DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Foresters Equity Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jason Harris Gerb	Foresters Advisory Services, LLC BD affiliated	Foresters Equity Services, Inc. other	Other	Aug 27, 2019	Jun 23, 2015
Bradley Alan Morris	Pruco Securities, LLC other	Foresters Equity Services, Inc. other	Other	Aug 11, 2017	Aug 21, 2017
Karen Marie Obrien	Equitable Advisors, LLC national BD	Foresters Equity Services, Inc. other	Other	Jan 24, 2017	Feb 2, 2017
Dhruv Pershad Gupta	Lifemark Securities Corp. other	Foresters Equity Services, Inc. other	Other	Jan 24, 2017	Feb 15, 2017
Carlton John Ebneth	Msi Financial Services, Inc. other	Foresters Equity Services, Inc. other	Other	Aug 31, 2016	Jan 10, 2017 (132 d)
Marcus Gunawan	Tlg Advisors, Inc. other	Foresters Equity Services, Inc. other	Other	Aug 4, 2016	Aug 11, 2016
Joshua Metayer	Msi Financial Services, Inc. other	Foresters Equity Services, Inc. other	Other	Jul 27, 2016	Feb 6, 2017 (194 d)
Thomas Haines Luckenbill	Next Financial Group, Inc. other	Foresters Equity Services, Inc. other	Other	Jul 6, 2016	Jul 8, 2016
John F. Furjanic	Valic Financial Advisors, Inc. other	Foresters Equity Services, Inc. other	Other	Mar 24, 2016	Mar 28, 2016
Andre Normand Coulombe	Keystone Capital Corporation other	Foresters Equity Services, Inc. other	Other	Feb 16, 2016	Jun 14, 2016 (119 d)
Richard Hughes Von Hurst	Signator Investors, Inc. other	Foresters Equity Services, Inc. other	Other	Jan 4, 2016	Feb 2, 2017 (395 d)
Steven Roger Cross	Kovack Advisors, Inc. other	Foresters Equity Services, Inc. other	Other	Dec 31, 2015	Jan 5, 2016
Michael Joseph Beshoar	Kms Financial Services, Inc other	Foresters Equity Services, Inc. other	Other	Dec 9, 2015	Dec 16, 2015
Kingston Julio Wong	Spc other	Foresters Equity Services, Inc. other	Other	Nov 9, 2015	Jan 5, 2016 (57 d)
Christine Mitchell Mccafferty	Investment Research Corp other	Foresters Equity Services, Inc. other	Other	Sep 23, 2015	Sep 30, 2015
Keith Alan George	Sagepoint Financial, Inc. other	Foresters Equity Services, Inc. other	Other	Sep 17, 2015	Sep 18, 2015
David Martinez	Wells Fargo Advisors wirehouse	Foresters Equity Services, Inc. other	Other	Sep 1, 2015	Sep 2, 2015
William Payne Adams Orr	Adviseme National Advisors other	Foresters Equity Services, Inc. other	Other	Aug 12, 2015	Feb 19, 2016 (191 d)
John G Rhode	First Command Financial Planning, Inc. other	Foresters Equity Services, Inc. other	Other	Jul 17, 2015	May 3, 2016 (291 d)
Peter William Dotson	Retirement Resources, LLC independent RIA	Foresters Equity Services, Inc. other	Other	Jun 19, 2015	Jul 28, 2015 (39 d)
Jeremy Benjamin Goldstein	Sagepoint Financial, Inc. other	Foresters Equity Services, Inc. other	Other	Jun 18, 2015	Jun 22, 2015
Timothy Kutsch	Equitable Advisors, LLC national BD	Foresters Equity Services, Inc. other	Other	Jun 17, 2015	Jun 30, 2015
Charles Fredrick Dinise	Scf Investment Advisors, Inc. other	Foresters Equity Services, Inc. other	Other	Feb 25, 2015	Mar 2, 2015
Barry A Barnette	Osaic Fs, Inc. other	Foresters Equity Services, Inc. other	Other	Aug 27, 2014	Sep 11, 2014
Jack Christopher Carini	Monticello Investment Services, Inc. other	Foresters Equity Services, Inc. other	Other	Aug 1, 2014	Aug 21, 2014
Ye Edward Huang	Msi Financial Services, Inc. other	Foresters Equity Services, Inc. other	Other	Aug 1, 2014	Aug 21, 2014
Michael Ryan Modica	Monticello Investment Services, Inc. other	Foresters Equity Services, Inc. other	Other	Aug 1, 2014	Aug 13, 2014
Andrea Bond Johnson	Signator Financial Services, Inc. other	Foresters Equity Services, Inc. other	Other	May 30, 2014	Jul 21, 2015 (417 d)
Miguel Angel Hernandez	Vanguard Capital other	Foresters Equity Services, Inc. other	Other	Dec 31, 2013	Apr 8, 2014 (98 d)
Jerry Chia-Jui Bien	New England Securities Corporation other	Foresters Equity Services, Inc. other	Other	Dec 16, 2013	Jan 7, 2014
Paul Michael Balog	Colorado Financial Service Corporation other	Foresters Equity Services, Inc. other	Other	Aug 30, 2013	Sep 5, 2013
James Gilbreath Chandler	Lincoln Investment other	Foresters Equity Services, Inc. other	Other	Jul 1, 2013	Jan 30, 2014 (213 d)
Robert John Kosty	Trustmont Advisory Group, Inc. other	Foresters Equity Services, Inc. other	Other	Jun 25, 2013	Jul 3, 2013
Kenneth Dean Quiat	Allstate Financial Advisors, LLC no RAUM	Foresters Equity Services, Inc. other	Other	May 24, 2013	Jan 30, 2014 (251 d)
Virendra Singh Tavathia	Hornor, Townsend & Kent, LLC other	Foresters Equity Services, Inc. other	Other	Apr 2, 2013	Mar 26, 2015 (723 d)
Donald Thomas Mcneill	Resource Horizons Investment Advisory, Inc. other	Foresters Equity Services, Inc. other	Other	Dec 31, 2012	Jan 4, 2013
Scott Deon Preece	Securities America Advisors, Inc. other	Foresters Equity Services, Inc. other	Other	Dec 7, 2012	Dec 10, 2012
Kevin Earl Skaltsis	Southeast Investments, N.C., Inc. state registered	Foresters Equity Services, Inc. other	Other	Sep 4, 2012	May 12, 2014 (615 d)
Alan Stephen Pransky	Trustmont Advisory Group, Inc. other	Foresters Equity Services, Inc. other	Other	Jul 23, 2012	May 28, 2013 (309 d)
Patrick Allen Thompson	Independent Financial Group, LLC other	Foresters Equity Services, Inc. other	Other	Jul 19, 2012	Jul 23, 2012
Sandra Renee Lackman	Interactive Financial Advisors other	Foresters Equity Services, Inc. other	Other	May 2, 2012	Jun 29, 2012 (58 d)
Paul Joseph Smith	Osaic Fs, Inc. other	Foresters Equity Services, Inc. other	Other	Mar 22, 2012	Mar 23, 2012
Carlos D Hernandez	On Investment Management Co other	Foresters Equity Services, Inc. other	Other	Feb 16, 2012	Mar 9, 2012
Gina Marie Lindsey	Pruco Securities, LLC other	Foresters Equity Services, Inc. other	Other	Feb 14, 2012	Mar 23, 2012 (38 d)
James Howard Meaders	Esi Financial Advisors other	Foresters Equity Services, Inc. other	Other	Dec 19, 2011	Apr 19, 2012 (122 d)
Gary Randall Preslar	Esi Financial Advisors other	Foresters Equity Services, Inc. other	Other	Nov 30, 2011	Mar 20, 2012 (111 d)
Gerald Jeffry Plachta	Woodbury Financial Services, Inc. other	Foresters Equity Services, Inc. other	Other	Nov 22, 2011	Mar 24, 2012 (123 d)
Donald Cedric Bruce	Equitable Advisors, LLC national BD	Foresters Equity Services, Inc. other	Other	Nov 4, 2011	Nov 28, 2011
Michael Scott Wade	Voya Financial Advisors, Inc. other	Foresters Equity Services, Inc. other	Other	Oct 24, 2011	Oct 25, 2011
James Daniel Heavey	Signator Investors, Inc. other	Foresters Equity Services, Inc. other	Other	May 18, 2011	May 13, 2013 (726 d)
Edward Daniel Haro	Waddell & Reed other	Foresters Equity Services, Inc. other	Other	May 11, 2011	Jul 27, 2011 (77 d)
Frank Paul Andrescavage	H. Beck, Inc. other	Foresters Equity Services, Inc. other	Other	Apr 4, 2011	Apr 6, 2011
Christy B. Downs	Waddell & Reed other	Foresters Equity Services, Inc. other	Other	Jan 5, 2011	Jun 11, 2012 (523 d)
Anthony James Constantine	Sterne Agee Investment Advisor Services, Inc. other	Foresters Equity Services, Inc. other	Other	Dec 31, 2010	Jan 4, 2011
Robert Phillip Wolf	Woodbury Financial Services, Inc. other	Foresters Equity Services, Inc. other	Other	Oct 19, 2010	Oct 29, 2010
Atul C Dubal	Qa3 Financial LLC unclassified	Foresters Equity Services, Inc. other	Other	Aug 27, 2010	Aug 30, 2010
Dennis Charles Butterfield	Nationwide Securities, LLC no RAUM	Foresters Equity Services, Inc. other	Other	Aug 4, 2010	Apr 14, 2011 (253 d)
Daniel Joseph Zeiger	Securian Financial Services, Inc. other	Foresters Equity Services, Inc. other	Other	Jul 26, 2010	Sep 20, 2010 (56 d)
Matthew Baird Trenchard	Securities America Advisors, Inc. other	Foresters Equity Services, Inc. other	Other	Apr 30, 2010	Mar 10, 2011 (314 d)
Charles Albert Cerone	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Foresters Equity Services, Inc. other	Other	Dec 14, 2009	Mar 23, 2011 (464 d)

Page 1 of 2Next

79 moves match.