DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| ZHANG FINANCIAL independent RIA | $8.4B | +28% | 20 | $419M | 67% | 92% | 115 | 9 | |
| WEALTHCARE ADVISORY PARTNERS LLC BD affiliated | $8.3B | +38% | 176 | $47.1M | 93% | 69% | 61 | 70 | |
| J. W. COLE ADVISORS, INC. BD affiliated | $8.2B | +15% | 493 | $16.7M | 96% | 35% | 63 | 279 | |
| R M DAVIS INC independent RIA | $8.2B | +12% | 22 | $371M | 93% | 91% | 106 | 3 | |
| ANNEX WEALTH MANAGEMENT, LLC independent RIA | $8.1B | +30% | 98 | $82.1M | 93% | 70% | 68 | 9 | |
| CRESTWOOD ADVISORS independent RIA | $8.0B | +14% | 40 | $201M | 96% | 99% | 28 | 5 | |
| CONFLUENCE FINANCIAL PARTNERS independent RIA | $7.8B | +25% | 45 | $174M | 95% | 85% | 114 | 9 | |
| HBKS WEALTH ADVISORS independent RIA | $7.7B | +18% | 73 | $105M | 90% | 82% | 101 | 13 | |
| FACET independent RIA | $7.6B | +56% | 86 | $88.4M | 100% | 69% | 171 | 26 | |
| AVANTAX PLANNING PARTNERS, INC. BD affiliated | $7.6B | +9.2% | 252 | $30.0M | 69% | 69% | 30 | 170 | |
| JMG FINANCIAL GROUP LTD independent RIA | $7.5B | +18% | 48 | $156M | 100% | 97% | 37 | 4 | |
| CHICAGO PARTNERS INVESTMENT GROUP LLC independent RIA | $7.5B | +25% | 54 | $138M | 94% | 83% | 51 | 20 | 3 |
| MARINER INDEPENDENT independent RIA | $7.3B | +31% | 120 | $61.2M | 96% | 84% | 36 | 56 | |
| EVERGREEN CAPITAL MANAGEMENT LLC independent RIA | $7.2B | +38% | 27 | $266M | 91% | 95% | 42 | 6 | 8 |
| THRIVENT ADVISOR NETWORK, LLC BD affiliated | $6.8B | +2.8% | 119 | $57.4M | 98% | 44% | 123 | 28 | |
| VESTGEN ADVISORS, LLC independent RIA | $6.7B | +92% | 58 | $115M | 100% | 51% | 393 | 17 | |
| GREENSPRING ADVISORS, LLC independent RIA | $6.5B | +71% | 46 | $141M | 67% | 94% | 37 | 4 | |
| AVIOR WEALTH MANAGEMENT, LLC independent RIA | $6.5B | +27% | 70 | $92.3M | 87% | 88% | 68 | 14 | |
| TRUEPOINT, INC. independent RIA | $6.4B | +19% | 40 | $160M | 93% | 96% | 47 | 4 | |
| ANDERSEN independent RIA | $6.3B | +4.4% | 22 | $289M | 59% | 99% | 25 | 7 | |
| SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC institutional | $6.2B | +25% | 25 | $247M | 9.9% | 76% | 36 | 7 | |
| INDEX FUND ADVISORS, INC. independent RIA | $5.9B | +11% | 17 | $349M | 88% | 83% | 123 | 1 | |
| SYM FINANCIAL ADVISORS independent RIA | $5.8B | +19% | 33 | $176M | 65% | 89% | 55 | 6 | |
| THREADLINE WEALTH independent RIA | $5.8B | +21% | 22 | $262M | 90% | 100% | 53 | 3 | |
| KLINGMAN AND ASSOCIATES, LLC independent RIA | $5.7B | +17% | 9 | $629M | 78% | 98% | 78 | 1 | |
| ALLEGHENY FINANCIAL GROUP independent RIA | $5.6B | +14% | 30 | $186M | 95% | 85% | 131 | 1 | 13 |
| STACEY BRAUN ASSOCIATES INC other | $5.5B | +14% | 7.8% | 24% | 1 | ||||
| WALDRON PRIVATE WEALTH independent RIA | $5.5B | +22% | 42 | $131M | 100% | 99% | 12 | 4 | 1 |
| LARSON FINANCIAL GROUP, LLC BD affiliated | $5.5B | +36% | 68 | $80.6M | 99% | 82% | 73 | 21 | |
| BLUESPRING WEALTH MANAGEMENT, LLC independent RIA | $5.4B | +10% | 46 | $118M | 92% | 82% | 69 | 8 | |
| TCI WEALTH ADVISORS, INC. independent RIA | $5.4B | +19% | 46 | $117M | 96% | 84% | 69 | 7 | |
| DAVID VAUGHAN INVESTMENTS, LLC independent RIA | $5.3B | +8.1% | 23 | $232M | 73% | 95% | 51 | 2 | |
| FAMILY MANAGE LLC mixed wealth | $5.3B | +21% | 10 | $531M | 37% | 92% | 73 | 3 | 2 |
| BIP WEALTH, LLC independent RIA | $5.3B | +57% | 63 | $83.9M | 99% | 92% | 49 | 5 | 2 |
| KRILOGY independent RIA | $5.2B | +47% | 63 | $82.5M | 85% | 85% | 49 | 6 | 1 |
| EVERSOURCE WEALTH ADVISORS, LLC independent RIA | $5.1B | +29% | 75 | $67.9M | 75% | 78% | 43 | 28 | 1 |
| BAKERAVENUE independent RIA | $5.1B | +35% | 34 | $150M | 94% | 93% | 30 | 14 | |
| PROSPERITY - AN EISNERAMPER COMPANY independent RIA | $5.0B | +9.7% | 64 | $78.7M | 99% | 85% | 37 | 15 | |
| CAIN, WATTERS & ASSOCIATES, LLC independent RIA | $5.0B | +19% | 76 | $66.3M | 58% | 86% | 30 | 3 | |
| ADVANCE CAPITAL MANAGEMENT INC independent RIA | $5.0B | 31 | $161M | 99% | 61% | 235 | 8 | ||
| HAMILTON CAPITAL independent RIA | $4.9B | +13% | 60 | $82.3M | 80% | 91% | 46 | 2 | 2 |
| FOSTER GROUP, INC. independent RIA | $4.8B | +35% | 58 | $82.3M | 84% | 78% | 34 | 2 | |
| THE ASCENT GROUP, LLC independent RIA | $4.8B | -3.5% | 20 | $238M | 74% | 73% | 209 | 7 | |
| IFG ADVISORY, LLC independent RIA | $4.8B | +20% | 110 | $43.3M | 96% | 77% | 82 | 63 | |
| JFS WEALTH ADVISORS, LLC independent RIA | $4.7B | +18% | 33 | $143M | 80% | 87% | 67 | 10 | |
| MCF ADVISORS, LLC independent RIA | $4.7B | +41% | 33 | $142M | 55% | 85% | 104 | 5 | 1 |
| CWA ASSET MANAGEMENT GROUP independent RIA | $4.5B | +35% | 50 | $90.3M | 94% | 92% | 38 | 5 | 3 |
| CX INSTITUTIONAL, LLC independent RIA | $4.5B | +34% | 79 | $56.5M | 96% | 78% | 58 | 16 | |
| ACCREDITED INVESTORS WEALTH MANAGEMENT independent RIA | $4.4B | +19% | 3 | $1.5B | 99% | 98% | 314 | 1 | |
| SAND HILL GLOBAL ADVISORS, LLC independent RIA | $4.4B | +13% | 20 | $220M | 83% | 99% | 27 | 2 | |
| PROSPERITY CAPITAL ADVISORS independent RIA | $4.4B | +19% | 102 | $43.0M | 86% | 55% | 73 | 42 | |
| PCA INVESTMENT ADVISORY SERVICES, INC. mixed wealth | $4.3B | +20% | 10 | $431M | 22% | 81% | 87 | 1 | |
| HALBERT HARGROVE independent RIA | $4.2B | +20% | 43 | $97.8M | 87% | 93% | 34 | 26 | |
| CETERA PLANNING PARTNERS independent RIA | $4.2B | +57% | 59 | $70.6M | 97% | 83% | 80 | 12 | |
| WESCOTT FINANCIAL ADVISORY GROUP LLC independent RIA | $4.2B | +12% | 23 | $181M | 72% | 97% | 33 | 6 | |
| STEELPEAK WEALTH, LLC independent RIA | $4.1B | +21% | 41 | $101M | 89% | 88% | 56 | 15 | 4 |
| KEEL POINT, LLC independent RIA | $4.1B | +15% | 48 | $84.9M | 80% | 94% | 33 | 10 | 3 |
| MONEY CONCEPTS ADVISORY SERVICE BD affiliated | $4.1B | +22% | 394 | $10.3M | 98% | 25% | 43 | 26 | |
| WEALTHCARE CAPITAL MANAGEMENT LLC independent RIA | $3.9B | +30% | 34 | $116M | 95% | 68% | 166 | 24 | |
| HENSSLER FINANCIAL independent RIA | $3.8B | +12% | 30 | $127M | 84% | 92% | 54 | 3 |
507 practices match (Planning-led practice). Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.