DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Practices
What each practice looks like, from what it filed
A practice archetype is a rule over Form ADV answers (client mix, assets, advisors, offices, affiliations, activities, Schedule A owners), printed on every firm page beside the label; a firm can carry several. The operating metrics are derived from reported fields with the formula shown on the firm page. Nothing here estimates an advisor’s book or a firm’s revenue.
| Firm | RAUM | 1y | Advisors | Per advisor | Private clients | HNW of private | Clients / advisor | Offices | Funds |
|---|---|---|---|---|---|---|---|---|---|
| KOHLBERG KRAVIS ROBERTS & CO. L.P. asset manager | $400B | +8.4% | 0.0% | 26 | 625 | ||||
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC other | $399B | +9.9% | 618 | $645M | 18% | 88% | 64 | 11 | 73 |
| ROBERT W. BAIRD & CO. INCORPORATED mixed wealth | $394B | +15% | 2,616 | $151M | 43% | 80% | 90 | 210 | |
| BARINGS LLC institutional | $393B | +14% | 0.0% | 11 | 91 | ||||
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC BD affiliated | $390B | +13% | 6,702 | $58.2M | 89% | 67% | 74 | 3,630 | |
| LOOMIS, SAYLES & COMPANY, L.P. other | $387B | +10% | 24 | $16B | 3.3% | 100% | 944 | 7 | 5 |
| FISHER INVESTMENTS independent RIA | $387B | +29% | 2,963 | $130M | 86% | 85% | 67 | 12 | 4 |
| JANUS HENDERSON INVESTORS asset manager | $380B | +39% | 3 | $127B | 0.5% | 0.6% | 7 | 16 | |
| DIMENSIONAL FUND ADVISORS LTD asset manager | $365B | +32% | 0.0% | 1 | |||||
| DFA AUSTRALIA LIMITED asset manager | $362B | +32% | 0.0% | 2 | |||||
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP asset manager | $351B | +39% | 0.0% | 1 | 39 | ||||
| FIAM LLC asset manager | $348B | +28% | 0.1% | 100% | 6 | 21 | |||
| PGIM INVESTMENTS LLC asset manager | $345B | +7.1% | 73 | $4.7B | 0.0% | 1 | |||
| VANGUARD ADVISERS, INC. BD affiliated | $345B | +15% | 2,429 | $142M | 96% | 50% | 326 | 2,226 | |
| NISA INVESTMENT ADVISORS, LLC institutional | $344B | +9.1% | 82 | $4.2B | 0.1% | 100% | 0 | 1 | 3 |
| PICTET ASSET MANAGEMENT SA asset manager | $331B | +20% | 0.0% | 100% | 2 | ||||
| NYL INVESTORS LLC institutional | $329B | +5.5% | 0.0% | 7 | 17 | ||||
| CAMBRIDGE ASSOCIATES, LLC mixed wealth | $327B | +4.2% | 27% | 100% | 5 | 92 | |||
| EDELMAN FINANCIAL ENGINES independent RIA | $326B | +11% | 724 | $451M | 55% | 48% | 659 | 132 | |
| ALLSPRING FUNDS MANAGEMENT, LLC asset manager | $325B | +2.1% | 85 | $3.8B | 2.5% | 64% | 108 | 3 | |
| NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC institutional | $323B | +7.7% | 0.0% | 2 | 25 | ||||
| AQR CAPITAL MANAGEMENT, LLC asset manager | $312B | +94% | 1 | $312B | 2.9% | 100% | 97 | 1 | 304 |
| RBC CAPITAL MARKETS, LLC national BD | $310B | +19% | 3,842 | $80.8M | 90% | 35% | 72 | 383 | |
| FIRST TRUST ADVISORS LP asset manager | $309B | +21% | 608 | $509M | 1.6% | 94% | 6 | 5 | 1 |
| AMERICAN CENTURY INVESTMENT MANAGEMENT INC asset manager | $306B | +14% | 0.0% | 8 | 3 | ||||
| SAMSUNG ASSET MANAGEMENT COMPANY, LTD. other | $301B | +23% | 0.0% | 1 | 1 | ||||
| CREATIVE PLANNING independent RIA | $296B | +36% | 1,168 | $253M | 62% | 89% | 75 | 151 | 5 |
| TIAA-CREF INVESTMENT MANAGEMENT LLC asset manager | $292B | +7.6% | 30 | $9.7B | 0.0% | 29 | |||
| THE CARLYLE GROUP asset manager | $284B | +2.9% | 0.0% | 5 | 314 | ||||
| VICTORY CAPITAL MANAGEMENT INC. asset manager | $283B | +86% | 93 | $3.0B | 0.5% | 7.2% | 35 | 9 | 20 |
| NUVEEN ASSET MANAGEMENT, LLC mixed wealth | $280B | +7.9% | 255 | $1.1B | 21% | 67% | 245 | 29 | 28 |
| T. ROWE PRICE INTERNATIONAL LTD asset manager | $277B | +11% | 0.0% | 100% | 3 | ||||
| VOYA INVESTMENT MANAGEMENT CO. LLC asset manager | $275B | +8.3% | 53 | $5.2B | 0.6% | 8 | |||
| POINT72 ASSET MANAGEMENT, L.P. asset manager | $274B | +24% | 0.0% | 37 | 18 | ||||
| TAULA CAPITAL MANAGEMENT (UK) LLP asset manager | $273B | 0.0% | 2 | ||||||
| KKR CREDIT ADVISORS (US) LLC other | $271B | +18% | 0.0% | 11 | 108 | ||||
| LORD, ABBETT & CO. LLC asset manager | $270B | +19% | 210 | $1.3B | 9.3% | 66% | 119 | 1 | 9 |
| L&G - ASSET MANAGEMENT, AMERICA asset manager | $267B | +15% | 0.0% | 1 | 20 | ||||
| HSBC GLOBAL ASSET MANAGEMENT (UK) LIMITED asset manager | $260B | +24% | 0.0% | 2 | |||||
| CETERA INVESTMENT ADVISERS LLC BD affiliated | $257B | +57% | 10,475 | $24.5M | 96% | 28% | 77 | 6,585 | |
| WELLS FARGO ADVISORS wirehouse | $252B | +28% | 4,144 | $60.9M | 93% | 78% | 110 | 1,339 | |
| VANGUARD GLOBAL ADVISERS, LLC asset manager | $250B | -49% | 0.0% | 3 | |||||
| BALYASNY ASSET MANAGEMENT L.P. asset manager | $248B | -6.4% | 0.0% | 35 | 43 | ||||
| AMOVA ASSET MANAGEMENT CO.,LTD. asset manager | $247B | -3.9% | 0.0% | 4 | |||||
| JACKSON NATIONAL ASSET MANAGEMENT, LLC asset manager | $246B | +2.5% | 0.0% | 2 | |||||
| GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC other | $241B | +5.2% | 3 | $80B | 0.2% | 82% | 72 | 5 | 73 |
| OSAIC WEALTH, INC. BD affiliated | $235B | +17% | 8,056 | $29.2M | 97% | 50% | 71 | 5,587 | |
| TWO SIGMA INVESTMENTS, LP asset manager | $233B | +111% | 0.0% | 3 | 62 | ||||
| DWS INTERNATIONAL GMBH asset manager | $229B | +28% | 80 | $2.9B | 0.0% | 9 | |||
| MANULIFE INVESTMENT MANAGEMENT (US) LLC asset manager | $228B | +13% | 12 | $19B | 0.6% | 19% | 294 | 2 | |
| SQUAREPOINT OPS LLC asset manager | $227B | +25% | 0.0% | 4 | 11 | ||||
| MERCER INVESTMENTS LLC institutional | $226B | +12% | 0.0% | 26 | 40 | ||||
| SCHONFELD STRATEGIC ADVISORS LLC asset manager | $225B | +54% | 0.0% | 23 | 39 | ||||
| SBI FUNDS MANAGEMENT LIMITED institutional | $220B | +11% | 0.1% | 100% | 1 | ||||
| ROKOS CAPITAL MANAGEMENT LLP asset manager | $219B | +19% | 0.0% | 1 | 2 | ||||
| SEI INVESTMENTS MANAGEMENT CORP mixed wealth | $216B | +9.2% | 127 | $1.7B | 24% | 9.5% | 879 | 4 | |
| JENNISON ASSOCIATES asset manager | $215B | +1.7% | 1.2% | 51% | 3 | 12 | |||
| D. E. SHAW & CO., L.P. asset manager | $213B | +38% | 0.0% | 5 | 13 | ||||
| COMMONWEALTH FINANCIAL NETWORK national BD | $213B | +1.4% | 2,916 | $72.9M | 95% | 54% | 122 | 1,434 | |
| JOHN HANCOCK INVESTMENT MANAGEMENT LLC asset manager | $212B | +4.9% | 173 | $1.2B | 0.0% | 1 |
17,149 practices match. Derived columns: RAUM over IAPD advisors, individual and HNW RAUM over total, HNW RAUM over private-client RAUM, private clients over advisors, Item 1.F.5 offices plus one.