DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Capital Investment Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mirza Nmi DuzelMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCapital Investment Advisors, LLC independent RIAWirehouse to independent RIAAug 7, 2026Aug 13, 2026
Mitchell Harrington RossiInvesco Advisers, Inc. asset managerCapital Investment Advisors, LLC independent RIAOtherApr 8, 2026Apr 16, 2026
Curt Edwin KleinWela Strategies, Inc. independent RIACapital Investment Advisors, LLC otherOtherDec 23, 2025Jul 25, 2011
Wesley Hanes MossWela Strategies, Inc. independent RIACapital Investment Advisors, LLC otherOtherDec 23, 2025Jul 25, 2011
Bryan Justin ReaWela Strategies, Inc. independent RIACapital Investment Advisors, LLC otherOtherDec 23, 2025Jul 25, 2011
Mitchell Buddy ReinerWela Strategies, Inc. independent RIACapital Investment Advisors, LLC otherOtherDec 23, 2025Jul 25, 2011
Ryan Alexander ElyWela Strategies, Inc. independent RIACapital Investment Advisors, LLC otherOtherDec 23, 2025Aug 1, 2011
Edward Francis GoeppWela Strategies, Inc. independent RIACapital Investment Advisors, LLC independent RIARIA to RIADec 23, 2025Dec 21, 2018
Matthew Ross ReinerWela Strategies, Inc. independent RIACapital Investment Advisors, LLC otherOtherDec 23, 2025Jul 25, 2011
James Mcmahon LewisWela Strategies, Inc. independent RIACapital Investment Advisors, LLC otherOtherDec 23, 2025Jan 7, 2014
Matthew Russell LaneWela Strategies, Inc. independent RIACapital Investment Advisors, LLC independent RIARIA to RIADec 23, 2025Aug 15, 2025
Justyn Marsalis GradyWela Strategies, Inc. independent RIACapital Investment Advisors, LLC independent RIARIA to RIADec 23, 2025Oct 2, 2025
Jayden Rashon DurrahTaverik Capital, LLC mixed wealthCapital Investment Advisors, LLC independent RIARIA to RIAMay 21, 2025Jul 1, 2025 (41 d)
Matthew William DonleyVanguard Advisers, Inc. BD affiliatedCapital Investment Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2024Jun 30, 2026 (546 d)
Christopher James KuzelkaVanguard Advisers, Inc. BD affiliatedCapital Investment Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 22, 2024Oct 18, 2024 (57 d)
James Clarke MackSynovus Securities, Inc. independent RIACapital Investment Advisors, LLC independent RIARIA to RIAJun 13, 2024Jul 29, 2024 (46 d)
Brenden James UrbanWells Fargo Advisors wirehouseCapital Investment Advisors, LLC independent RIAWirehouse to independent RIAMar 19, 2024Apr 18, 2024
William Michael SkilesEmpower Advisory Group, LLC BD affiliatedCapital Investment Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 5, 2024Mar 5, 2024
Thomas Oakley MooreWela Strategies, Inc. independent RIACapital Investment Advisors, LLC otherOtherFeb 13, 2024Aug 1, 2011
Jonas Georg RoosGuidestone Advisors independent RIACapital Investment Advisors, LLC independent RIARIA to RIADec 18, 2023Jan 9, 2024
Dillon Matthew WiddowsStrategic Wealth Investment Group, LLC independent RIACapital Investment Advisors, LLC independent RIARIA to RIAOct 24, 2023Nov 7, 2023
James Anderson HornFisher Investments independent RIACapital Investment Advisors, LLC independent RIARIA to RIAOct 11, 2023Dec 26, 2023 (76 d)
Benjamin Ross EzrineE*Trade Capital Management, LLC independent RIACapital Investment Advisors, LLC independent RIARIA to RIAAug 24, 2023Sep 18, 2023
Justin Dequan BrownGamsg Financial Advisors LLC state registeredCapital Investment Advisors, LLC independent RIAOtherApr 19, 2023May 8, 2023
Ryan Allen CurwickVanguard Advisers, Inc. BD affiliatedCapital Investment Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 21, 2023Mar 20, 2023
Banner Thomas ClarkSagace Wealth Management independent RIACapital Investment Advisors, LLC independent RIARIA to RIAJan 11, 2023Feb 7, 2023
Thomas Joseph CollinsRaymond James & Associates, Inc. national BDCapital Investment Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 12, 2022Nov 15, 2022 (34 d)
Min Jian YangNorthwestern Mutual Investment Services,LLC no RAUMCapital Investment Advisors, LLC independent RIAOtherApr 13, 2022May 18, 2023 (400 d)
Jason Andrew GoveLPL Financial LLC BD affiliatedCapital Investment Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 9, 2021Nov 30, 2021
Joseph Carter McdonaldFidelity Personal And Workplace Advisors BD affiliatedCapital Investment Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 1, 2021Oct 2, 2024 (1097 d)
Drew Thomas FearPersonal Capital Advisors Corporation independent RIACapital Investment Advisors, LLC independent RIARIA to RIASep 15, 2021Jan 18, 2022 (125 d)
Matthew Aaron ClarkHoward Capital Management, LLC independent RIACapital Investment Advisors, LLC independent RIARIA to RIAOct 8, 2020Feb 22, 2021 (137 d)
Adria Erin DemeoDarwin Wealth Management independent RIACapital Investment Advisors, LLC independent RIARIA to RIAMay 20, 2020Jun 3, 2020
Kevin RodgersEdward Jones national BDCapital Investment Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 13, 2019Apr 6, 2022 (967 d)
Michael E De La GarzaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCapital Investment Advisors, LLC independent RIAWirehouse to independent RIAMar 19, 2019Mar 18, 2019
Christopher Matthew PatakyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCapital Investment Advisors, LLC independent RIAWirehouse to independent RIAMar 15, 2019Mar 18, 2019
Everett Andrew WilkersonTd Ameritrade, Inc. no RAUMCapital Investment Advisors, LLC independent RIAOtherJan 17, 2019Jan 11, 2019
Bryant Daniel AbramowitzNorthcoast Asset Management LLC independent RIACapital Investment Advisors, LLC independent RIARIA to RIAOct 5, 2018Oct 16, 2018
Andrew Howard BaragCapital Bank And Trust Company otherCapital Investment Advisors, LLC independent RIAOtherSep 26, 2018Jan 22, 2019 (118 d)
Miguel OrtigaoGratus Capital, LLC otherCapital Investment Advisors, LLC independent RIAOtherJan 3, 2018Jan 12, 2018
Alex Richard NuechterleinStrategic Advisers LLC national BDCapital Investment Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 15, 2017Jun 18, 2025 (2833 d)
John David DoverspikeRonald Blue & Co., LLC otherCapital Investment Advisors, LLC independent RIAOtherAug 1, 2017Aug 10, 2026 (3296 d)
Joel Reagan DeanStadion Money Management, LLC otherCapital Investment Advisors, LLC otherOtherDec 1, 2016Feb 8, 2017 (69 d)
Charles Harris LoweTruist Advisory Services, Inc. no RAUMCapital Investment Advisors, LLC otherOtherNov 21, 2016Jan 6, 2017 (46 d)
Howard Paul AlpernWela Strategies, Inc. otherCapital Investment Advisors, LLC otherOtherSep 6, 2013Jul 8, 2011
Todd Jason TrussoAltegris Funds otherCapital Investment Advisors, LLC otherOtherDec 20, 2011Feb 9, 2017 (1878 d)
Michael Christopher ParsonsUBS Financial Services Inc. wirehouseCapital Investment Advisors, LLC independent RIAWirehouse to independent RIAApr 27, 2011Jul 13, 2022 (4095 d)
Jeffrey William KeanePruco Securities, LLC otherCapital Investment Advisors, LLC independent RIAOtherFeb 4, 2004May 23, 2023 (7048 d)
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48 moves match.