DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at International Assets Investment Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Reiss Nye Holt | Advice And Planning Services BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2026 | Aug 13, 2026 |
| Emmanuel Pablo | LPL Financial LLC BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2026 | Jun 12, 2026 |
| Brian R Thomas | Kestra Private Wealth Services, LLC BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2026 | Apr 21, 2026 |
| Sunil Tumber | Edward Jones national BD | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2026 | May 21, 2026 |
| Thaddeus Michael Eubanks | Edward Jones national BD | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2026 | May 21, 2026 |
| Scott Francis Droskie | Wells Fargo Advisors wirehouse | International Assets Investment Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 26, 2026 | May 13, 2026 (48 d) |
| Matthew Jones Fannin | LPL Financial LLC BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2026 | Feb 16, 2026 |
| Xhordi Xhokola | First Trust Advisors LP asset manager | International Assets Investment Management, LLC BD affiliated | Other | Nov 3, 2025 | Oct 24, 2025 |
| Paul Nicholas Karabatsos | Key Investment Services LLC BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2025 | Oct 16, 2025 (42 d) |
| John Stephen Pronovost | Osaic Institutions, Inc. BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2025 | Nov 5, 2025 (92 d) |
| Leroy Born | Wells Fargo Advisors wirehouse | International Assets Investment Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 17, 2025 | Aug 14, 2025 |
| Hiroshi Mizutani | Western International Securities BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2025 | May 23, 2025 |
| Timothy Roberts | Cetera Investment Advisers LLC BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2025 | Jun 12, 2025 (35 d) |
| Alexander Joseph King | Global Assets Advisory, LLC independent RIA | International Assets Investment Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 7, 2025 | Jul 7, 2023 |
| Arthur Craigg Mcrae | Wells Fargo Advisors wirehouse | International Assets Investment Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 3, 2024 | Jan 6, 2025 (95 d) |
| Ronald Gene Chronister | LPL Financial LLC BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2024 | Sep 25, 2024 (58 d) |
| Drew Bowen | Ameriprise Financial Services, LLC national BD | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2024 | Dec 2, 2025 (495 d) |
| Anida Venniro | Ameriprise Financial Services, LLC national BD | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2024 | Jun 24, 2024 |
| Alexander L Fullerton | Newedge Advisors BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2024 | Jun 12, 2024 |
| Lance Foster Williamson | Bankers Life Advisory Services, Inc. BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2024 | Sep 17, 2024 (134 d) |
| Scott Ryan Babbitt | Crown Capital Securities, L.P. BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | Apr 24, 2024 |
| Todd Loring Luft | B. Riley Wealth Advisors, Inc. BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2024 | May 3, 2024 |
| Thomas Edward Porter | Grove Point Advisors, LLC BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2024 | Mar 23, 2024 |
| Christopher John Mc Caffrey | Morgan Stanley wirehouse | International Assets Investment Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 13, 2024 | Mar 11, 2024 |
| Nathan Brandon Michael Walsh | Fisher Investments independent RIA | International Assets Investment Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 8, 2024 | Feb 27, 2024 (50 d) |
| Ruben Javier Frezzotti | Raymond James & Associates, Inc. national BD | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2023 | Jan 20, 2024 (102 d) |
| Reginald A Rasmussen | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | International Assets Investment Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 13, 2023 | Oct 17, 2023 (34 d) |
| Christopher Glenn Lane | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | International Assets Investment Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 11, 2023 | Oct 26, 2023 (76 d) |
| David Alan Ramos | Sagepoint Financial, Inc. BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2023 | Jul 31, 2023 |
| Noriko Hamaoka Ikeda | Western International Securities BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2023 | Jun 13, 2023 |
| Christopher Bernard Cymbala | Ameriprise Financial Services, LLC national BD | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2023 | Sep 27, 2023 (91 d) |
| Michael Anthony Spartz | Moors & Cabot, Inc BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2023 | Jul 5, 2023 |
| Shane Mahadeo | Equitable Advisors, LLC national BD | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2023 | Mar 10, 2025 (641 d) |
| Justin Y Gerow | LPL Financial LLC BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2023 | Jan 30, 2026 (981 d) |
| Peyton Graham Culberson | Equitable Advisors, LLC national BD | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 28, 2023 | Aug 20, 2024 (480 d) |
| Kevin Arthur Deutsch | Wells Fargo Advisors wirehouse | International Assets Investment Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 17, 2023 | Mar 6, 2023 |
| Erkan Eric Afacan | Cambridge Investment Research Advisors, Inc. BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2022 | Oct 5, 2022 |
| Stephen Michael Raglow-De Franco | Ameriprise Financial Services, LLC national BD | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2022 | Oct 17, 2022 |
| Jeffrey Guy Labelle | Kovack Advisors, Inc. BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2022 | Oct 31, 2022 (31 d) |
| Jeffery Monroe Forrestall | LPL Financial LLC independent RIA | International Assets Investment Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 29, 2022 | Nov 3, 2022 (35 d) |
| Daniel Vanskiver | LPL Financial LLC independent RIA | International Assets Investment Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 15, 2022 | Sep 26, 2022 |
| William Joseph Conn | Raymond James & Associates, Inc. national BD | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2022 | Sep 9, 2022 (35 d) |
| Gregory Glen Harrison | Ameriprise Financial Services, LLC national BD | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2022 | Jul 7, 2022 |
| Michael C Walker | Citigroup Global Markets Inc. BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2022 | Jun 3, 2022 |
| Lori Ann Peterson Timothy | Wells Fargo Advisors wirehouse | International Assets Investment Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 4, 2022 | Mar 31, 2022 |
| Anne Adkerson Satterfield | Wells Fargo Advisors wirehouse | International Assets Investment Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 11, 2022 | Jan 31, 2022 |
| Stephen Jimenez | City Different Investments asset manager | International Assets Investment Management, LLC BD affiliated | Other | Feb 4, 2022 | Jan 5, 2023 (335 d) |
| Jerome R Long | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | International Assets Investment Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 14, 2022 | Feb 4, 2022 |
| Mark Vincent Petersen | Colorado Financial Service Corporation other | International Assets Investment Management, LLC BD affiliated | Other | Dec 31, 2021 | May 18, 2022 (138 d) |
| Joseph Allen Onopa | Park Avenue Securities LLC BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2021 | Dec 13, 2021 |
| Jacob Randall Godfrey | Concourse Financial Group Advisors BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2021 | Feb 16, 2022 (71 d) |
| Carl W Johnson | Park Avenue Securities LLC BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2021 | Dec 20, 2021 (42 d) |
| Michael Miles Hartlett | LPL Financial LLC BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2021 | Oct 8, 2021 |
| Cindy Lynn Shuman | LPL Financial LLC BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2021 | Oct 13, 2021 |
| Joseph A Gross | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | International Assets Investment Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 21, 2021 | Oct 24, 2021 |
| Mary B Haverly | J.P. Morgan Securities LLC wirehouse | International Assets Investment Management, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 6, 2021 | Oct 1, 2021 |
| Eric Brown | Global Wealth Management Investment Advisory, Inc. independent RIA | International Assets Investment Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 5, 2021 | Oct 12, 2021 |
| Todd Arthur Knapp | LPL Financial LLC BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2021 | Dec 7, 2021 (84 d) |
| Kevin Joe Hall | Bok Financial Advisors BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2021 | Nov 2, 2021 (53 d) |
| Leo Richard Vassallo | LPL Financial LLC BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2021 | Aug 2, 2021 |
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187 moves match.