DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Private Client Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert Benedict ClementsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehousePrivate Client Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 2, 2026Jun 11, 2026
Jeremy Eric UdellKestra Advisory Services, LLC BD affiliatedPrivate Client Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 19, 2025Jan 23, 2026 (65 d)
Bruce Stephen UdellKestra Advisory Services, LLC BD affiliatedPrivate Client Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 19, 2025Nov 24, 2025
Cortland Robert BradburyHeritage Wealth Partners, LLC independent RIAPrivate Client Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 10, 2025May 5, 2025
Stephen Andrew McbrideHeritage Wealth Partners, LLC independent RIAPrivate Client Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 10, 2025May 5, 2025
Timothy Howard IanniJ.P. Morgan Securities LLC wirehousePrivate Client Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 20, 2025Apr 16, 2025
Connor LowNorthwestern Mutual Investment Services,LLC no RAUMPrivate Client Services, LLC BD affiliatedOtherJan 30, 2025Jan 2, 2025
Shannon Cassidy StoehrMorgan Stanley wirehousePrivate Client Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankNov 21, 2024Nov 25, 2024
Jacob EddyLPL Financial LLC BD affiliatedPrivate Client Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 12, 2024Sep 27, 2024 (46 d)
Glenn Copeland WilliamsWoodbury Financial Services, Inc. BD affiliatedPrivate Client Services, LLC otherOtherJan 19, 2024Jun 20, 2003
Todd Thomas RechenbachWoodbury Financial Services, Inc. BD affiliatedPrivate Client Services, LLC otherOtherJan 19, 2024Jul 19, 2004
David Gwin BrookeWoodbury Financial Services, Inc. BD affiliatedPrivate Client Services, LLC otherOtherJan 19, 2024Jul 19, 2004
Paul Charles RagoneWoodbury Financial Services, Inc. BD affiliatedPrivate Client Services, LLC otherOtherJan 19, 2024Aug 25, 2004
Steven Edward MarkelWoodbury Financial Services, Inc. BD affiliatedPrivate Client Services, LLC otherOtherJan 19, 2024Aug 5, 2003
Mandy Jo HoeschenCwm, LLC BD affiliatedPrivate Client Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 8, 2024Jan 18, 2024
Mitchell Joseph OldewurtelMsh Capital Advisors LLC independent RIAPrivate Client Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 2, 2023Sep 22, 2023
Theodore Edward GreggisBlackridge Asset Management, LLC BD affiliatedPrivate Client Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 20, 2023Oct 31, 2023 (41 d)
Karla Linn ElliottSecurities America Advisors, Inc. BD affiliatedPrivate Client Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 8, 2023Nov 1, 2023 (85 d)
Kyle James HickeyMML Investors Services, LLC BD affiliatedPrivate Client Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 17, 2023Mar 17, 2023
Ryan MclinAmeriprise Financial Services, LLC national BDPrivate Client Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 22, 2023Feb 16, 2023
Beth Ann MengertSagepoint Financial, Inc. BD affiliatedPrivate Client Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 5, 2022Jul 11, 2022
Carl Wilfred HafeleLanier Asset Management, LLC independent RIAPrivate Client Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 6, 2022May 2, 2022
Patrick Charles HomanThe Ameriflex Group independent RIAPrivate Client Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 24, 2022Jan 31, 2022
Seth Ariel MeislerAffiance Financial LLC independent RIAPrivate Client Services, LLC independent RIARIA to RIAJan 24, 2022Jul 3, 2019
Lorraine Mekan KirkJ.P. Morgan Securities LLC wirehousePrivate Client Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankDec 31, 2021Aug 8, 2025 (1316 d)
Steven Richard MillsApollon Wealth Management, LLC independent RIAPrivate Client Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 17, 2021Jan 28, 2022 (42 d)
Edward Mitchell MarionLPL Financial LLC BD affiliatedPrivate Client Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 15, 2021Jan 28, 2022 (44 d)
Adam Boyd MorganLPL Financial LLC BD affiliatedPrivate Client Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 29, 2021Dec 8, 2021
Peter Joseph MclaughlinRobert W. Baird & Co. Incorporated mixed wealthPrivate Client Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 20, 2021Jul 27, 2021
Steven Carl SchoenbergerAffiance Financial LLC independent RIAPrivate Client Services, LLC independent RIARIA to RIAMay 5, 2021Jul 10, 2019
Steven James DrostAffiance Financial LLC independent RIAPrivate Client Services, LLC independent RIARIA to RIAFeb 18, 2021Jul 10, 2019
William Nolan ReutherSecurities America Advisors, Inc. BD affiliatedPrivate Client Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 10, 2021Mar 12, 2021
Marguerita Maria ChengBlue Ocean Global Wealth unclassifiedPrivate Client Services, LLC independent RIAOtherDec 31, 2020Nov 11, 2019
John David LewisCitigroup Global Markets Inc. BD affiliatedPrivate Client Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 18, 2020Oct 13, 2020 (56 d)
Howard FriedmanBright Futures Wealth Management, LLC independent RIAPrivate Client Services, LLC independent RIARIA to RIAJul 27, 2020Jul 23, 2020
Corey Leon LapradeBright Futures Wealth Management, LLC independent RIAPrivate Client Services, LLC independent RIARIA to RIAJul 27, 2020Jul 20, 2020
Jeffrey D SmithBright Futures Wealth Management, LLC independent RIAPrivate Client Services, LLC independent RIARIA to RIAJul 24, 2020Jul 15, 2020
Sharon IfrachBright Futures Wealth Management, LLC independent RIAPrivate Client Services, LLC independent RIARIA to RIAJul 24, 2020Jul 23, 2020
Leanne Ozaine SmithColumbia Advisory Partners, LLC independent RIAPrivate Client Services, LLC independent RIARIA to RIAJul 15, 2020Aug 23, 2020 (39 d)
Todd A OberhausenRobert W. Baird & Co. Incorporated mixed wealthPrivate Client Services, LLC independent RIARIA to RIANov 6, 2019Nov 14, 2019
Diana Kay PerezRobert W. Baird & Co. Incorporated mixed wealthPrivate Client Services, LLC independent RIARIA to RIANov 6, 2019Nov 6, 2019
Timothy Daley GrahamLPL Financial LLC BD affiliatedPrivate Client Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 1, 2019Jun 2, 2021 (610 d)
Jeremy James BurtonRaymond James Financial Services Advisors, Inc BD affiliatedPrivate Client Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 28, 2019Nov 17, 2023 (1634 d)
Seth Christian OwenJ.J.B. Hilliard, W.L. Lyons, LLC independent RIAPrivate Client Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 11, 2019Mar 7, 2019
Kenneth Raymond KirkebyThornhill Securities, Inc. otherPrivate Client Services, LLC BD affiliatedOtherMar 7, 2019Mar 4, 2019
Shana Lynn KeilInvestment Centers Of America, Inc. no RAUMPrivate Client Services, LLC BD affiliatedOtherJun 25, 2018Aug 22, 2018 (58 d)
Ryan Joseph ArmockSii Investments, Inc. no RAUMPrivate Client Services, LLC BD affiliatedOtherJun 25, 2018Jul 19, 2018
Paul J GundersonInvestment Centers Of America, Inc. otherPrivate Client Services, LLC otherOtherFeb 20, 2018Mar 23, 2018 (31 d)
Brian HeissInvestment Centers Of America, Inc. otherPrivate Client Services, LLC otherOtherFeb 1, 2018Feb 22, 2018
Robert Benjamin LaruePrivate Advisor Group, LLC otherPrivate Client Services, LLC otherOtherSep 18, 2017Oct 17, 2017
Jon Christian BohnertWells Fargo Advisors wirehousePrivate Client Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 26, 2015May 19, 2023 (2915 d)
Jerald Anthony BennettWells Fargo Advisors wirehousePrivate Client Services, LLC otherOtherApr 14, 2015Apr 7, 2015
Jeremy Eric LuseJ.J.B. Hilliard, W.L. Lyons, LLC otherPrivate Client Services, LLC otherOtherMar 20, 2015Mar 20, 2017 (731 d)
Karolyn Rucker LunsfordWoodbury Financial Services, Inc. otherPrivate Client Services, LLC otherOtherFeb 11, 2015Jul 10, 2003
Thomas Michael SmithFirst Allied Advisory Services, Inc. otherPrivate Client Services, LLC otherOtherFeb 3, 2015Jan 22, 2015
Jane M Vande VoortNational Planning Corporation ("Npc Of America" In Fl & Ny) otherPrivate Client Services, LLC otherOtherJun 6, 2013Mar 26, 2018 (1754 d)
Jacy Ryan HixonSignator Financial Services, Inc. otherPrivate Client Services, LLC otherOtherMar 27, 2013Jul 17, 2013 (112 d)
Thomas Michael SmithMML Investors Services, LLC otherPrivate Client Services, LLC otherOtherJul 23, 2012Jul 18, 2012
Christopher Douglas RisherWaddell & Reed otherPrivate Client Services, LLC otherOtherNov 9, 2011Jul 18, 2012 (252 d)
Christopher Scott BarthelNationwide Securities, LLC no RAUMPrivate Client Services, LLC otherOtherJul 19, 2010Jul 16, 2010
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91 moves match.