DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ast Investment Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
John Arena	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Ast Investment Services, Inc. asset manager	Other	May 4, 2018	May 25, 2018
Alexander Michael Leuser	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Ast Investment Services, Inc. other	Other	Oct 9, 2017	Mar 8, 2018 (150 d)
Christopher Robert Scarlata	Advice And Planning Services other	Ast Investment Services, Inc. asset manager	Other	Aug 1, 2017	Aug 21, 2018 (385 d)
Tina Marie Downing	Morgan Stanley wirehouse	Ast Investment Services, Inc. other	Other	Aug 11, 2016	Aug 24, 2016
Frank John Rosala	Citizens Securities, Inc. other	Ast Investment Services, Inc. other	Other	Sep 30, 2015	Sep 30, 2015
Brad Nicholas Mcilvaine	Pacer Advisors, Inc. other	Ast Investment Services, Inc. other	Other	Mar 27, 2015	Apr 1, 2015
Nicole Christine Williams	Edward Jones national BD	Ast Investment Services, Inc. other	Other	Nov 18, 2014	Dec 8, 2014
Elizabeth Stoltz Rugg	Pnc Capital Advisors LLC other	Ast Investment Services, Inc. other	Other	Sep 29, 2014	Oct 1, 2014
Joshua Shapiro	Partnervest Advisory Services LLC other	Ast Investment Services, Inc. other	Other	Mar 31, 2014	Dec 16, 2015 (625 d)
Thanh Tran	Andrew Garrett, Inc. other	Ast Investment Services, Inc. other	Other	Jan 15, 2014	Jun 18, 2015 (519 d)
Sandra Jessica Goins	LPL Financial LLC other	Ast Investment Services, Inc. other	Other	Apr 20, 2012	Jun 7, 2012 (48 d)
Amar Prakash Bhatt	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Ast Investment Services, Inc. other	Other	Apr 5, 2012	Jun 11, 2012 (67 d)
Robert Thomas Murphy	Touchstone Advisors Inc other	Ast Investment Services, Inc. other	Other	Jan 27, 2012	Feb 2, 2012
Roger Ciriello	Chase Investment Services Corp. other	Ast Investment Services, Inc. other	Other	Nov 11, 2011	Nov 30, 2011
Michael Rourke Burke	Nationwide Securities, LLC no RAUM	Ast Investment Services, Inc. other	Other	Sep 6, 2011	Sep 7, 2011
Robert John Clarke	Msi Financial Services, Inc. other	Ast Investment Services, Inc. other	Other	Aug 30, 2011	Sep 7, 2011
Michael Benjamin Liebson	Chase Investment Services Corp. other	Ast Investment Services, Inc. other	Other	Jul 6, 2011	Jul 14, 2011
Michael Robert Tomlin	Chase Investment Services Corp. other	Ast Investment Services, Inc. other	Other	Sep 9, 2010	Sep 17, 2010
John J Konikowski	Osaic Fa, Inc. other	Ast Investment Services, Inc. other	Other	Jun 2, 2010	Jul 9, 2010 (37 d)
Colin Theodore Barber	Directed Services LLC other	Ast Investment Services, Inc. other	Other	Apr 29, 2010	May 10, 2010
Deryl Stephen Wells	Equitable Advisors, LLC national BD	Ast Investment Services, Inc. other	Other	Nov 2, 2009	Nov 6, 2009
Stacy Marie Linneman	Lincoln Financial Distributors, Inc. unclassified	Ast Investment Services, Inc. other	Other	Jun 27, 2008	Jul 17, 2008
Albert Barry Burns	Clearbridge Investments, LLC other	Ast Investment Services, Inc. other	Other	May 16, 2008	May 22, 2008
Robert Calder Stack	Thornburg Investment Management Inc other	Ast Investment Services, Inc. other	Other	May 5, 2008	Apr 28, 2008
Eric Jason Richman	Lincoln Financial Distributors, Inc. unclassified	Ast Investment Services, Inc. other	Other	Apr 21, 2008	Apr 28, 2008
Billy Joe Estes	Pruco Securities, LLC other	Ast Investment Services, Inc. other	Other	Jan 22, 2008	Feb 11, 2008
James Gordon Miller	Voya Financial Advisors, Inc. other	Ast Investment Services, Inc. other	Other	Jan 9, 2008	Jan 6, 2009 (363 d)
Chad Allen Metzger	Pgim Investments LLC other	Ast Investment Services, Inc. other	Other	Dec 31, 2007	Feb 6, 2008 (37 d)
Sebastian Matthew Zacharias	New York Life Investment Management LLC other	Ast Investment Services, Inc. other	Other	Aug 8, 2007	Sep 18, 2007 (41 d)
Crissel Lopez	Wells Fargo Advisors wirehouse	Ast Investment Services, Inc. other	Other	Apr 20, 2007	Jun 19, 2007 (60 d)
Jack Robert Kelly	Morgan Stanley Dw Inc. unclassified	Ast Investment Services, Inc. other	Other	Mar 27, 2007	May 15, 2007 (49 d)
Melissa Walling Adams	John Hancock Distributors LLC unclassified	Ast Investment Services, Inc. other	Other	Dec 31, 2006	Mar 5, 2007 (64 d)
Joseph Fuschillo	UBS Financial Services Inc. wirehouse	Ast Investment Services, Inc. other	Other	Nov 30, 2006	Dec 14, 2006
Daniel Edward Grabowski	A. G. Edwards & Sons, Inc. unclassified	Ast Investment Services, Inc. other	Other	Jul 12, 2006	Jul 3, 2007 (356 d)
Jerry W Lynn	Bofa Advisors, LLC other	Ast Investment Services, Inc. other	Other	Jun 12, 2006	Jun 28, 2006
Elisa Maria Francis	Principal Securities, Inc. other	Ast Investment Services, Inc. other	Other	May 1, 2006	May 12, 2006
Randy Eugene Smith	Raymond James Financial Services, Inc. unclassified	Ast Investment Services, Inc. other	Other	Apr 27, 2006	Apr 29, 2008 (733 d)
Richard Brian Wolf	Cuna Brokerage Services, Inc. other	Ast Investment Services, Inc. other	Other	Apr 5, 2006	May 12, 2006 (37 d)
Michael Anthony Saldutti	Pgim Investments LLC other	Ast Investment Services, Inc. other	Other	Jun 16, 2005	Mar 24, 2006 (281 d)
Janeen Dulcinea Ingram	A. G. Edwards & Sons, Inc. unclassified	Ast Investment Services, Inc. other	Other	Jun 13, 2005	Feb 20, 2008 (982 d)
Rebecca Nassar Dunne	Pruco Securities, LLC other	Ast Investment Services, Inc. other	Other	Jan 19, 2005	Mar 24, 2006 (429 d)
Zigmas Kaknevicius	Cantella & Co., Inc. other	Ast Investment Services, Inc. other	Other	Dec 31, 2004	Jun 19, 2006 (535 d)
Philip Michael Napolitano	Quick & Reilly, Inc. unclassified	Ast Investment Services, Inc. other	Other	Aug 13, 2004	Mar 20, 2006 (584 d)
Susan F. Graham	American Skandia Advisory Services, Inc. unclassified	Ast Investment Services, Inc. other	Other	Mar 25, 2004	Mar 20, 2006 (725 d)
Waldemar Mark Dziedzic	American Skandia Advisory Services, Inc. unclassified	Ast Investment Services, Inc. other	Other	Mar 25, 2004	Mar 20, 2006 (725 d)
Byron Eller	American Skandia Advisory Services, Inc. unclassified	Ast Investment Services, Inc. other	Other	Mar 25, 2004	Mar 24, 2006 (729 d)
Lee Francis Hurney	American Skandia Advisory Services, Inc. unclassified	Ast Investment Services, Inc. other	Other	Mar 25, 2004	Mar 20, 2006 (725 d)
Matthew William Fortney	American Skandia Advisory Services, Inc. unclassified	Ast Investment Services, Inc. other	Other	Mar 25, 2004	Mar 20, 2006 (725 d)
Roy E. Johansen	American Skandia Advisory Services, Inc. unclassified	Ast Investment Services, Inc. other	Other	Mar 25, 2004	Mar 20, 2006 (725 d)
Bradley James Wise	American Skandia Advisory Services, Inc. unclassified	Ast Investment Services, Inc. other	Other	Mar 24, 2004	Sep 7, 2006 (897 d)
Christopher J Allegro	American Skandia Advisory Services, Inc. unclassified	Ast Investment Services, Inc. other	Other	Mar 24, 2004	Mar 20, 2006 (726 d)
Rodney Raymond Allain	American Skandia Advisory Services, Inc. unclassified	Ast Investment Services, Inc. other	Other	Mar 24, 2004	Mar 20, 2006 (726 d)

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52 moves match.