| Nikola Delic | Morgan Stanley wirehouse | Wealthspire Retirement Advisory institutional | Other | Jul 21, 2026 | Aug 6, 2026 |
| Nathan Earl Freeman | Independent Financial Partners BD affiliated | Wealthspire Retirement Advisory institutional | Other | Jun 15, 2026 | Jul 15, 2026 |
| Steven Joseph Whitman | Usi Advisors institutional | Wealthspire Retirement Advisory institutional | Other | Mar 25, 2026 | Apr 16, 2026 |
| Caroline A Macomber | Global Retirement Partners LLC institutional | Wealthspire Retirement Advisory institutional | Other | Mar 1, 2026 | May 28, 2026 (88 d) |
| Clarence Leroy Haynes | Edelman Financial Engines independent RIA | Wealthspire Retirement Advisory institutional | Other | Oct 21, 2025 | Apr 2, 2026 (163 d) |
| Joshua Jacob Timmerman | Voya Retirement Advisors, LLC other | Wealthspire Retirement Advisory institutional | Other | Jul 8, 2025 | Jul 9, 2025 |
| Michael John Coakley | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Apr 29, 2025 | Jun 3, 2025 (35 d) |
| Jamie April Bond | Corient independent RIA | Wealthspire Retirement Advisory institutional | Other | Jan 15, 2025 | Apr 8, 2025 (83 d) |
| Tanner Vincent Felts | LPL Financial LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Jan 14, 2025 | Jan 22, 2025 |
| Diana Kalunde Nzau | Vanguard Advisers, Inc. BD affiliated | Wealthspire Retirement Advisory institutional | Other | Dec 2, 2024 | Dec 5, 2024 |
| Kimberly Lynn Oros | Empower Advisory Group, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Nov 13, 2024 | Dec 18, 2024 (35 d) |
| Emily Hopkins | World Investment Advisors, LLC institutional | Wealthspire Retirement Advisory institutional | Other | Oct 7, 2024 | Nov 5, 2024 |
| Deshon Patrick Robinson | Pure Financial Advisors, LLC independent RIA | Wealthspire Retirement Advisory institutional | Other | Sep 25, 2024 | May 29, 2025 (246 d) |
| Peter John Marriott | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Sep 5, 2024 | Sep 5, 2024 |
| Philip Carl Anderson | Wells Fargo Advisors wirehouse | Wealthspire Retirement Advisory institutional | Other | May 9, 2024 | May 14, 2024 |
| Denise Eileen Leddy | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Mar 28, 2024 | Apr 29, 2024 (32 d) |
| Michael Joseph Dugan | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Mar 28, 2024 | Apr 8, 2024 |
| Raymond Nelson Corneau | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Mar 28, 2024 | Apr 11, 2024 |
| Judd David Berube | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Mar 28, 2024 | Apr 10, 2024 |
| Shamun Cole | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Mar 28, 2024 | Apr 10, 2024 |
| James Daniel Hannan | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Mar 28, 2024 | Apr 12, 2024 |
| Sarah Jamie Hodian | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Mar 28, 2024 | Apr 8, 2024 |
| Michael Dennis Flynn | Onedigital institutional | Wealthspire Retirement Advisory institutional | Other | Nov 29, 2023 | Dec 13, 2023 |
| Carolina Garcia | Empower Advisory Group, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Nov 7, 2023 | Aug 29, 2024 (296 d) |
| Keenan Crosby | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Oct 2, 2023 | Aug 8, 2024 (311 d) |
| George Mason Williams | Nationwide Investment Advisors, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Aug 9, 2023 | Nov 24, 2024 (473 d) |
| Michael Jared Benson | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Aug 1, 2023 | Sep 12, 2023 (42 d) |
| Kristen Mansfield Echols | Bergankdv Wealth Management, LLC mixed wealth | Wealthspire Retirement Advisory institutional | Other | Jul 19, 2023 | Aug 30, 2023 (42 d) |
| Deana Angulo Calvelli | Creative Planning independent RIA | Wealthspire Retirement Advisory institutional | Other | Jun 30, 2023 | Jul 29, 2024 (395 d) |
| Gary Edward Shuford | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Jun 21, 2023 | Jun 23, 2023 |
| Yarziah Raymond Reeves | John Hancock Personal Financial Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Jun 2, 2023 | Jun 8, 2023 |
| Zachary Harrison Hull | Mma Securities LLC no RAUM | Wealthspire Retirement Advisory institutional | Other | May 15, 2023 | Jun 1, 2023 |
| Mario Allen Iniguez | Voya Financial Partners, LLC no RAUM | Wealthspire Retirement Advisory institutional | Other | Apr 14, 2023 | Apr 26, 2023 |
| Beth B Long | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Mar 29, 2023 | May 6, 2024 (404 d) |
| Robert Barry Hamilton | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Mar 28, 2023 | Apr 24, 2023 |
| Kelly Gallagher Pettit | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Mar 28, 2023 | Apr 26, 2023 |
| Christopher Allyn Nordlund | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Mar 28, 2023 | May 8, 2023 (41 d) |
| Michael C Down | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Mar 17, 2023 | Dec 26, 2023 (284 d) |
| Brian Keith Brummell | Exeter Financial, LLC independent RIA | Wealthspire Retirement Advisory institutional | Other | Jan 18, 2023 | Aug 11, 2022 |
| William Zach Friedrich | Blackrock Investment Management, LLC other | Wealthspire Retirement Advisory institutional | Other | Jan 18, 2023 | Jan 24, 2023 |
| Timothy Christopher Thurston | Balefire, LLC independent RIA | Wealthspire Retirement Advisory institutional | Other | Dec 7, 2022 | Dec 14, 2022 |
| Vincenzo Fragomeni | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Dec 1, 2022 | Dec 1, 2022 |
| Jared Ross Marx | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Nov 16, 2022 | Nov 21, 2022 |
| Colombo M Baldini | Valic Financial Advisors, Inc. BD affiliated | Wealthspire Retirement Advisory institutional | Other | Oct 14, 2022 | May 30, 2024 (594 d) |
| Kevin Joseph Gray | Fisher Investments independent RIA | Wealthspire Retirement Advisory institutional | Other | Aug 18, 2022 | Jan 30, 2023 (165 d) |
| Kenneth Walton Jenkins | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Aug 18, 2022 | Dec 8, 2023 (477 d) |
| William Ross Karlin | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Aug 16, 2022 | Nov 3, 2023 (444 d) |
| Brian Craig Samet | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Aug 15, 2022 | Nov 21, 2023 (463 d) |
| Allison Odea Edmonds | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Aug 15, 2022 | Dec 11, 2023 (483 d) |
| Nicholas Kent Walker | Vanguard Advisers, Inc. BD affiliated | Wealthspire Retirement Advisory institutional | Other | Jul 22, 2022 | Jul 21, 2022 |
| Matthew Cray Parker | Empower Advisory Group, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Jul 6, 2022 | Jul 21, 2022 |
| Richard Lewis Holland | Afs Advisors, LLC institutional | Wealthspire Retirement Advisory institutional | Other | Mar 31, 2022 | Dec 20, 2021 |
| Eric Christopher Loyd | Afs Advisors, LLC institutional | Wealthspire Retirement Advisory institutional | Other | Mar 31, 2022 | Dec 21, 2021 |
| Brandon Keith Sproles | Afs Advisors, LLC institutional | Wealthspire Retirement Advisory institutional | Other | Mar 31, 2022 | Dec 20, 2021 |
| Holly Knight | Lion Street Advisors, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Other | Mar 8, 2022 | Aug 16, 2022 (161 d) |
| Eileen Patricia Mahoney | Onedigital institutional | Wealthspire Retirement Advisory institutional | Other | Jan 13, 2022 | Nov 28, 2023 (684 d) |
| Phillip Anthony Matheson | Onedigital institutional | Wealthspire Retirement Advisory institutional | Other | Jan 6, 2022 | Dec 2, 2021 |
| Lloyd Jon Engleman | Onedigital institutional | Wealthspire Retirement Advisory institutional | Other | Jan 6, 2022 | Dec 2, 2021 |
| Glenn Mark Cassidy | Onedigital institutional | Wealthspire Retirement Advisory institutional | Other | Jan 6, 2022 | Dec 6, 2021 |
| Sophois Sokhom | Onedigital institutional | Wealthspire Retirement Advisory institutional | Other | Jan 6, 2022 | Jan 27, 2022 |