DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Silver Oak Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicolas George Dumas | Retirement Planning Group, LLC independent RIA | Silver Oak Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 4, 2026 | Sep 1, 2026 |
| Kyle Paul Mahle | Vanguard Advisers, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Aug 21, 2026 |
| John Carroll Hutchins | Retirement Planning Solutions, LLC independent RIA | Silver Oak Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2026 | Feb 11, 2026 |
| Joshua Smith | Osaic Wealth, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | May 18, 2026 |
| Charles Howard Fitzpatrick | United Advisor Group independent RIA | Silver Oak Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 9, 2025 | Dec 5, 2025 |
| Lori Marceil Barone | Osaic Wealth, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2025 | Oct 28, 2025 |
| Keith Edward Condemi | Cetera Investment Advisers LLC BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2025 | Nov 3, 2025 |
| Vincent Dallo | Cetera Investment Advisers LLC BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2025 | Nov 4, 2025 |
| Robert Normand Richard | Cetera Investment Advisers LLC BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2025 | Nov 4, 2025 |
| Bruce Alan Mazo | Cetera Investment Advisers LLC BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 3, 2025 | Nov 5, 2025 |
| Robert Murry Young | LPL Financial LLC BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2025 | May 19, 2026 (225 d) |
| Preston Christian | Ameriprise Financial Services, LLC national BD | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2025 | Dec 1, 2025 (126 d) |
| Richard Hay Madden | Seacrest Wealth Management, LLC independent RIA | Silver Oak Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 30, 2025 | Jun 26, 2025 |
| James Douglas Anderson | Seacrest Wealth Management, LLC independent RIA | Silver Oak Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 30, 2025 | Jul 1, 2025 |
| Nicholas Anthony Pfeiffer | Seacrest Wealth Management, LLC independent RIA | Silver Oak Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 30, 2025 | Jun 30, 2025 |
| Aaron Johnson | Equitable Advisors, LLC national BD | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2025 | May 14, 2025 |
| Larry Jay Moss | LPL Financial LLC BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2025 | Jan 2, 2025 |
| Oren Guzman | Cetera Investment Advisers LLC BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2025 | Jan 14, 2025 |
| Kevin Tavas | Cetera Investment Advisers LLC BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2025 | Jan 14, 2025 |
| Jerry Leo Spivey | Commonwealth Financial Network national BD | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2024 | Dec 5, 2024 |
| Bruce Andrew Berman | Cetera Investment Advisers LLC BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2024 | Nov 7, 2024 |
| Jennifer Anne Rushing | Osaic Wealth, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2024 | Jul 9, 2024 |
| Joanna Scardina Slade | Osaic Fs, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2024 | May 3, 2024 |
| Ryan Matthew Middleton | Faithward Advisors, LLC independent RIA | Silver Oak Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 7, 2024 | Mar 31, 2023 |
| Eric Charles Beittel | Faithward Advisors, LLC independent RIA | Silver Oak Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 7, 2024 | Mar 31, 2023 |
| Sharon Elaine Melville | Securities America Advisors, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2023 | Nov 3, 2023 |
| Clarence Shayne Daniels | Private Client Services, LLC BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2023 | Oct 23, 2023 |
| Matthew Lee Stange | Securities America Advisors, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2023 | Sep 27, 2023 |
| Samuel Zurcher | Securities America Advisors, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2023 | Sep 29, 2023 |
| Edwin Alexander Mcknight | Securities America Advisors, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2023 | Sep 22, 2023 |
| Dominic Francis Cespino | Securities America Advisors, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 22, 2023 | Oct 16, 2023 |
| Robert Frances Edgin | Bfc Planning, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2023 | Aug 10, 2023 |
| Brian Ray Johnson | Bfc Planning, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2023 | Aug 9, 2023 |
| Matthew Macha | T. Rowe Price Advisory Services, Inc. independent RIA | Silver Oak Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 12, 2023 | Mar 13, 2024 (245 d) |
| Anthony Gedwill | Rothschild Wealth LLC independent RIA | Silver Oak Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 22, 2023 | Sep 9, 2024 (476 d) |
| George Herbert Zook | Faithward Advisors, LLC independent RIA | Silver Oak Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 10, 2023 | May 4, 2023 |
| Homer Andrew Farr | Osaic Fs, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2023 | Mar 31, 2023 |
| Thomas Faircloth | Osaic Fs, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2023 | Mar 31, 2023 |
| William Harvey Holt | Osaic Fs, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 31, 2023 | Mar 31, 2023 |
| Andrew D Martin | 7twelve Advisors, LLC asset manager | Silver Oak Securities, Inc. other | Other | Mar 30, 2023 | Nov 8, 2017 |
| Jacob Matthew Gardner | Tfo Wealth Partners independent RIA | Silver Oak Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 27, 2023 | Mar 13, 2023 |
| Brian Kurtich | On Investment Management Co BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2023 | Mar 17, 2023 |
| Curtis Duane Stoltzfus | Faithward Capital asset manager | Silver Oak Securities, Inc. BD affiliated | Other | Mar 9, 2023 | Mar 1, 2023 |
| David A Over | Faithward Advisors, LLC independent RIA | Silver Oak Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 9, 2023 | Feb 27, 2023 |
| Joseph L Leon | Faithward Advisors, LLC independent RIA | Silver Oak Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 9, 2023 | Mar 7, 2023 |
| Bryce M Wandell | Faithward Advisors, LLC independent RIA | Silver Oak Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 9, 2023 | Mar 22, 2023 |
| Michael B Haney | Planmember Securities Corporation independent RIA | Silver Oak Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 1, 2023 | Mar 1, 2023 |
| Jeffrey Lewis Green | MML Investors Services, LLC BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2023 | Jan 20, 2023 |
| Marc Andre Noonan | Legacy Advisory Services unclassified | Silver Oak Securities, Inc. BD affiliated | Other | Jan 6, 2023 | Feb 10, 2026 (1131 d) |
| Danny Delgado | B. Riley Wealth Advisors, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2022 | Dec 20, 2022 |
| Russell George Luce | Lifemark Securities Corp. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 11, 2022 | Oct 10, 2022 |
| Edwin Henry Jaffe | Jaffe Wealth Management & Consulting, Inc. other | Silver Oak Securities, Inc. other | Other | Nov 1, 2022 | Sep 25, 2013 |
| Jon Raymond Winteregg | Securities America Advisors, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2022 | Sep 22, 2022 |
| James Brandon Creech | Invest Capital Partners independent RIA | Silver Oak Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 16, 2022 | Aug 31, 2022 |
| Anita Marie Sopenoff | Securities America Advisors, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2022 | Mar 22, 2022 |
| Robert Parks Ahler | Securities America Advisors, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2022 | May 4, 2022 |
| Jeremy Michael Saham | Cadaret Grant & Co Inc BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2022 | Jun 7, 2022 (36 d) |
| Gary Warren Dorsey | LPL Financial LLC independent RIA | Silver Oak Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 28, 2022 | Apr 25, 2022 |
| Darin Michael Schmidt | Ausdal Financial Partners, Inc. independent RIA | Silver Oak Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 19, 2022 | Mar 22, 2022 |
| Gary W Lavallee | Kovack Advisors, Inc. BD affiliated | Silver Oak Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2022 | Apr 1, 2022 |
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132 moves match.