DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cetera Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Major Harold Brannen | Brannen & Lyle Investment Company state registered | Cetera Advisors LLC BD affiliated | Other | Sep 3, 2026 | Mar 13, 2020 |
| Nicholas Stephen Lamb | Creative Planning Institutional Advisors, LLC institutional | Cetera Advisors LLC BD affiliated | Other | Jan 2, 2026 | Mar 15, 2024 |
| Peri Ann Aptaker | Klr Investment Advisors, LLC independent RIA | Cetera Advisors LLC other | Other | Jul 2, 2024 | Sep 17, 2008 |
| James A. Matthews | J.P. Morgan Securities LLC wirehouse | Cetera Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 2, 2024 | Mar 14, 2024 |
| Janet T Doherty | Osaic Wealth, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2024 | Feb 9, 2024 |
| Vincent Dallo | Eagle Strategies LLC BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2024 | Feb 1, 2024 |
| Michael Mahalich | Cantor Fitzgerald Investment Advisors independent RIA | Cetera Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 22, 2024 | Feb 8, 2024 |
| Mary Grace Ales | Creative Planning Institutional Advisors, LLC institutional | Cetera Advisors LLC BD affiliated | Other | Jan 5, 2024 | Sep 14, 2023 |
| Thomas John Bruce | Longboard Asset Management asset manager | Cetera Advisors LLC BD affiliated | Other | Dec 26, 2023 | Mar 18, 2024 (83 d) |
| Chris Jongmin Kim | MML Investors Services, LLC BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2023 | Dec 19, 2023 |
| Jay Scott Calhoun | Fletcher Financial Group independent RIA | Cetera Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 10, 2023 | Nov 16, 2023 |
| Kayden Besher | Wells Fargo Advisors wirehouse | Cetera Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 2, 2023 | Nov 1, 2023 |
| Ashley W Folkes | Oneamerica Securities, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2023 | Jul 28, 2023 |
| Talmage Wayne Demeester | Gds Wealth Management independent RIA | Cetera Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 26, 2023 | Sep 7, 2023 (43 d) |
| Connor Michael Stiscak | 49 Financial independent RIA | Cetera Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 13, 2023 | May 10, 2023 |
| Nicole Karen Choi | Cetera Investment Advisers LLC BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2023 | Jan 20, 2022 |
| Andrew Michael Girouard | LPL Financial LLC BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2023 | Jul 6, 2023 (73 d) |
| Braedon Gregory Bayer | Fidelity Personal And Workplace Advisors BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2023 | Apr 20, 2023 |
| John Martin Lensing | Kestra Advisory Services, LLC BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2023 | Apr 3, 2023 |
| Gerald Russell Geddes | Securian Financial Services, Inc. independent RIA | Cetera Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 14, 2023 | Mar 10, 2023 |
| Ryan Ramos | Western International Securities BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2023 | Mar 3, 2023 |
| Robyn Renza Lazaro | Pruco Securities, LLC BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2023 | Apr 14, 2023 (52 d) |
| Bryan P Cunningham | Oneamerica Securities, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Feb 9, 2023 |
| Byron Patricio Alvarado | Oneamerica Securities, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Jan 27, 2023 |
| James R Bennett | Oneamerica Securities, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Feb 6, 2023 |
| Robert Carper | Oneamerica Securities, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Feb 6, 2023 |
| William W Councill | Oneamerica Securities, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2023 | Jan 30, 2023 |
| Taylor Kirk Edens | Oneamerica Securities, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2023 | Jan 27, 2023 |
| Abbey Dawn Eastham | Cetera Investment Advisers LLC BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2023 | Feb 8, 2023 |
| Latisha M Pryor | Morgan Stanley wirehouse | Cetera Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 14, 2022 | Nov 1, 2022 |
| Stephanie Davis | Fidelity Personal And Workplace Advisors BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2022 | Dec 2, 2022 (42 d) |
| Amalea Zegarzewski | Fidelity Personal And Workplace Advisors BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2022 | Sep 21, 2022 |
| Berenice Diaz | Bankers Life Advisory Services, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2022 | Aug 22, 2022 |
| David Vigil | Cetera Investment Advisers LLC BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2022 | Feb 6, 2019 |
| Mark Timothy Fitch | Great Valley Advisor Group, LLC independent RIA | Cetera Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 27, 2022 | Jul 13, 2022 |
| Phillip Livio Faso | Wintrust Investments mixed wealth | Cetera Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 17, 2022 | May 16, 2022 |
| Christopher Millar | Edward Jones national BD | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 22, 2022 | Feb 18, 2022 |
| Antonio Desano | Ameriprise Financial Services, LLC national BD | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2022 | Jan 14, 2022 |
| Korey Michael Knepper | Capital Analysts BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2021 | Jan 3, 2022 (31 d) |
| David Allen Lingel | Wells Fargo Advisors wirehouse | Cetera Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 24, 2021 | Dec 21, 2021 |
| Manuel Rosas Chavez | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 23, 2021 | Nov 18, 2021 |
| Margarete Alves | LPL Financial LLC BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 18, 2021 | Oct 27, 2021 |
| Charles Bernard Pyke | Stewardship Financial Advisors, LLC independent RIA | Cetera Advisors LLC other | Other | Jun 30, 2021 | Jun 10, 2011 |
| Robert Andrew Yarbrough | Edward Jones national BD | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2021 | Jun 25, 2021 |
| Amy Lea Belcher | Voya Financial Advisors, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2021 | Aug 15, 2022 (432 d) |
| James Andrew Rawson | Morgan Stanley wirehouse | Cetera Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 11, 2021 | Feb 16, 2023 (646 d) |
| Timothy John Ressler | Connecticut Wealth Management, LLC independent RIA | Cetera Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 7, 2021 | Oct 18, 2021 (164 d) |
| Sharon Lynn Campbell | MML Investors Services, LLC BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2021 | Apr 30, 2021 |
| Eric S Bowen | Waddell & Reed BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2021 | Jun 7, 2023 (778 d) |
| Amy Martin | Waddell & Reed BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2021 | Mar 24, 2021 |
| Eric Fernandes | Eagle Strategies LLC BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2021 | Dec 23, 2021 (268 d) |
| Brandon Decastro | T.T.G. Financial, Inc. independent RIA | Cetera Advisors LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 16, 2021 | Apr 16, 2021 (31 d) |
| Michael Flores | J.P. Morgan Securities LLC wirehouse | Cetera Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 26, 2021 | Jan 8, 2021 |
| Eric Maher | Northwestern Mutual Investment Services,LLC no RAUM | Cetera Advisors LLC BD affiliated | Other | Dec 31, 2020 | Oct 26, 2023 (1029 d) |
| Frederick William Cutter | Edward Jones national BD | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2020 | Dec 4, 2020 |
| Anthony Kinzie | Principal Securities, Inc. BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2020 | Nov 20, 2020 |
| Jonathan G Holland | Edward Jones national BD | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2020 | Nov 23, 2020 |
| Joshua Richard Brandon Griep | Advice And Planning Services BD affiliated | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2020 | Nov 2, 2020 |
| Matthew Hand | Charles Schwab & Co., Inc. national BD | Cetera Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2020 | Sep 30, 2020 (41 d) |
| Daniel Jeremiah Ortiz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cetera Advisors LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 25, 2020 | Jun 29, 2020 |
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513 moves match.