DFX Intelligence
Practices
What each practice looks like, from what it filedAbout practice archetypesA practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several.The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
17,149 practices match
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| ROCKBRIDGE CAPITAL, LLC asset manager | $5.0B | +4.6% | 0.0% | 1 | 23 | ||||
| STIFEL INDEPENDENT ADVISORS, LLC BD affiliated | $5.0B | +14% | 10 | $501M | 96% | 72% | 776 | 78 | |
| SAVVY independent RIA | $5.0B | +286% | 198 | $25.3M | 97% | 28% | 23 | 127 | |
| G••••• P•••••••• L•• asset manager | $5.0B | +24% | 0.0% | 1 | 32 | ||||
| F•••• C•••••• ••• L•••••• asset manager | $5.0B | +78% | 0.0% | 1 | 3 | ||||
| M••••••• W••••• M••••••••• L•• independent RIA | $5.0B | +28% | 58 | $85.9M | 87% | 79% | 93 | 10 | |
| G••• I••••••••• B••• ••• L•••••• institutional | $5.0B | -18% | 0.0% | 1 | 1 | ||||
| A•••••• C•••••• M••••••••• I•• independent RIA | $5.0B | 31 | $161M | 99% | 61% | 235 | 8 | ||
| J•• M••••••••• other | $5.0B | +14% | 8.8% | 100% | 1 | 19 | |||
| A••••••• S•••••• C••••••• L•• institutional | $5.0B | +11% | 6 | $830M | 0.0% | 4 | |||
| H•••• P••••••• asset manager | $5.0B | +20% | 0.0% | 1 | 3 | ||||
| S••••• M••••• F•••• M••••••••• C•••• institutional | $5.0B | +11% | 6 | $829M | 0.7% | 1 | |||
| A••••• C•••••• M••••••••• I•• L••• asset manager | $5.0B | -22% | 0.0% | 4 | 28 | ||||
| E••••••• C•••••• P•••••••• L• asset manager | $5.0B | +0.5% | 0.0% | 2 | 1 | ||||
| N••••••••• A•••• M••••••••• L•• independent RIA | $5.0B | -84% | 31 | $160M | 93% | 69% | 142 | 16 | |
| 2• G•••• M••••••••• L•• asset manager | $5.0B | -7.0% | 0.0% | 1 | 2 | ||||
| M••••• P•••••• W••••• independent RIA | $5.0B | +22% | 8 | $620M | 99% | 57% | 430 | 1 | |
| S••••••••• P•••••• C•••••• M••••••••• L•• other | $5.0B | +222% | 29 | $171M | 17% | 79% | 19 | 11 | |
| D••••••••• W••••• M••••••••• independent RIA | $4.9B | +19% | 38 | $130M | 98% | 88% | 60 | 1 | |
| V••••••• A•• P••••••• L•• asset manager | $4.9B | 0.0% | 12 | 4 | |||||
| I••••••••• C•••••• P••••••• P• L•• institutional | $4.9B | +60% | 0.3% | 100% | 1 | 1 | |||
| K•• C••••• A••••••• ••••••••• P••• L••• asset manager | $4.9B | +20% | 0.0% | 4 | 14 | ||||
| M• C••••• P••••••• L• asset manager | $4.9B | +17% | 0.0% | 1 | 24 | ||||
| H••••••• C•••••• independent RIA | $4.9B | +13% | 60 | $82.3M | 80% | 91% | 46 | 2 | 2 |
| C••••••••• W••••• M••••••••• L•• independent RIA | $4.9B | +21% | 90 | $54.8M | 97% | 69% | 138 | 46 | |
| F••••••••• L•• institutional | $4.9B | +12% | 5 | $987M | 2.9% | 100% | 2 | ||
| N•••••••• B••••• L••• A••••••• L•• asset manager | $4.9B | -18% | 0.0% | 2 | 13 | ||||
| S•••••• I••••••••• G•••• L• asset manager | $4.9B | -2.0% | 0.0% | 2 | 4 | ||||
| A•• I••••••••• asset manager | $4.9B | +78% | 3 | $1.6B | 0.0% | 2 | |||
| S•••• independent RIA | $4.9B | +18% | 1 | $4.9B | 100% | 1 | |||
| G•••••• M••••••••• L•• other | $4.9B | +11% | 1.3% | 100% | 3 | 8 | |||
| G•• C•••••• P••••••• L•• asset manager | $4.9B | +21% | 0.0% | 1 | 2 | ||||
| A•••••••• A••••••• M••••••••• L••••• asset manager | $4.9B | +87% | 0.0% | 1 | 1 | ||||
| S•••• R• I••••••••• S••••••••• I••• asset manager | $4.9B | +139% | 0.0% | 1 | 4 | ||||
| G•• L•• asset manager | $4.9B | +13% | 1.7% | 100% | 1 | 16 | |||
| P•••••• M••••••••• G•••• I•• independent RIA | $4.9B | +8.6% | 29 | $169M | 93% | 86% | 117 | 2 | |
| E••••••••• P•••••••• L••• asset manager | $4.9B | +45% | 0.0% | 1 | 3 | ||||
| G••••••• C•••••• M••••••••• L•• asset manager | $4.9B | +28% | 0.0% | 4 | 3 | ||||
| J• G•••••• • C••• L••• asset manager | $4.9B | -1.6% | 0.0% | 2 | 2 | ||||
| L•••• M••••••••• A•• C•••••• P••••••• L• asset manager | $4.9B | +25% | 0.0% | 1 | 11 | ||||
| T•••••• C•••••• A••••••• L• asset manager | $4.9B | -41% | 0.0% | 1 | 16 | ||||
| H••• C••• C•••••• L• asset manager | $4.9B | +69% | 0.0% | 1 | 2 | ||||
| M•••••• A•••• M••••••••• asset manager | $4.9B | -6.1% | 1 | $4.9B | 0.0% | 2 | |||
| P••••••••• C•••••• M••••••••• L•• asset manager | $4.9B | -6.2% | 0.0% | 5 | 28 | ||||
| E••••• I••••• P••••••• L• asset manager | $4.9B | -2.2% | 0.0% | 6 | 14 | ||||
| H••••••• W••••• A••••••• independent RIA | $4.9B | +6.4% | 15 | $324M | 55% | 98% | 26 | 4 | 9 |
| B••••••••• C•••••• P••••••• asset manager | $4.8B | +6.7% | 0.0% | 6 | 18 | ||||
| C••••••• P•••••••• I••• independent RIA | $4.8B | +60% | 78 | $62.2M | 62% | 51% | 147 | 26 | |
| R•••••• T••••••••• M••••••••• L••••• asset manager | $4.8B | +13% | 0.0% | 3 | 15 | ||||
| E•••••••• C•••••• A••••••• L•• asset manager | $4.8B | +0.8% | 0.0% | 3 | 3 | ||||
| C•••••• C••••••• L•• independent RIA | $4.8B | +7.7% | 11 | $438M | 97% | 98% | 74 | 1 | |
| C•••••••• C•••••• M••••••••• L• asset manager | $4.8B | +15% | 0.0% | 1 | 2 | ||||
| M•••••••• W••••• A•••••••• L•• asset manager | $4.8B | -2.7% | 0.0% | 1 | 19 | ||||
| S•• C••••••••• institutional | $4.8B | +15% | 0.0% | 1 | |||||
| S•••• C•••••• G••••• L•• asset manager | $4.8B | -11% | 0.0% | 1 | 10 | ||||
| S••• A••• M••••••••• asset manager | $4.8B | +39% | 0.0% | 1 | |||||
| C••••••• P•••• W••••• M••••••••• independent RIA | $4.8B | +114% | 8 | $601M | 87% | 87% | 272 | 4 | |
| S••••• M••••••••• independent RIA | $4.8B | +14% | 110 | $43.7M | 89% | 48% | 57 | 71 | |
| C•••• A•••• M••••••••• I•• mixed wealth | $4.8B | +13% | 30% | 82% | 1 | ||||
| D•• C•••••• M••••••••• L• asset manager | $4.8B | +31% | 0.0% | 1 | 6 |
Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.