DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Mutual Of Omaha Investor Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher T DunhamBridges Investment Management Inc independent RIAMutual Of Omaha Investor Services, Inc. independent RIARIA to RIAMar 23, 2026May 26, 2026 (64 d)
Karen LuciusHornor, Townsend & Kent, LLC independent RIAMutual Of Omaha Investor Services, Inc. independent RIARIA to RIAJan 9, 2026Feb 12, 2026 (34 d)
Derek LoudenbackValic Financial Advisors, Inc. BD affiliatedMutual Of Omaha Investor Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 28, 2025Jan 20, 2026 (53 d)
Khadija VermaasWells Fargo Advisors wirehouseMutual Of Omaha Investor Services, Inc. independent RIAWirehouse to independent RIANov 18, 2025Nov 24, 2025
Kyle HansenJ.P. Morgan Securities LLC wirehouseMutual Of Omaha Investor Services, Inc. independent RIAWirehouse to independent RIANov 14, 2025Nov 24, 2025
Aaron FarverMwa Financial Services, Inc. BD affiliatedMutual Of Omaha Investor Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 20, 2025Sep 19, 2025
Andrew KarrmannPrincipal Securities, Inc. BD affiliatedMutual Of Omaha Investor Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 19, 2025Jun 16, 2025
Silver SibertCwm, LLC BD affiliatedMutual Of Omaha Investor Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 2, 2025Jan 30, 2025
Raul AuletFirst Command Advisory Services BD affiliatedMutual Of Omaha Investor Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 17, 2024Jul 10, 2025 (205 d)
Alfredo ArenasPrimerica Advisors national BDMutual Of Omaha Investor Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 4, 2024Sep 1, 2026 (636 d)
Jeremy A ShookPark Avenue Securities LLC BD affiliatedMutual Of Omaha Investor Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 31, 2024Apr 24, 2025 (175 d)
Danielle FosmerOsaic Fa, Inc. BD affiliatedMutual Of Omaha Investor Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 24, 2024Jun 24, 2025 (273 d)
Hillary LefflerTlg Advisors, Inc. BD affiliatedMutual Of Omaha Investor Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 30, 2024Sep 16, 2024
Savannah ChaconFidelity Personal And Workplace Advisors BD affiliatedMutual Of Omaha Investor Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 31, 2024Aug 16, 2024
Tessa ColemanCetera Investment Advisers LLC BD affiliatedMutual Of Omaha Investor Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 10, 2024Sep 25, 2024 (77 d)
Vito Giovanni RobertoMML Investors Services, LLC BD affiliatedMutual Of Omaha Investor Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 30, 2023Mar 26, 2024 (148 d)
Ledawn GriesWhalen Financial independent RIAMutual Of Omaha Investor Services, Inc. independent RIARIA to RIAOct 17, 2023Dec 19, 2023 (63 d)
Malik RobinsonLPL Financial LLC independent RIAMutual Of Omaha Investor Services, Inc. independent RIARIA to RIAFeb 2, 2023Feb 17, 2023
Nicholas PavaoCitizens Securities, Inc. BD affiliatedMutual Of Omaha Investor Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 1, 2023Mar 23, 2023 (50 d)
Raisa Armine TurnerJ.P. Morgan Securities LLC wirehouseMutual Of Omaha Investor Services, Inc. independent RIAWirehouse to independent RIAJan 22, 2023Jun 20, 2025 (880 d)
Jose Ramon AlvarezNorthwestern Mutual Investment Services,LLC no RAUMMutual Of Omaha Investor Services, Inc. independent RIAOtherDec 31, 2022May 23, 2023 (143 d)
Rogerio H SilvaEquitable Advisors, LLC national BDMutual Of Omaha Investor Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 4, 2022Oct 11, 2022
Michael Dean JundEagle Strategies LLC BD affiliatedMutual Of Omaha Investor Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 25, 2022Nov 10, 2022 (77 d)
Louis Patrick RichardsNorthwestern Mutual Investment Services,LLC no RAUMMutual Of Omaha Investor Services, Inc. independent RIAOtherAug 17, 2022Sep 14, 2022
Garrett Tucker SheltonThrivent Investment Management Inc. BD affiliatedMutual Of Omaha Investor Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 17, 2022Nov 21, 2022 (96 d)
Alexander Albert AlfonsoPruco Securities, LLC BD affiliatedMutual Of Omaha Investor Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 1, 2022Aug 18, 2022
Christopher PhillipsLdintelligence LLC no RAUMMutual Of Omaha Investor Services, Inc. independent RIAOtherJul 21, 2022Aug 8, 2022
Matthew KloosKey Investment Services LLC BD affiliatedMutual Of Omaha Investor Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 1, 2022Aug 8, 2023 (494 d)
Philip SabioCetera Investment Advisers LLC BD affiliatedMutual Of Omaha Investor Services, Inc. no RAUMOtherFeb 25, 2022Mar 8, 2022
Suzanne Kay O'DonnellWells Fargo Advisors wirehouseMutual Of Omaha Investor Services, Inc. independent RIAWirehouse to independent RIAFeb 11, 2022Feb 21, 2023 (375 d)
Abrahim Mutee KassimWells Fargo Advisors wirehouseMutual Of Omaha Investor Services, Inc. no RAUMOtherDec 8, 2021Jan 13, 2022 (36 d)
Jordan BrownNorthwestern Mutual Investment Services,LLC no RAUMMutual Of Omaha Investor Services, Inc. no RAUMOtherNov 10, 2021Jan 3, 2022 (54 d)
Jon Robert HighamNationwide Investment Advisors, LLC BD affiliatedMutual Of Omaha Investor Services, Inc. no RAUMOtherNov 4, 2021Nov 15, 2021
Son Hoang VuMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMutual Of Omaha Investor Services, Inc. independent RIAWirehouse to independent RIAOct 19, 2021May 17, 2023 (575 d)
Joseph Milton CrandallLPL Financial LLC BD affiliatedMutual Of Omaha Investor Services, Inc. no RAUMOtherSep 27, 2021Nov 19, 2021 (53 d)
Roque MoreiraEquitable Advisors, LLC national BDMutual Of Omaha Investor Services, Inc. no RAUMOtherSep 22, 2021Nov 29, 2021 (68 d)
Jonathan MesserFirst Command Advisory Services BD affiliatedMutual Of Omaha Investor Services, Inc. no RAUMOtherAug 4, 2021Sep 16, 2021 (43 d)
Mildred PatuboSecure Investment Management, LLC independent RIAMutual Of Omaha Investor Services, Inc. no RAUMOtherMay 12, 2021Jun 23, 2021 (42 d)
Zachary John EhlersSecurities America Advisors, Inc. BD affiliatedMutual Of Omaha Investor Services, Inc. no RAUMOtherApr 16, 2021Apr 20, 2021
Jonathan Russell HeckWells Fargo Advisors wirehouseMutual Of Omaha Investor Services, Inc. no RAUMOtherMar 30, 2021Mar 31, 2021
Shawn Michael O'BrienWells Fargo Advisors wirehouseMutual Of Omaha Investor Services, Inc. no RAUMOtherMar 25, 2021Apr 8, 2021
Uzochukwu Louis AnughoraWells Fargo Advisors wirehouseMutual Of Omaha Investor Services, Inc. no RAUMOtherMar 8, 2021Mar 11, 2021
Jorn-Erik MadsenEdward Jones national BDMutual Of Omaha Investor Services, Inc. no RAUMOtherFeb 4, 2021May 6, 2021 (91 d)
Michael FaulhaberNorthwestern Mutual Investment Services,LLC no RAUMMutual Of Omaha Investor Services, Inc. no RAUMOtherFeb 2, 2021Feb 3, 2021
Cameron VoegeleUBS Financial Services Inc. wirehouseMutual Of Omaha Investor Services, Inc. no RAUMOtherFeb 1, 2021Apr 14, 2021 (72 d)
Mohammad HameedPrimerica Advisors national BDMutual Of Omaha Investor Services, Inc. no RAUMOtherOct 20, 2020Oct 21, 2020
Rebecca Jean Anne JordanNorthwestern Mutual Investment Services,LLC no RAUMMutual Of Omaha Investor Services, Inc. no RAUMOtherJul 23, 2020Feb 2, 2021 (194 d)
Christopher Thomas BonningtonThrivent Investment Management Inc. BD affiliatedMutual Of Omaha Investor Services, Inc. no RAUMOtherJun 14, 2020Jul 2, 2020
Joshua Grant WempleVoya Financial Advisors, Inc. BD affiliatedMutual Of Omaha Investor Services, Inc. no RAUMOtherMar 30, 2020Apr 9, 2020
Reed R HogueAllstate Financial Advisors, LLC BD affiliatedMutual Of Omaha Investor Services, Inc. no RAUMOtherJan 7, 2020Jan 8, 2020
Tillman Ralph MeetzeMML Investors Services, LLC BD affiliatedMutual Of Omaha Investor Services, Inc. no RAUMOtherDec 26, 2019Mar 5, 2020 (70 d)
Charles Robert AikinsSecurities America Advisors, Inc. BD affiliatedMutual Of Omaha Investor Services, Inc. no RAUMOtherDec 11, 2019Aug 18, 2020 (251 d)
Steven Hunt GalavottiEdward Jones national BDMutual Of Omaha Investor Services, Inc. no RAUMOtherDec 5, 2019Dec 24, 2019
Richard WayMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMutual Of Omaha Investor Services, Inc. no RAUMOtherDec 2, 2019Jan 3, 2020 (32 d)
Yulando Fitzgerald WallaceOsaic Fs, Inc. BD affiliatedMutual Of Omaha Investor Services, Inc. no RAUMOtherNov 21, 2019Dec 3, 2019
Tyler Bryant ScritchfieldNorthwestern Mutual Investment Services,LLC no RAUMMutual Of Omaha Investor Services, Inc. no RAUMOtherNov 1, 2019Nov 18, 2019
Brandon WhiteOur Family Financial unclassifiedMutual Of Omaha Investor Services, Inc. no RAUMOtherNov 1, 2019Nov 15, 2019
Alan D SandersFarmers Financial Solutions, LLC no RAUMMutual Of Omaha Investor Services, Inc. no RAUMOtherOct 21, 2019Oct 29, 2019
Scott M MetzCitizens Securities, Inc. BD affiliatedMutual Of Omaha Investor Services, Inc. no RAUMOtherOct 8, 2019Oct 21, 2019
Daniel PerrySecurities America Advisors, Inc. BD affiliatedMutual Of Omaha Investor Services, Inc. no RAUMOtherAug 12, 2019Aug 15, 2019
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210 moves match.