DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Secure Asset Management, L.L.C.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Benson N Onyegbula | Asset Allocation Strategies, LLC independent RIA | Secure Asset Management, L.L.C. independent RIA | RIA to RIA | Apr 30, 2026 | May 22, 2026 |
| Michael Laurence Digaetano | Independent Financial Group, LLC BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2026 | Mar 31, 2026 |
| Blake Edward Hall | Thrivent Investment Management Inc. BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2026 | Apr 20, 2026 (53 d) |
| Leland Todd Proshek | Spc BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 25, 2026 | Mar 10, 2026 |
| Barbara Ann Tourscher | LPL Financial LLC BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 9, 2026 | Feb 9, 2026 |
| Jeffrey Redfield Bonynge | Managed Asset Portfolios, LLC independent RIA | Secure Asset Management, L.L.C. independent RIA | RIA to RIA | Jan 30, 2026 | Feb 2, 2026 |
| Matthew Black | Hornor, Townsend & Kent, LLC independent RIA | Secure Asset Management, L.L.C. independent RIA | RIA to RIA | Dec 31, 2025 | Jan 13, 2026 |
| Brennan Vincent Krengel | LPL Financial LLC BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 9, 2025 | Dec 3, 2025 |
| Chad Michael Wotton | Gainplan LLC independent RIA | Secure Asset Management, L.L.C. independent RIA | RIA to RIA | May 30, 2025 | May 23, 2025 |
| Thaddeus William Schlaud | Gainplan LLC independent RIA | Secure Asset Management, L.L.C. independent RIA | RIA to RIA | May 30, 2025 | May 23, 2025 |
| Jameson Alexander Holehouse | Financial Strategies Group independent RIA | Secure Asset Management, L.L.C. independent RIA | RIA to RIA | Mar 31, 2025 | Apr 1, 2024 |
| Michael Lynn Fortner | Scf Investment Advisors, Inc. BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 27, 2025 | Mar 28, 2025 |
| Frederick Feliciano | Western International Securities BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2025 | Mar 24, 2025 |
| Jill Ann Lowther | Corecap Advisors BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2025 | Feb 24, 2025 |
| Zachary Honess | Hancock Capital Management, Inc. other | Secure Asset Management, L.L.C. independent RIA | Other | Nov 1, 2024 | Nov 1, 2024 |
| Matthew Robert Westberry | Scf Investment Advisors, Inc. BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 23, 2024 | Jul 15, 2025 (265 d) |
| Richard A Yemm | Scf Investment Advisors, Inc. BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2024 | Sep 24, 2024 |
| Scott Michael Barth | Scf Investment Advisors, Inc. BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2024 | Sep 10, 2024 |
| Charlie Ray Kirven | Next Financial Group, Inc. BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2024 | Sep 3, 2024 |
| David Robert Coughlin | Scf Investment Advisors, Inc. BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2024 | Aug 10, 2024 |
| Nancy Lynne Daniel | Cetera Investment Advisers LLC BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2024 | Jul 8, 2024 |
| Glen Howard Chester | Scf Investment Advisors, Inc. BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 18, 2024 | Jun 19, 2024 |
| Ryan Reynolds | Western International Securities BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 30, 2024 | May 28, 2024 |
| Larry Sfinas | Trustmont Advisory Group, Inc. BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2024 | May 21, 2024 |
| Shadi Maasri | Northwestern Mutual Investment Services,LLC no RAUM | Secure Asset Management, L.L.C. independent RIA | Other | May 17, 2024 | May 7, 2024 |
| Pamela Sue Harrison | Scf Investment Advisors, Inc. BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 24, 2024 | Apr 30, 2024 |
| Dean Harry Salminen | Western International Securities BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2024 | Apr 22, 2024 |
| Peter Canisius Ruh | Rfg Advisory, LLC independent RIA | Secure Asset Management, L.L.C. independent RIA | RIA to RIA | Apr 1, 2024 | Mar 28, 2024 |
| Susanne Marie Kullen | Cetera Investment Advisers LLC BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 5, 2024 | Feb 6, 2024 |
| Jason Kent Spencer | Independent Financial Partners BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 22, 2023 | Jun 24, 2026 (945 d) |
| Gregg William Huxley | Scf Investment Advisors, Inc. BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2023 | Jan 6, 2025 (524 d) |
| Morgan Leann Lawrence | Ae Wealth Management, LLC BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2022 | Jan 10, 2023 |
| James Tietema | Wells Fargo Advisors wirehouse | Secure Asset Management, L.L.C. independent RIA | Wirehouse to independent RIA | Aug 3, 2022 | Oct 12, 2022 (70 d) |
| Robert George Langhorst | Concorde Asset Management, LLC BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 7, 2022 | Jun 8, 2022 |
| Sarah S Burns | Park Avenue Securities LLC BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2022 | Apr 25, 2022 |
| Bradley Allen Davis | Heber Fuger Wendin Inc other | Secure Asset Management, L.L.C. independent RIA | Other | Nov 8, 2021 | Feb 9, 2022 (93 d) |
| Marc Arthur Neville | Scf Investment Advisors, Inc. BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 22, 2021 | Oct 12, 2021 |
| Kevin Vandenhaute | Spc BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 28, 2021 | Sep 23, 2021 |
| Jonathan Thomas | Spc BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 28, 2021 | Sep 23, 2021 |
| Mark John Mueller | Spc BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 24, 2021 | Sep 23, 2021 |
| Roger William Bowlin | Concorde Asset Management, LLC BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2021 | Jun 4, 2021 (35 d) |
| Austin A Bowlin | Concorde Asset Management, LLC BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2021 | May 4, 2021 |
| Taylor Wilson Armstrong | Concorde Asset Management, LLC BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2021 | May 24, 2021 |
| Clark D Harris | Spc BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2021 | Sep 17, 2021 (154 d) |
| Giovanni Antonio Malatesta | Cetera Investment Advisers LLC BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 11, 2021 | Feb 13, 2025 (1494 d) |
| Brian David Dudley | Td Ameritrade, Inc. no RAUM | Secure Asset Management, L.L.C. independent RIA | Other | Jan 6, 2021 | Feb 3, 2021 |
| Joseph Keyes Nelson | Hightower Advisors, LLC BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 26, 2020 | Feb 21, 2023 (970 d) |
| Dino Berri | Osaic Institutions, Inc. BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 26, 2020 | Jul 14, 2020 (110 d) |
| Wesley Douglass Phelps | Pruco Securities, LLC BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 21, 2019 | May 31, 2022 (922 d) |
| Daniel Eric Michael Schutz | Cig Asset Management, Inc. independent RIA | Secure Asset Management, L.L.C. independent RIA | RIA to RIA | Jan 18, 2019 | Oct 7, 2025 (2454 d) |
| Jeremy Benjamin Goldstein | Foresters Equity Services, Inc. BD affiliated | Secure Asset Management, L.L.C. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 5, 2018 | Nov 1, 2018 |
| Michael Lawrence Albertson | USA Financial Securities LLC independent RIA | Secure Asset Management, L.L.C. independent RIA | RIA to RIA | Oct 16, 2018 | Oct 2, 2018 |
| Michael John Gloster | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Secure Asset Management, L.L.C. independent RIA | Wirehouse to independent RIA | Aug 6, 2018 | Aug 3, 2018 |
| Jennifer Larose | Trustee Empowerment & Protection, Inc. independent RIA | Secure Asset Management, L.L.C. independent RIA | RIA to RIA | Mar 26, 2018 | Mar 28, 2018 |
| Jay David Mcclellan | Concorde Asset Management, LLC other | Secure Asset Management, L.L.C. independent RIA | Other | Nov 18, 2016 | Nov 18, 2016 |
| James Donald Koester | Concorde Asset Management, LLC other | Secure Asset Management, L.L.C. independent RIA | Other | Nov 2, 2016 | Nov 9, 2016 |
| Brian Douglas Petras | World Asset Management, Inc. other | Secure Asset Management, L.L.C. independent RIA | Other | Oct 7, 2016 | Aug 3, 2018 (665 d) |
| Jonathan James Smith | Pnc Wealth Management other | Secure Asset Management, L.L.C. independent RIA | Other | Sep 12, 2016 | May 24, 2024 (2811 d) |
| Eric Paul Hornyak | Concorde Asset Management, LLC other | Secure Asset Management, L.L.C. independent RIA | Other | Sep 2, 2016 | Sep 1, 2016 |
| Kenneth William Wittenberg | Concorde Asset Management, LLC other | Secure Asset Management, L.L.C. independent RIA | Other | Apr 11, 2016 | Apr 5, 2016 |
Page 1 of 2Next
66 moves match.