DFX Intelligence
Advisor teams
Advisors who moved together, newest firstWhat counts as a teamA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why.When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out.Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
20,117 teams
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 4 | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Piedmont, Sc +1 | Affiliated broker-dealer or bank to another | Dec 2, 2025 over 9 d |
| 4 | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Winter Park, Fl +1 | Affiliated broker-dealer or bank to another | Dec 2, 2025 |
| 4 | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Columbus, Oh +2 | Affiliated broker-dealer or bank to another | Dec 2, 2025 over 3 d |
| 4 | R•••••• J•••• • A••••••••• I••• national BD | L•• E••••••••• L•• BD affiliated | Mishawaka, In +1 | Affiliated broker-dealer or bank to another | Dec 2, 2025 over 2 d |
| 3 | G••••• W••••• M••••••••• I••• BD affiliated | D••••••••• L•• independent RIA | Wexford, Pa | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2025 |
| 3 | E••••• J•••• national BD | W•••• F•••• A••••••• wirehouse | Marietta, Ga +1 | Affiliated broker-dealer or bank to wirehouse | Dec 2, 2025 over 2 d |
| 3 | S•••••••• F•••••••• C•••••••• L•• independent RIA | C•••••• A••••••• G•••• independent RIA | Texarkana, Tx | RIA to RIA | Dec 2, 2025 |
| 2 | B••••••••• W••••• A•••••••• L•• no RAUM | A•••••••• C•••••• M••••••••• independent RIA | Wheaton, Il | Other | Dec 2, 2025 |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | M••••••• C•••••• M••••••••• no RAUM | Houston, Tx | Affiliated broker-dealer or bank to a newly registered adviser | Dec 2, 2025 over 2 d |
| 2 | S•• BD affiliated | L•• F•••••••• L•• BD affiliated | Ann Arbor, Mi | Affiliated broker-dealer or bank to another | Dec 2, 2025 |
| 2 | M••••• S•••••• wirehouse | R••••••••• C•••••• M••••••••• BD affiliated | Truckee, Ca +1 | Wirehouse to affiliated broker-dealer or bank | Dec 2, 2025 |
| 2 | B•••• T•• W••••• M••••••••• independent RIA | I••••• F•••••••• C••••••••• no RAUM | Cincinnati, Oh | Other | Dec 2, 2025 over 1 d |
| 2 | J••• M••••• S••••••••• L•• wirehouse | C•••••••• G••••• M•••••• I••• BD affiliated | New York, Ny | Wirehouse to affiliated broker-dealer or bank | Dec 2, 2025 over 1 d |
| 11 | S•••••••• A••••••• L•• national BD | C•••••• S••••• • C••• I••• national BD | Boston, Ma | Affiliated broker-dealer or bank to another | Dec 1, 2025 over 16 d |
| 6 | C••••••••• F•••••••• N•••••• national BD | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Green Bay, Wi | Affiliated broker-dealer or bank to another | Dec 1, 2025 over 1 d |
| 6 | G•• W••••• S••••••••• G••••• L•• independent RIA | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Centennial, Co | RIA to affiliated broker-dealer or bank | Dec 1, 2025 over 8 d |
| 4 | S••••• T•••• A•••••••• L•• independent RIA | N•• E••• W••••• BD affiliated | New York, Ny | RIA to affiliated broker-dealer or bank | Dec 1, 2025 |
| 3 | S•••••••• A••••••• L•• national BD | J••• M••••• S••••••••• L•• wirehouse | Boston, Ma | Affiliated broker-dealer or bank to wirehouse | Dec 1, 2025 over 9 d |
| 3 | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | N•••••• A••••••• BD affiliated | Nashville, Tn +1 | Affiliated broker-dealer or bank to another | Dec 1, 2025 |
| 2 | J••• M••••• S••••••••• L•• wirehouse | E••••• J•••• national BD | Allen, Tx +1 | Wirehouse to affiliated broker-dealer or bank | Dec 1, 2025 over 13 d |
| 2 | C••••••••• F•••••••• N•••••• national BD | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Waltham, Ma | Affiliated broker-dealer or bank to another | Dec 1, 2025 over 9 d |
| 2 | C••••••••• F•••••••• N•••••• national BD | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated | Fairport, Ny | Affiliated broker-dealer or bank to another | Dec 1, 2025 |
| 2 | S•••••••• A••••••• L•• national BD | O•••• W•••••• I••• BD affiliated | Boston, Ma | Affiliated broker-dealer or bank to another | Nov 28, 2025 over 6 d |
| 2 | A••••••••• F•••••••• S•••••••• L•• national BD | N•••••• A••••••• BD affiliated | Jacksonville, Fl +1 | Affiliated broker-dealer or bank to another | Nov 28, 2025 over 5 d |
| 2 | C••••••••• F•••••••• N•••••• national BD | C•••••••• C••••••• W••••• L•• no RAUM | Beaufort, Sc | Affiliated broker-dealer or bank to a newly registered adviser | Nov 28, 2025 |
| 2 | C•••••• S••••• • C••• I••• national BD | V••••••• A•••••••• I••• BD affiliated | Phoenix, Az | Affiliated broker-dealer or bank to another | Nov 28, 2025 over 4 d |
| 2 | M••••• S•••••• wirehouse | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | Sugar Loaf, Ca | Wirehouse to affiliated broker-dealer or bank | Nov 27, 2025 |
| 5 | U•• F•••••••• S••••••• I••• wirehouse | J••••• M••••••••• S•••• L•• BD affiliated | Hudson, Oh +2 | Wirehouse to affiliated broker-dealer or bank | Nov 26, 2025 over 1 d |
| 5 | V••••••• A•••••••• I••• BD affiliated | S••••• W••••• A•••••••• I••• no RAUM | Scottsdale, Az | Other | Nov 26, 2025 over 35 d |
| 4 | L•• F•••••••• L•• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Poway, Ca +3 | Affiliated broker-dealer or bank to another | Nov 26, 2025 over 21 d |
| 4 | W•••• F•••• A••••••• wirehouse | •••••••• independent RIA | Naperville, Il | Wirehouse to independent RIA | Nov 26, 2025 |
| 3 | O•••• W•••••• I••• BD affiliated | V•• D•••• C•••••• independent RIA | Webster City, Ia | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2025 |
| 3 | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse | L•• F•••••••• L•• BD affiliated | New York, Ny +1 | Wirehouse to affiliated broker-dealer or bank | Nov 26, 2025 over 13 d |
| 2 | L•• F•••••••• L•• BD affiliated | O•••• W•••••• I••• BD affiliated | Daniel Island, Sc +1 | Affiliated broker-dealer or bank to another | Nov 26, 2025 over 13 d |
| 2 | W••••• A••••••• G••••• I••• mixed wealth | E•••••••• A•••••••• L•• national BD | Wayne, Pa | RIA to affiliated broker-dealer or bank | Nov 26, 2025 |
| 2 | O•••• W•••••• I••• BD affiliated | V•• D•••• C•••••• independent RIA | Rochester, Mn | Affiliated broker-dealer or bank to independent RIA | Nov 26, 2025 over 1 d |
| 2 | D•••••• F•••••••• P••••••• L•• independent RIA | M•••••• BD affiliated | Novato, Ca | RIA to affiliated broker-dealer or bank | Nov 26, 2025 |
| 4 | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Pittsburgh, Pa +1 | Affiliated broker-dealer or bank to another | Nov 25, 2025 over 6 d |
| 4 | U•• F•••••••• S••••••• I••• wirehouse | 7• W••• C•••••• P••••••• no RAUM | Boston, Ma +1 | Wirehouse to a newly registered adviser (no RAUM reported yet) | Nov 25, 2025 over 13 d |
| 3 | O•••• W•••••• I••• BD affiliated | L•• F•••••••• L•• BD affiliated | Albuquerque, Nm | Affiliated broker-dealer or bank to another | Nov 25, 2025 |
| 6 | L•• F•••••••• L•• BD affiliated | C••••• I••••••••• A••••••• L•• BD affiliated | Mystic, Ct +4 | Affiliated broker-dealer or bank to another | Nov 24, 2025 over 32 d |
| 3 | U•• F•••••••• S••••••• I••• wirehouse | R•••••• J•••• • A••••••••• I••• national BD | Plymouth, Mi +1 | Wirehouse to affiliated broker-dealer or bank | Nov 24, 2025 over 1 d |
| 2 | L•• F•••••••• L•• BD affiliated | G•• W••••• S••••••••• G••••• L•• independent RIA | Denver, Co +1 | Affiliated broker-dealer or bank to independent RIA | Nov 24, 2025 over 11 d |
| 2 | L•• F•••••••• L•• BD affiliated | C••••••••• F•••••••• G•••• independent RIA | Stow, Ma +1 | Affiliated broker-dealer or bank to independent RIA | Nov 24, 2025 |
| 7 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Hemet, Ca +4 | Affiliated broker-dealer or bank to another | Nov 23, 2025 over 16 d |
| 4 | M••••••• C••••• W••••• S•••••••• I••• independent RIA | F•••••• independent RIA | Wheeling, Wv | RIA to RIA | Nov 21, 2025 |
| 3 | P•••••••• A••••••• national BD | O•••• W•••••• I••• BD affiliated | Scott Depot, Wv +2 | Affiliated broker-dealer or bank to another | Nov 21, 2025 over 3 d |
| 3 | M•• I•••••••• S•••••••• L•• BD affiliated | B•••••••• A•••• M••••••••• L•• independent RIA | Amherst, Ny +1 | Affiliated broker-dealer or bank to independent RIA | Nov 21, 2025 over 5 d |
| 3 | D•••••• L••• S••••• L•• independent RIA | K•••••••• W••••• A•••••••• L•• BD affiliated | Calhoun, Ga +1 | RIA to affiliated broker-dealer or bank | Nov 21, 2025 over 11 d |
| 2 | U•• F•••••••• S••••••• I••• wirehouse | W•••• F•••• A••••••• wirehouse | Massepequa, Ny +1 | Wirehouse to wirehouse | Nov 21, 2025 over 14 d |
| 5 | O•••• W•••••• I••• BD affiliated | A••••••••• F•••••••• S•••••••• L•• national BD | Erie, Pa +2 | Affiliated broker-dealer or bank to another | Nov 20, 2025 over 1 d |
| 4 | O•••• W•••••• I••• BD affiliated | A••••••••• F•••••••• S•••••••• L•• national BD | Clarence Center, Ny +1 | Affiliated broker-dealer or bank to another | Nov 20, 2025 over 1 d |
| 3 | C••••••••• F•••••••• N•••••• national BD | K••••• A••••••• S•••••••• L•• BD affiliated | Pittsburgh, Pa | Affiliated broker-dealer or bank to another | Nov 20, 2025 |
| 3 | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | O•••• W•••••• I••• BD affiliated | Powell, Oh +2 | Affiliated broker-dealer or bank to another | Nov 20, 2025 |
| 3 | R•••••• J•••• • A••••••••• I••• national BD | I••••••• A••••••• S•••••••• L•• BD affiliated | Palmetto Bay, Fl +1 | Affiliated broker-dealer or bank to another | Nov 20, 2025 |
| 2 | C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated | N•••••• A••••••• BD affiliated | Jacksonville, Fl | Affiliated broker-dealer or bank to another | Nov 20, 2025 over 1 d |
| 2 | C••••• I••••••••• A••••••• L•• BD affiliated | L•• F•••••••• L•• BD affiliated | Mandan, Nd | Affiliated broker-dealer or bank to another | Nov 20, 2025 |
| 2 | P•••••••• I••••••••• M••••••••• L•• unclassified | P•••••••• A•••• M••••••••• L•• state registered | Boca Raton, Fl | Other | Nov 20, 2025 |
| 2 | E•••••••• A•••••••• L•• national BD | P•••••••• S••••••••• I••• BD affiliated | Syracuse, Ny +1 | Affiliated broker-dealer or bank to another | Nov 20, 2025 |
| 2 | S•••••••• A••••••• L•• national BD | K••••• A••••••• S•••••••• L•• BD affiliated | Boston, Ma | Affiliated broker-dealer or bank to another | Nov 20, 2025 over 11 d |
derived from registration dates
The firm and advisor names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.