DFX Intelligence
Advisor moves
Arrivals at Pruco Securities, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Martino | Dew Point Capital independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 14, 2022 | Jul 21, 2022 |
| Anthony J Aden | Packerland Brokerage Services, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 13, 2022 | Sep 12, 2022 |
| Allison V Destefano | Raymond James & Associates, Inc. national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2022 | Mar 19, 2024 (560 d) |
| Ryan James Carl Matousek | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2022 | May 30, 2024 (638 d) |
| James Edward Friddell | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2022 | Aug 22, 2022 |
| Bryce Coy | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2022 | Aug 29, 2022 |
| Shannon L Clifton | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2022 | Sep 5, 2023 (384 d) |
| Gilbert Arthur Gallahar | Raymond James Financial Services Advisors, Inc BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2022 | Aug 4, 2022 |
| Theodore Rammelkamp | Bankers Life Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2022 | Aug 9, 2022 |
| Kristen Patricia Skowronek | Park Avenue Securities LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2022 | Aug 19, 2022 |
| Dilmurod S Adkhamov | Transamerica Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2022 | Mar 15, 2023 (217 d) |
| Lukasz K Pogon | Equitable Advisors, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2022 | Aug 17, 2022 |
| Alan Pamintuan | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2022 | Aug 16, 2022 |
| Brian Witte | Wells Fargo Advisors wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 5, 2022 | Aug 22, 2022 |
| Brian Hennessy | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2022 | Aug 1, 2022 |
| Daniel Rocco Mirto | Florida Financial Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2022 | Sep 15, 2023 (416 d) |
| Joshua Rodriguez | Osaic Institutions, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2022 | Aug 30, 2022 (36 d) |
| Kerwyn Neil Escayg | Knj Wealth Management Group, LLC unclassified | Pruco Securities, LLC BD affiliated | Other | Jul 18, 2022 | Jan 20, 2023 (186 d) |
| Christina Eleanor Depalma | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 18, 2022 | Aug 5, 2022 |
| Kevin James Nashburn | Key Investment Services LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2022 | Jul 12, 2022 |
| Judd Allan Cromer | Money Concepts Advisory Service BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2022 | Jul 8, 2022 |
| Thiago Gaspar Sales | Wells Fargo Advisors wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 6, 2022 | Oct 28, 2022 (114 d) |
| Margaret Jean Swords | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2022 | Jun 28, 2022 |
| Norman Wayne Jordan | M Holdings Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2022 | Jun 22, 2022 |
| Aaron Edwin Middleton | Edward Jones national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2022 | Aug 23, 2022 (61 d) |
| Tyson Lamar Hughes | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 15, 2022 | May 17, 2023 (336 d) |
| Bruce Joseph Falcon | On Investment Management Co BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2022 | Jun 16, 2022 |
| Douglas James Ireland | Raymond James & Associates, Inc. national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2022 | Jun 6, 2022 |
| Nicholas Edmond Hitti | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2022 | Aug 4, 2022 (52 d) |
| Paul Matthew Day | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2022 | Jun 14, 2022 |
| Emanuel Mahand | Nationwide Investment Advisors, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2022 | Aug 25, 2022 (84 d) |
| James Claywell Hogan | Ameriprise Financial Services, LLC national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2022 | Sep 22, 2022 (112 d) |
| Vladimir Kulenovic | Thrivent Investment Management Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2022 | May 25, 2022 |
| Irma Ines Quinones | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2022 | May 31, 2022 |
| Robert Kish | Citizens Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2022 | Jun 3, 2022 |
| Matthew William Becker | Oneamerica Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2022 | Dec 12, 2022 (207 d) |
| Claudia Trevino | Valic Financial Advisors, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2022 | May 9, 2022 |
| Paul Anthony Dickens | Park Avenue Securities LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2022 | May 3, 2022 |
| Nathan Fritz-Joseph | Park Avenue Securities LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2022 | Apr 25, 2023 (344 d) |
| Malik Robinson | Morgan Stanley wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 9, 2022 | Apr 26, 2022 |
| Drew David Parisi | Chelsea Advisory Services, Inc independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 9, 2022 | May 12, 2022 |
| Wesley Garrett Simmons | Fidelity Personal And Workplace Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2022 | May 13, 2022 |
| Thomas Anthony Ditta | Cetera Investment Advisers LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2022 | May 10, 2022 |
| Daniel Fahringer | Esi Financial Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2022 | Apr 27, 2022 |
| Robert M Pacicco | Blackrock Investment Management, LLC other | Pruco Securities, LLC BD affiliated | Other | Apr 26, 2022 | May 13, 2022 |
| Jeffrey Lynn Akright | Ae Wealth Management, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2022 | Mar 15, 2024 (690 d) |
| Jerome Glyn Kahn | Eagle Strategies LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2022 | Apr 20, 2022 |
| Francesco Biasi | Householder Group Estate & Retirement Specialists independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 19, 2022 | Apr 20, 2022 |
| Trevor Larowe | J.P. Morgan Securities LLC wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 18, 2022 | Apr 21, 2022 |
| Kyle Robert Thomas | Four Quadrant Wealth Advisors, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 14, 2022 | Oct 18, 2022 (187 d) |
| Matthew John Kohls | Bfc Planning, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2022 | Jul 15, 2022 (92 d) |
| Chris Talpas | Santander Securities BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2022 | May 5, 2022 |
| Andrew Kirwin | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2022 | Apr 18, 2022 |
| George Badie Kamel | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2022 | Apr 7, 2022 |
| Michael Lynn Nichols | Wells Fargo Advisors wirehouse | Pruco Securities, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 5, 2022 | Mar 28, 2022 |
| David Alexander Donnelly | Truist Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2022 | Mar 29, 2022 |
| Ryan Breck | Lesko Securities, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 4, 2022 | Apr 11, 2022 |
| Diavante Jamario Brown | Bankers Life Advisory Services, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2022 | Apr 1, 2022 |
| Timothy Charles Mariano | MML Investors Services, LLC BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2022 | Apr 22, 2022 |
| Barbara Jean Doyne | First Command Advisory Services BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2022 | Apr 11, 2022 |
1,668 moves match.