DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| TAULA CAPITAL MANAGEMENT (JERSEY) LP asset manager | $211B | +32% | 0.0% | 1 | |||||
| TAULA CAPITAL MANAGEMENT (US) LLC asset manager | $211B | +32% | 0.0% | 4 | |||||
| TAULA CAPITAL MANAGEMENT (DIFC) LTD asset manager | $211B | 0.0% | 2 | ||||||
| NORTHERN TRUST GLOBAL INVESTMENTS LTD asset manager | $208B | +10% | 0.0% | 1 | |||||
| FEDERATED INVESTMENT COUNSELING institutional | $207B | +3.8% | 241 | $860M | 1.9% | 5.8% | 27 | 3 | |
| GARDA CAPITAL PARTNERS asset manager | $207B | +94% | 0.0% | 9 | 1 | ||||
| ABRDN INVESTMENTS LIMITED asset manager | $207B | +17% | 0.0% | 2 | 1 | ||||
| T.ROWE PRICE INVESTMENT MANAGEMENT, INC. asset manager | $204B | -1.4% | 0.0% | 7 | |||||
| OLIVE STREET INVESTMENT ADVISERS, LLC asset manager | $204B | +20% | 136 | $1.5B | 0.0% | 2 | |||
| DWS INVESTMENT MANAGEMENT AMERICAS, INC. other | $200B | +3.4% | 0.0% | 100% | 6 | ||||
| HIGHTOWER ADVISORS, LLC BD affiliated | $199B | +52% | 1,045 | $190M | 90% | 88% | 60 | 133 | |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED national BD | $198B | +15% | 3,345 | $59.1M | 90% | 77% | 69 | 518 | |
| EMPOWER ADVISORY GROUP, LLC BD affiliated | $195B | +23% | 1,946 | $100M | 85% | 23% | 151 | 1,235 | |
| MACKENZIE INVESTMENTS asset manager | $195B | +20% | 0.0% | 8 | 2 | ||||
| GALLAGHER FIDUCIARY ADVISORS, LLC institutional | $195B | +7.9% | 123 | $1.6B | 0.5% | 30% | 32 | 37 | |
| HARBOURVEST PARTNERS, LLC asset manager | $191B | +10% | 0.0% | 2 | 311 | ||||
| INVESCO ASSET MANAGEMENT LTD. asset manager | $188B | +68% | 0.0% | 2 | 5 | ||||
| MACQUARIE INVESTMENT MANAGEMENT GLOBAL LIMITED other | $187B | +0.0% | 0.0% | 2 | |||||
| NUVEEN FUND ADVISORS, LLC asset manager | $186B | +15% | 2 | $93B | 0.0% | 6 | |||
| WESTERN ASSET MANAGEMENT COMPANY asset manager | $185B | -38% | 1 | $185B | 4.4% | 9.3% | 30,418 | 2 | |
| CLEARBRIDGE INVESTMENTS, LLC mixed wealth | $185B | +2.2% | 42 | $4.4B | 26% | 2.7% | 2,927 | 9 | 4 |
| ARTISAN PARTNERS LIMITED PARTNERSHIP asset manager | $184B | +13% | 0.0% | 100% | 17 | 10 | |||
| BLACKSTONE ISG-I ADVISORS L.L.C. institutional | $184B | +18% | 0.0% | 5 | 6 | ||||
| OAKTREE CAPITAL MANAGEMENT, L.P. asset manager | $183B | +7.2% | 1 | $183B | 0.0% | 18 | 284 | ||
| THOMA BRAVO asset manager | $183B | +20% | 0.0% | 7 | 151 | ||||
| FOCUS PARTNERS WEALTH, LLC independent RIA | $182B | +90% | 1,044 | $174M | 86% | 91% | 58 | 113 | 26 |
| RBC GLOBAL ASSET MANAGEMENT (UK) LIMITED asset manager | $178B | +29% | 0.1% | 1 | 7 | ||||
| GC ADVISORS LLC asset manager | $178B | +15% | 0.0% | 9 | 42 | ||||
| SUMITOMO MITSUI DS ASSET MANAGEMENT COMPANY, LIMITED other | $178B | -0.6% | 0.0% | 1 | |||||
| ACADIAN ASSET MANAGEMENT other | $177B | +51% | 0.0% | 1 | 47 | ||||
| MARINER INVESTMENT GROUP, LLC asset manager | $176B | +25% | 0.0% | 7 | 17 | ||||
| HPS INVESTMENT PARTNERS, LLC asset manager | $176B | +13% | 0.0% | 20 | 253 | ||||
| MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED asset manager | $175B | +5.6% | 0.0% | 3 | 3 | ||||
| TPG GLOBAL ADVISORS, LLC asset manager | $174B | +18% | 2 | $87B | 0.0% | 21 | |||
| BLACKROCK CAPITAL MANAGEMENT, INC. asset manager | $173B | +28% | 3 | $58B | 1.1% | 100% | 7 | 8 | |
| INSIGHT INVESTMENT other | $171B | +22% | 3.2% | 100% | 4 | ||||
| JPMORGAN ASSET MANAGEMENT (ASIA PACIFIC) LIMITED asset manager | $170B | +34% | 0.0% | 2 | |||||
| GLOBAL RETIREMENT PARTNERS LLC institutional | $170B | +18% | 487 | $348M | 6.2% | 65% | 36 | 194 | |
| FRANKLIN TEMPLETON FUND ADVISER, LLC asset manager | $167B | -2.3% | 0.0% | 1 | |||||
| EQUITABLE INVESTMENT MANAGEMENT GROUP, LLC asset manager | $167B | +2.8% | 0.0% | 1 | |||||
| CORIENT independent RIA | $165B | +15% | 659 | $251M | 95% | 98% | 39 | 37 | |
| ALPHADYNE ASSET MANAGEMENT LP asset manager | $165B | +12% | 0.0% | 6 | 3 | ||||
| GQG PARTNERS asset manager | $164B | +7.1% | 0.8% | 0.0% | 4 | 6 | |||
| KEYRIDGE ASSET MANAGEMENT LIMITED other | $163B | +20% | 0.0% | 100% | 2 | ||||
| CIBC GLOBAL ASSET MANAGEMENT asset manager | $163B | +15% | 5 | $33B | 2.8% | 100% | 1,581 | 19 | |
| CERITY PARTNERS LLC independent RIA | $162B | +32% | 737 | $219M | 71% | 94% | 34 | 67 | 10 |
| NB ALTERNATIVES ADVISERS LLC other | $160B | +19% | 110 | $1.5B | 0.3% | 100% | 0 | 13 | 159 |
| SANTANDER ASSET MANAGEMENT SA SGIIC asset manager | $160B | +45% | 0.0% | 2 | |||||
| MACKAY SHIELDS LLC other | $160B | +5.2% | 7 | $23B | 1.9% | 100% | 4 | 4 | 16 |
| EXODUSPOINT CAPITAL MANAGEMENT, LP asset manager | $159B | +33% | 2 | $80B | 0.0% | 16 | 6 | ||
| PAYDEN & RYGEL other | $158B | +4.8% | 12 | $13B | 1.1% | 100% | 7 | 2 | 3 |
| HSBC GLOBAL ASSET MANAGEMENT (USA) INC. asset manager | $157B | +20% | 0.0% | 2 | |||||
| ONEDIGITAL institutional | $155B | +9.0% | 388 | $401M | 9.9% | 81% | 33 | 174 | |
| BOSTON MANAGEMENT AND RESEARCH asset manager | $155B | +21% | 1 | $155B | 0.0% | 4 | 22 | ||
| CANDRIAM S.C.A. asset manager | $155B | +20% | 0.0% | 12 | 6 | ||||
| IFM INVESTORS PTY LTD asset manager | $153B | +1.1% | 0.0% | 2 | 10 | ||||
| NEPC, LLC institutional | $153B | +11% | 1 | $153B | 2.2% | 100% | 26 | 4 | |
| BROOKFIELD ASSET MANAGEMENT PIC CANADA, LP asset manager | $152B | +23% | 0.0% | 37 | 135 | ||||
| APERIO GROUP, LLC independent RIA | $152B | +37% | 27 | $5.6B | 65% | 96% | 1,149 | 9 | |
| HARTFORD FUNDS asset manager | $152B | +10% | 47 | $3.2B | 0.0% | 1 | 2 |
17,149 practices match. Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.