DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Northwestern Mutual Investment Services,LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Louis CuomoTsg Alpha Partners, LLC otherNorthwestern Mutual Investment Services,LLC no RAUMOtherAug 6, 2026Sep 15, 2026 (40 d)
Ariel OlsonWells Fargo Advisors wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherAug 5, 2026Sep 4, 2026
Lauryn Ashley McintyreAmeriprise Financial Services, LLC national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherJul 20, 2026Sep 10, 2026 (52 d)
Stephanie SmolkaCapital Client Group, Inc. no RAUMNorthwestern Mutual Investment Services,LLC no RAUMOtherJul 10, 2026Aug 4, 2026
Rebekah HasenmuellerAmeriprise Financial Services, LLC national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherJul 9, 2026Sep 10, 2026 (63 d)
Jackson BushFoguth Wealth Management, LLC. independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherJul 7, 2026Sep 10, 2026 (65 d)
Cody PattonStrategic Advisers LLC national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherJun 25, 2026Jul 27, 2026 (32 d)
Seth CaveEllerbrock-Norris Wealth Strategies LLC independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherJun 17, 2026Sep 11, 2026 (86 d)
Jacob GandarillaMorgan Stanley wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherJun 3, 2026Jul 20, 2026 (47 d)
Damon DonnellPnc Wealth Management BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherJun 3, 2026Jul 8, 2026 (35 d)
Brenda A KellyEmpower Advisory Group, LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherMay 26, 2026Jun 17, 2026
Gio Vonne James SandersTrustmont Advisory Group, Inc. BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherMay 21, 2026Jun 11, 2026
Evan Richard RodrigueStrategic Advisers LLC national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherMay 19, 2026Jul 21, 2026 (63 d)
Jared Tyler SlyhAdvisory Services Network independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherMay 15, 2026Aug 3, 2026 (80 d)
Mark OhlerAmeriprise Financial Services, LLC national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherMay 13, 2026Sep 1, 2026 (111 d)
Gonzalo A Figueroa OrtegaQ3 Advisors, LLC no RAUMNorthwestern Mutual Investment Services,LLC no RAUMOtherMay 6, 2026Jul 27, 2026 (82 d)
Zahir Lamarr HicksStrategic Advisers LLC national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherApr 30, 2026May 28, 2026
Eric NystromCreative Investment Group independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherApr 30, 2026Jun 5, 2026 (36 d)
Matthew Jeffrey StehleCitizens Securities, Inc. BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherApr 27, 2026May 21, 2026
Schuyler Wesley KingLPL Enterprise, LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherApr 27, 2026Aug 19, 2026 (114 d)
Daniel James SobrepenaMorgan Stanley wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherApr 23, 2026Jul 17, 2026 (85 d)
Chase PatrickJ.P. Morgan Securities LLC wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherApr 23, 2026Jun 9, 2026 (47 d)
Christopher BeanThrivent Investment Management Inc. BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherApr 22, 2026Jul 24, 2026 (93 d)
Callie FoyerThrivent Investment Management Inc. BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherApr 22, 2026Jun 26, 2026 (65 d)
Owen HowardTrueplan Benefit And Retirement Advisors institutionalNorthwestern Mutual Investment Services,LLC no RAUMOtherApr 7, 2026Jul 29, 2026 (113 d)
Natani DratiJ.P. Morgan Securities LLC wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherApr 7, 2026May 13, 2026 (36 d)
Deborah Elizabeth HardyRaymond James & Associates, Inc. national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherApr 2, 2026Jul 21, 2026 (110 d)
Wendy Kay BryantPrincipal Securities, Inc. BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherApr 1, 2026Jul 8, 2026 (98 d)
Christopher CastilloMorgan Stanley wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherApr 1, 2026Aug 25, 2026 (146 d)
Erin DavidsonJ.P. Morgan Securities LLC wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherMar 30, 2026Apr 30, 2026 (31 d)
Colton CampbellBeam Wealth Advisors, Inc. independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherMar 27, 2026Jul 22, 2026 (117 d)
Christopher Lee O'ConnellCavanal Hill Investment Management, Inc. otherNorthwestern Mutual Investment Services,LLC no RAUMOtherMar 26, 2026Apr 30, 2026 (35 d)
Jackson Kerschen ShepardCopper Financial independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherMar 19, 2026Apr 22, 2026 (34 d)
Kimberly Lynn OrosWealthspire Retirement Advisory institutionalNorthwestern Mutual Investment Services,LLC no RAUMOtherMar 18, 2026May 29, 2026 (72 d)
Lucas Mark SheehanLPL Financial LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherMar 13, 2026May 18, 2026 (66 d)
Rebecca ChartierState Farm Investment Management Corp. asset managerNorthwestern Mutual Investment Services,LLC no RAUMOtherMar 12, 2026Jun 16, 2026 (96 d)
Jacob Walter CapellupoEquitable Advisors, LLC national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherMar 11, 2026Jul 2, 2026 (113 d)
Eric FernandesCetera Investment Advisers LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherMar 6, 2026Aug 13, 2026 (160 d)
Jonathan Edward NowakMorgan Stanley wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherMar 4, 2026Aug 27, 2026 (176 d)
Tyler KratochvilEquitable Advisors, LLC national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherMar 4, 2026Jun 5, 2026 (93 d)
Brenda Lee WaltersRaymond James & Associates, Inc. national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherMar 3, 2026Apr 30, 2026 (58 d)
Jeremy D BloomfieldNicolet Wealth Management independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherMar 3, 2026Apr 23, 2026 (51 d)
Benjamin OlesLPL Enterprise, LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherMar 2, 2026Aug 3, 2026 (154 d)
Savana Erwin JordanFlorida Financial Advisors, LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherFeb 24, 2026Apr 21, 2026 (56 d)
Avanti DeonCorient independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherFeb 18, 2026Jul 15, 2026 (147 d)
Jared A WeberStifel, Nicolaus & Company, Incorporated national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherFeb 12, 2026Mar 24, 2026 (40 d)
Sara C HendrixStrategic Advisers LLC national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherFeb 12, 2026Mar 23, 2026 (39 d)
Alec Vincent GreathouseNewedge Advisors BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherFeb 12, 2026Mar 24, 2026 (40 d)
Ruth Beatriz DucharmeWells Fargo Advisors wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherFeb 10, 2026May 4, 2026 (83 d)
Gary RedheadWells Fargo Advisors wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherFeb 9, 2026Apr 3, 2026 (53 d)
Robert Connor DillonFacet independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherFeb 5, 2026May 21, 2026 (105 d)
Adam Michael FarrellEquitable Advisors, LLC national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherFeb 4, 2026Jun 10, 2026 (126 d)
Eliza Jo ChybaWells Fargo Advisors wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherFeb 2, 2026Feb 24, 2026
Carson Michael KrummHantz Financial Services, Inc. independent RIANorthwestern Mutual Investment Services,LLC no RAUMOtherFeb 2, 2026Apr 14, 2026 (71 d)
Zoey DangolSchwab Wealth Advisory, Inc. no RAUMNorthwestern Mutual Investment Services,LLC no RAUMOtherJan 30, 2026Apr 20, 2026 (80 d)
Phillip BoveriEquitable Advisors, LLC national BDNorthwestern Mutual Investment Services,LLC no RAUMOtherJan 30, 2026Jul 10, 2026 (161 d)
Brooke DemastersDiversify Advisory Services, LLC BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherJan 29, 2026Mar 26, 2026 (56 d)
Raj ShekarVanguard Advisers, Inc. BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherJan 28, 2026Mar 23, 2026 (54 d)
Leonard Aaron ThomasThrivent Investment Management Inc. BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherJan 28, 2026May 7, 2026 (99 d)
Ryan Lawrence RappThrivent Investment Management Inc. BD affiliatedNorthwestern Mutual Investment Services,LLC no RAUMOtherJan 27, 2026Apr 3, 2026 (66 d)
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1,623 moves match.