DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| PACELINE EQUITY PARTNERS, LLC asset manager | $2.4B | +22% | 0.0% | 1 | 10 | ||||
| ROCK SPRINGS CAPITAL asset manager | $2.4B | -27% | 0.0% | 1 | 2 | ||||
| REQUISITE CAPITAL MANAGEMENT LLC independent RIA | $2.4B | +22% | 6 | $404M | 75% | 99% | 36 | 1 | 2 |
| V••••• C•••••• P••••••• asset manager | $2.4B | +87% | 0.0% | 4 | 13 | ||||
| M•••••• I••••••••• M••••••••• L••• independent RIA | $2.4B | +20% | 1 | $2.4B | 56% | 95% | 437 | 1 | |
| T•••••• C•••••• M••••••••• independent RIA | $2.4B | +31% | 7 | $346M | 100% | 40% | 227 | 1 | |
| F••••• C•••••• independent RIA | $2.4B | +96% | 2 | $1.2B | 97% | 1.2% | 8,546 | 1 | |
| D••• F••••• C•••••• M••••••••• L• asset manager | $2.4B | +46% | 0.0% | 1 | 1 | ||||
| W••••• A••••••••• L•• independent RIA | $2.4B | +18% | 16 | $151M | 98% | 99% | 27 | 1 | |
| C••••••••• M••••••••• L•• asset manager | $2.4B | -20% | 0.0% | 1 | 2 | ||||
| S••••••• I••••••••• M••••••••• asset manager | $2.4B | +6.0% | 0.0% | 1 | 13 | ||||
| S•••••• I••••••••• M••••••••• C• mixed wealth | $2.4B | -0.8% | 14 | $172M | 39% | 100% | 1 | ||
| M••••• L•••• L•••••••• • W•••••• L•• independent RIA | $2.4B | +10% | 8 | $301M | 89% | 100% | 63 | 1 | 1 |
| S••••• A•••••••• L•• independent RIA | $2.4B | -2.3% | 4 | $602M | 96% | 100% | 37 | 2 | |
| A•••• C•••••• P•••••••• L• asset manager | $2.4B | +44% | 0.0% | 2 | 7 | ||||
| O••••• F•••••• A•••••••• L•• asset manager | $2.4B | +50% | 0.0% | 10 | 4 | ||||
| F••••• A••••• C•••••• M••••••••• L• asset manager | $2.4B | +54% | 0.0% | 2 | 1 | ||||
| K•••• C•••••• M••••••••• L• asset manager | $2.4B | -6.1% | 0.0% | 1 | 1 | ||||
| S••••••• I••••••••• M••••••••• independent RIA | $2.4B | +7.6% | 13 | $185M | 87% | 67% | 157 | 2 | |
| E•• A••••••• BD affiliated | $2.4B | +5.8% | 52 | $46.2M | 97% | 26 | |||
| P•••••• A•••• M••••••••• P••••••• L•••••• asset manager | $2.4B | +19% | 0.1% | 100% | 1 | ||||
| I••••• C•••••• M••••••••• L• asset manager | $2.4B | +65% | 0.0% | 3 | 10 | ||||
| A••••• C•••••• L•• asset manager | $2.4B | +7.3% | 0.0% | 1 | 3 | ||||
| S••••••••• F•••••••• G••••• L•• mixed wealth | $2.4B | 7 | $343M | 25% | 75% | 105 | 2 | ||
| H•••• C•••••• L•• asset manager | $2.4B | +25% | 2 | $1.2B | 0.0% | 3 | 1 | ||
| F•• C•••••• P••••••• independent RIA | $2.4B | +11% | 11 | $218M | 99% | 10% | 91 | 4 | |
| C•••••• I••••••••• A••••••• S•••••••• L•• BD affiliated | $2.4B | +24% | 103 | $23.2M | 96% | 58% | 60 | 40 | |
| R•• A••••• I••••••••• S••• asset manager | $2.4B | +42% | 0.0% | 1 | |||||
| W••••••••• T•••• A••••••• independent RIA | $2.4B | +20% | 14 | $171M | 83% | 92% | 56 | 3 | |
| N•••••••• C••••••• L•• independent RIA | $2.4B | +24% | 6 | $399M | 97% | 61% | 351 | 1 | |
| N•••••••• C•••••• P••••••• asset manager | $2.4B | 0.0% | 1 | 2 | |||||
| T•••••••• G•••• independent RIA | $2.4B | +12% | 16 | $149M | 79% | 92% | 31 | 1 | 1 |
| D•••••• A•••• A•••••••• L•• asset manager | $2.4B | +0.4% | 0.0% | 3 | 13 | ||||
| G• I••••••••• other | $2.4B | +69% | 7.1% | 99% | 1 | ||||
| P•••••• C•••••• M••••••••• L•• asset manager | $2.4B | +34% | 0.0% | 1 | 9 | ||||
| R••••• A••••••• L•• other | $2.4B | +2694% | 1 | $2.4B | 0.2% | 100% | 2 | ||
| S••• G••••• I••••••••• L•• other | $2.4B | -0.8% | 19 | $126M | 16% | 3.2% | 64 | 1 | |
| S••• G••••• M••••••••• other | $2.4B | -0.8% | 3 | $796M | 16% | 3.2% | 405 | 1 | |
| O•• R•••• A•••• M••••••••• L•• asset manager | $2.4B | -25% | 0.0% | 1 | 10 | ||||
| M•••••• • W••• L•••••• independent RIA | $2.4B | +3.7% | 55% | 3 | |||||
| P•••••• C•••••• M••••••••• I•• independent RIA | $2.4B | +14% | 14 | $170M | 92% | 94% | 50 | 5 | |
| M••••• M••••••••• asset manager | $2.4B | +46% | 0.0% | 1 | 5 | ||||
| P••••••• C•••••• M••••••••• I••• mixed wealth | $2.4B | +8.1% | 2 | $1.2B | 43% | 100% | 2 | 2 | |
| N•• 2•• C•••••• asset manager | $2.4B | +13% | 0.0% | 1 | |||||
| Y••••• W••• P••••••• asset manager | $2.4B | -17% | 0.0% | 1 | 10 | ||||
| S•••••• L• E• • A••••••••• I•• asset manager | $2.4B | +1.1% | 1 | $2.4B | 0.0% | 1 | 8 | ||
| S••••• A•••• M••••••••• asset manager | $2.4B | +15% | 0.0% | 100% | 1 | ||||
| A••••• C•••••• A••••••• L•• mixed wealth | $2.4B | -2.5% | 17 | $140M | 48% | 89% | 28 | 4 | |
| S•••• M•••• • C•• BD affiliated | $2.4B | +18% | 45 | $52.7M | 92% | 68% | 91 | 10 | |
| C•••• C•••••• M••••••••• I•• independent RIA | $2.4B | +13% | 9 | $263M | 94% | 100% | 1 | ||
| C•••••••• C•••••• asset manager | $2.4B | +34% | 0.0% | 1 | 1 | ||||
| C•••••• C•••••• asset manager | $2.4B | +36% | 0.0% | 1 | 17 | ||||
| E•• P••••••• A••••••• L••• asset manager | $2.4B | +53% | 0.0% | 1 | 13 | ||||
| W••••••••• L•• asset manager | $2.4B | +19% | 0.0% | 1 | 6 | ||||
| G••••••• I••••••••• M••••••••• L•• other | $2.4B | -3.6% | 3.6% | 100% | 1 | ||||
| F••••••• M••••••••• • R••••••• •••••• L•••••• asset manager | $2.4B | -4.7% | 0.0% | 1 | |||||
| D••••• G••••• I•••••••• asset manager | $2.4B | +8.3% | 0.0% | 1 | |||||
| C••••••• C•••••• asset manager | $2.4B | +43% | 0.0% | 1 | 2 | ||||
| S••••••• P•••••••• L•• institutional | $2.4B | +16% | 4 | $590M | 8.8% | 98% | 13 | 1 | |
| G••••• A•••• M••••••••• L•• independent RIA | $2.4B | +17% | 8 | $295M | 98% | 87% | 159 | 3 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.