DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC asset manager | $11093B | +8.3% | 0.0% | 1 | |||||
| VANGUARD CAPITAL MANAGEMENT, LLC asset manager | $8436B | 0.0% | 3 | ||||||
| FIDELITY MANAGEMENT & RESEARCH COMPANY LLC asset manager | $5685B | +20% | 0.5% | 86% | 7 | 1 | |||
| B•••••••• F••• A••••••• asset manager | $4282B | +21% | 8 | $535B | 0.0% | 7 | |||
| C•••••• R••••••• A•• M••••••••• C•••••• asset manager | $3754B | +13% | 0.6% | 48% | 5 | ||||
| P•••••• I••••••••• M••••••••• C•••••• L•• asset manager | $3667B | +23% | 1.5% | 6.0% | 7 | 208 | |||
| J••• M••••• I••••••••• M••••••••• I••• asset manager | $3519B | +18% | 49 | $72B | 0.4% | 100% | 0 | 267 | 239 |
| V••••••• P•••••••• M••••••••• L•• asset manager | $2656B | 0.0% | 3 | ||||||
| G•••••• S•••• A•••• M••••••••• L••• other | $2649B | +28% | 1 | $2649B | 14% | 91% | 105,268 | 14 | 1,286 |
| T• R••• P•••• A••••••••• I••• asset manager | $2196B | +14% | 225 | $9.8B | 0.2% | 100% | 4 | 6 | 7 |
| M••••• S•••••• wirehouse | $1962B | +19% | 23,157 | $84.7M | 90% | 30% | 114 | 628 | |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | $1782B | +40% | 25,469 | $70.0M | 86% | 80% | 70 | 3,911 | |
| G•••• C•••••• M••••••••• L•• asset manager | $1737B | +26% | 0.0% | 1 | |||||
| C•••••• S••••• I••••••••• M••••••••• I•• other | $1721B | +20% | 37 | $47B | 13% | 50% | 23,036 | 168 | |
| B•••••••• F•••••••• M••••••••• I•• other | $1595B | +20% | 31 | $51B | 0.3% | 100% | 2 | 21 | 352 |
| W••••••••• M••••••••• C•••••• L•• asset manager | $1428B | +9.4% | 1 | $1428B | 0.0% | 7 | 77 | ||
| S••• F•••• M••••••••• I••• asset manager | $1421B | +21% | 0.0% | 4 | 21 | ||||
| S•••••••• A••••••• L•• national BD | $1370B | +28% | 16,969 | $80.7M | 41% | 71% | 141 | 238 | |
| N••••••• T•••• I••••••••• I••••••••• asset manager | $1245B | +12% | 32 | $39B | 8.3% | 91% | 1,102 | 9 | 9 |
| C••••••• institutional | $1237B | +14% | 948 | $1.3B | 7.8% | 93% | 40 | 97 | 17 |
| P•••• I••• other | $1132B | +9.5% | 5 | $226B | 0.1% | 100% | 17 | 171 | |
| B•••••••• A•••••••• L•• asset manager | $1096B | +14% | 3 | $365B | 0.0% | 10 | |||
| D••••••••• F••• A••••••• L• asset manager | $1020B | +22% | 255 | $4.0B | 0.6% | 100% | 7 | 3 | 5 |
| E••••• J•••• national BD | $1014B | +23% | 24,088 | $42.1M | 98% | 38% | 167 | 15,121 | |
| M•••••• A•••••• A••••••• L•• independent RIA | $995B | +20% | 26 | $38B | 90% | 72% | 54,369 | 1 | |
| I•••••• C•••••• M••••••••• L•• asset manager | $941B | +27% | 27 | $35B | 0.0% | 4 | |||
| U•• F•••••••• S••••••• I••• wirehouse | $916B | +13% | 9,363 | $97.8M | 83% | 94% | 117 | 370 | |
| M••••• I••••••••• C••••••••• asset manager | $874B | +14% | 2.2% | 100% | 5 | ||||
| L•• F•••••••• L•• BD affiliated | $819B | +32% | 23,387 | $35.0M | 96% | 70% | 84 | 20,865 | |
| A••••••••• L••• other | $763B | +7.6% | 522 | $1.5B | 10% | 100% | 49 | 60 | 49 |
| I•••••• A•••••••• I••• asset manager | $750B | -1.0% | 195 | $3.8B | 0.0% | 15 | 30 | ||
| M••••••••• M••••••••• L•• asset manager | $721B | +26% | 0.0% | 82 | 10 | ||||
| A••••• C•••••• M••••••••• L••• other | $718B | +23% | 0.0% | 29 | 711 | ||||
| M••••• S•••••• I••••••••• M••••••••• I••• asset manager | $702B | +13% | 20 | $35B | 0.0% | 16 | 14 | ||
| P••••••••• P•••••••• A••••••••• BD affiliated | $685B | +19% | 7 | $98B | 56% | 83% | 32,847 | 6 | 12 |
| B•••••••• I••••••••• M••••••••• L•• asset manager | $677B | +33% | 671 | $1.0B | 8.6% | 96% | 13 | 14 | 49 |
| W•••• F•••• A••••••• wirehouse | $671B | +11% | 14,686 | $45.7M | 92% | 80% | 88 | 5,039 | |
| A••••••••• F•••••••• S•••••••• L•• national BD | $660B | +17% | 13,081 | $50.5M | 98% | 57% | 105 | 159 | |
| G•••••• S•••• A•••• M••••••••• I••••••••• asset manager | $621B | +41% | 1.2% | 93% | 1 | 31 | |||
| E•••••••• P•• independent RIA | $615B | +16% | 60 | $10B | 94% | 33% | 36,987 | 2 | |
| N••••• A•••• M••••••••• C••• L••• asset manager | $602B | -7.6% | 0.0% | 1 | |||||
| F•••••••• I••••••••• M••••••••• C•••••• asset manager | $590B | +8.8% | 0.0% | 1 | |||||
| U•• A•••• M••••••••• ••••••••• L•• mixed wealth | $588B | +8.5% | 32 | $18B | 34% | 52% | 12,979 | 16 | 139 |
| C•••••• A••••••• L•• asset manager | $571B | +28% | 0.0% | 27 | 37 | ||||
| M•••••• I••••••••• M••••••••• L•• institutional | $564B | +11% | 0.0% | 100% | 12 | 11 | |||
| M•• I••••••••• M••••••••• asset manager | $514B | +8.7% | 0.0% | 1 | |||||
| F••••••• A•••••••• I••• asset manager | $509B | +9.1% | 3.5% | 17% | 7 | ||||
| C••••••• M••••••••• I••••••••• A•••••••• L•• asset manager | $502B | +9.8% | 201 | $2.5B | 0.6% | 65% | 18 | 8 | 12 |
| R•••••• J•••• • A••••••••• I••• national BD | $501B | +15% | 5,792 | $86.5M | 81% | 71% | 89 | 818 | |
| J••••••• A•••• M••••••••• ••• L•••••• asset manager | $484B | +25% | 0.3% | 100% | 3 | 14 | |||
| A•••••••• G••••• I••••••••• L•• asset manager | $476B | +4.0% | 1.8% | 66% | 11 | 14 | |||
| A•••• M••••••••• O•• C••• L••• other | $471B | -1.2% | 0.0% | 1 | |||||
| J••• M••••• P•••••• I••••••••• I••• BD affiliated | $470B | +25% | 9 | $52B | 66% | 51% | 140,293 | 6 | 75 |
| D•••• • C•• asset manager | $467B | +17% | 1 | $467B | 1.6% | 100% | 347 | 1 | 2 |
| A••• M••••••••• L•• asset manager | $459B | +28% | 2 | $229B | 0.0% | 68 | 682 | ||
| J••• M••••• S••••••••• L•• wirehouse | $430B | +22% | 14,224 | $30.2M | 91% | 64% | 87 | 3,567 | |
| P•••••••• A•••• M••••••••• other | $428B | +17% | 123 | $3.5B | 0.7% | 31% | 51 | 20 | 10 |
| U••• B•••••• A•••• M••••••••• I••• asset manager | $427B | +6.1% | 0.0% | 51 | 1 | ||||
| B•• M••••• I••••••••• A••••••• I••• asset manager | $419B | +15% | 0.0% | 6 | |||||
| M••••••••• U•• T•••• A•• B•••••• C••••••••• institutional | $407B | -3.1% | 1.8% | 3 |
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Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.