Services, L.P. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 10, 2018 | Jul 11, 2018 |
| Christopher Scott Radzom | Commerce Brokerage Services, Inc independent RIA | Cuso Financial Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 9, 2018 | Jul 31, 2018 |
| Shaun Michael Fischer | MML Investors Services, LLC BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2018 | Aug 13, 2018 (45 d) |
| Uriel Batista | Capital One Advisors, LLC BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2018 | May 30, 2018 |
| David Darrell Hahn | Cetera Advisors LLC BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2018 | Jun 11, 2018 |
| Myles R. Luster | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuso Financial Services, L.P. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 4, 2018 | Jun 1, 2018 |
| Matthew Boyd Warntz | Nationwide Securities, LLC no RAUM | Cuso Financial Services, L.P. BD affiliated | Other | Jun 1, 2018 | Jun 4, 2018 |
| Danny Omar Lopez | J.P. Morgan Securities LLC wirehouse | Cuso Financial Services, L.P. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 23, 2018 | May 14, 2018 |
| Lori Ann Sturgis | Charles Schwab & Co., Inc. national BD | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2018 | May 7, 2018 |
| Cooper T Cerulo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuso Financial Services, L.P. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 22, 2018 | May 14, 2018 |
| Katelyn Diane Coutee | Usaa Investment Services Company BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2018 | May 7, 2018 |
| Cristine Joan Furey | Osaic Institutions, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2018 | May 25, 2018 |
| Russell Lewis Hansen | Raymond James Financial Services Advisors, Inc BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2018 | Jul 9, 2018 (63 d) |
| Tommy Donald Degraw | Edward Jones national BD | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2018 | Nov 13, 2018 (194 d) |
| Teresa Patrick | Eagle Strategies LLC BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2018 | Apr 23, 2018 |
| Keri Rose Taylor | Stifel, Nicolaus & Company, Incorporated national BD | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2018 | Apr 16, 2018 |
| John Steven Masinko | LPL Financial LLC independent RIA | Cuso Financial Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 10, 2018 | Apr 10, 2018 |
| Louis Gordon Petrucco | Citizens Securities, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2018 | Apr 10, 2018 |
| Matthew Paul Pettit | LPL Financial LLC independent RIA | Cuso Financial Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 5, 2018 | Mar 26, 2018 |
| Thomas Omalley | Citizens Securities, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2018 | Apr 4, 2018 |
| Tri D Nguyen | Scottrade Investment Management BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2018 | Dec 18, 2018 (260 d) |
| Michelle M. Woodruff | Pnc Wealth Management BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2018 | Feb 11, 2019 (319 d) |
| Ronald Edwin Barnette | Fisher Investments independent RIA | Cuso Financial Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 21, 2018 | Mar 12, 2018 |
| Samuel Ahn | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuso Financial Services, L.P. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 13, 2018 | Dec 10, 2018 (272 d) |
| Cyrus Scott Smith | Scottrade Investment Management BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2018 | Apr 16, 2018 (38 d) |
| Alfonso Durazo | Scottrade Investment Management BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2018 | Oct 16, 2018 (222 d) |
| Samuel Franco | Scottrade Investment Management BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2018 | Nov 5, 2018 (242 d) |
| Albert Yanez | Scottrade Investment Management BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2018 | Nov 5, 2018 (243 d) |
| Russell Edward Jones | J.P. Morgan Securities LLC wirehouse | Cuso Financial Services, L.P. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 5, 2018 | May 29, 2018 (85 d) |
| Daniel R Callahan | Citizens Securities, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2018 | Mar 26, 2019 (390 d) |
| Jeffrey Alan Bettermann | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. BD affiliated | Other | Feb 28, 2018 | Mar 22, 2018 |
| Joseph Robert Herron | Capital Analysts other | Cuso Financial Services, L.P. BD affiliated | Other | Feb 2, 2018 | Feb 1, 2018 |
| Joseph Robert Herron | Lincoln Investment other | Cuso Financial Services, L.P. BD affiliated | Other | Feb 2, 2018 | Feb 1, 2018 |
| Corey Francis Ward | Advice And Planning Services other | Cuso Financial Services, L.P. BD affiliated | Other | Jan 31, 2018 | May 3, 2018 (92 d) |
| Eric Steven Gandy | J.P. Morgan Securities LLC wirehouse | Cuso Financial Services, L.P. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 30, 2018 | Jan 22, 2018 |
| Thomas Herber | Wells Fargo Advisors wirehouse | Cuso Financial Services, L.P. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 29, 2018 | Jan 22, 2018 |
| Erin N Buchanan | Equitable Advisors, LLC national BD | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2018 | Jun 7, 2018 (134 d) |
| Jesse Horton | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cuso Financial Services, L.P. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 12, 2018 | Nov 14, 2018 (306 d) |
| Scott Howard Levin | Wells Fargo Advisors wirehouse | Cuso Financial Services, L.P. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 9, 2018 | Jan 2, 2018 |
| Jeanann M Kramer | Sii Investments, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2018 | Jan 16, 2018 |
| Jeanann M Kramer | Investment Centers Of America, Inc. other | Cuso Financial Services, L.P. BD affiliated | Other | Jan 8, 2018 | Jan 16, 2018 |
| Benn J Smith | LPL Financial LLC independent RIA | Cuso Financial Services, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 26, 2017 | Jan 8, 2018 |
| Jared Krist Stanley | Vanguard Advisers, Inc. other | Cuso Financial Services, L.P. BD affiliated | Other | Dec 12, 2017 | Dec 11, 2017 |
| Craig Stephen Maytubby | Invest Financial Corporation other | Cuso Financial Services, L.P. BD affiliated | Other | Dec 4, 2017 | Dec 4, 2017 |
| Brendan Robert Mcmurtrie | Equitable Advisors, LLC national BD | Cuso Financial Services, L.P. other | Other | Nov 17, 2017 | Nov 20, 2017 |
| Alan John Davis | Cuna Brokerage Services, Inc. other | Cuso Financial Services, L.P. other | Other | Nov 10, 2017 | Nov 21, 2017 |
| Kristian Alexander Vartabedian | Morgan Stanley wirehouse | Cuso Financial Services, L.P. other | Other | Nov 10, 2017 | Nov 20, 2017 |
| Zane P Hanzon | Osaic Wealth, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2017 | Dec 5, 2017 (32 d) |
| William Edward Lusk | UBS Financial Services Inc. wirehouse | Cuso Financial Services, L.P. other | Other | Nov 1, 2017 | Oct 24, 2017 |
| Garret Jay Bartel | Ameriprise Financial Services, LLC national BD | Cuso Financial Services, L.P. other | Other | Nov 1, 2017 | Oct 30, 2017 |