Advisor moves

Arrivals at Northwestern Mutual Investment Services,LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Eva Marie VictorGirard Advisory Services, LLC independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherJul 7, 2022Dec 17, 2025 (1259 d)
Erin M BrazzoniMorgan Stanley wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherJul 6, 2022Jul 27, 2022
Richard S CapitaniU.S. Bancorp Investments, Inc. BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherJun 30, 2022Aug 22, 2022 (53 d)
Joseph Michael FaragassoW&S Brokerage Services, Inc. BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherJun 27, 2022Jun 28, 2022
Melissa K StoneBok Financial Advisors BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherJun 24, 2022Jan 1, 2025 (922 d)
Dereck CochranSecurities America Advisors, Inc. BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherJun 21, 2022Sep 12, 2022 (83 d)
John Fremont-SmithAmeriprise Financial Services, LLC national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherJun 10, 2022Jan 26, 2023 (230 d)
Robert WirthweinWells Fargo Advisors wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherJun 10, 2022Jul 8, 2022
Jaime Grant EscobarUBS Financial Services Inc. wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherJun 9, 2022Jun 8, 2022
Patrick LouisFidelity Personal And Workplace Advisors BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherJun 5, 2022Aug 13, 2022 (69 d)
Cameron VoegeleMutual Of Omaha Investor Services, Inc. independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherJun 2, 2022Aug 19, 2022 (78 d)
Tyree D. FloydMorgan Stanley wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherJun 1, 2022Jul 14, 2022 (43 d)
Amanda Kaye BlumAmeriprise Financial Services, LLC national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherJun 1, 2022Jan 1, 2026 (1310 d)
Broc Anthony LosingAmeriprise Financial Services, LLC national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherJun 1, 2022Jul 20, 2022 (49 d)
Patricia Rose MurphyMorgan Stanley wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherMay 31, 2022Jan 31, 2024 (610 d)
Jared Ross FischerAdvisors Asset Management, Inc. otherNorthwestern Mutual Investment Services,LLC no RAUMOtherMay 31, 2022Jun 20, 2022
Jonathan Calvin DavidsonRaymond James Financial Services Advisors, Inc BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherMay 24, 2022Jul 18, 2022 (55 d)
Andres Esteban GuzmanCharles Schwab & Co., Inc. national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherMay 21, 2022Jun 29, 2022 (39 d)
Jonathan Joseph Piazza-HarperMML Investors Services, LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherMay 20, 2022May 11, 2022
Mario Joseph De RoseSaxony Capital Management, LLC independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherMay 19, 2022Jul 6, 2022 (48 d)
Hugo Miguel AlvesMML Investors Services, LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherMay 18, 2022May 11, 2022
Maureen Coogan HolsenAvantax Advisory Services BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherMay 18, 2022Aug 3, 2022 (77 d)
Anthony CampbellWells Fargo Advisors wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherMay 18, 2022Jun 29, 2022 (42 d)
Devin BosNovadius Wealth Management independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherMay 12, 2022Aug 23, 2023 (468 d)
Emily MeredithRaymond James Financial Services Advisors, Inc BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherMay 3, 2022May 26, 2022
Kyle Edward SiettmannAllspring Funds Management, LLC asset managerNorthwestern Mutual Investment Services,LLC no RAUMOtherMay 2, 2022Jun 15, 2022 (44 d)
Mikayla Coreen HowickMorgan Stanley wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherMay 2, 2022Jan 1, 2025 (975 d)
Adam Jeffrey TrentOneamerica Securities, Inc. BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherApr 27, 2022Jul 25, 2022 (89 d)
Lars RontenEdward Jones national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherApr 21, 2022Aug 15, 2023 (481 d)
Tracey Elizabeth RichardsonValic Financial Advisors, Inc. BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherApr 20, 2022Jul 5, 2022 (76 d)
Ryan Frank GravinaEdward Jones national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherApr 20, 2022Aug 29, 2022 (131 d)
Taylor S DerrisawAmeriprise Financial Services, LLC national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherApr 15, 2022May 10, 2022
Timothy CarrollU.S. Bancorp Investments, Inc. BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherApr 14, 2022Jun 14, 2022 (61 d)
Tammy TannerMorgan Stanley wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherApr 6, 2022Apr 14, 2023 (373 d)
Sarah RamirezMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherApr 5, 2022May 12, 2022 (37 d)
Frederick William UlbrickEagle Strategies LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherApr 5, 2022May 11, 2022 (36 d)
Mark BuckleyMainstay Capital Management, LLC independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherApr 4, 2022Apr 18, 2022
Stanley QuelleMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherApr 1, 2022Apr 21, 2022
Thanh TranPark Avenue Securities LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherMar 31, 2022May 11, 2022 (41 d)
Seth RiversMurphy Wealth Management Group independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherMar 29, 2022May 4, 2022 (36 d)
Ardis OwensChelsea Advisory Services, Inc independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherMar 28, 2022Mar 20, 2023 (357 d)
Logan M MannValic Financial Advisors, Inc. BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherMar 23, 2022May 5, 2022 (43 d)
Meredith ReedAmeriprise Financial Services, LLC national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherMar 22, 2022Jun 17, 2022 (87 d)
Jon FerraioloVoya Investment Management Co. LLC otherNorthwestern Mutual Investment Services,LLC no RAUMOtherMar 16, 2022Mar 24, 2022
Cody CollierFairway Investment Group, LLC independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherMar 15, 2022Apr 19, 2022 (35 d)
Thomas ArundaleMcadam LLC independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherMar 15, 2022Sep 28, 2023 (562 d)
Vincent Joseph CagninaRaymond James Financial Services Advisors, Inc BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherMar 14, 2022Mar 23, 2022
Joseph PriorePark Avenue Securities LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherMar 11, 2022Apr 11, 2022 (31 d)
Aarikka Jean BurgessKestra Advisory Services, LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherMar 7, 2022Oct 12, 2023 (584 d)
Tyler DavisFirst Command Advisory Services BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherMar 1, 2022May 13, 2022 (73 d)
Anthony QuinteroFidelity Personal And Workplace Advisors BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherFeb 25, 2022Feb 20, 2024 (725 d)
Carlos Andres GutierrezMorgan Stanley wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherFeb 23, 2022May 24, 2022 (90 d)
Ryan F KiernanFidelity Personal And Workplace Advisors BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherFeb 16, 2022Mar 8, 2022
Ronald Lynn HerronAvantax Advisory Services BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherFeb 14, 2022Jun 17, 2022 (123 d)
Kristy Lynn WarmerdamLPL Financial LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherFeb 10, 2022Mar 1, 2022
Zachary BognarJ.P. Morgan Securities LLC wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherFeb 8, 2022Mar 18, 2022 (38 d)
Maksym KonovalovPruco Securities, LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherFeb 7, 2022Jul 11, 2023 (519 d)
Kyle FitzgeraldGenwealth Financial Advisors, LLC unclassifiedNorthwestern Mutual Investment Services,LLC no RAUMOtherJan 31, 2022Mar 31, 2022 (59 d)
Allison Marie MalcolmWoodbury Financial Services, Inc. BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherJan 26, 2022Oct 25, 2023 (637 d)
Ryan W HendersonNationwide Investment Advisors, LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherJan 26, 2022Apr 6, 2022 (70 d)
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1,632 moves match.