DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
194 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Edward Jones CRD 250 | St. Louis, MO | national BD | $1014B | 98% | 24,084 | $42.1M | 15,120 | 0 |
| Wells Fargo Advisors CRD 19616 | St. Louis, MO | wirehouse | $671B | 92% | 14,697 | $45.7M | 5,038 | 0 |
| Nisa Investment Advisors, LLC CRD 107313 | St. Louis, MO | institutional | $344B | 0.1% | 82 | $4.2B | 0 | 3 |
| A••••••• C•••••• I••••••••• M••••••••• I•• CRD 105778 | Kansas City, MO | asset manager | $306B | 0.0% | 0 | n/a | 7 | 3 |
| W•••• F•••• A••••••• CRD 11025 | St. Louis, MO | wirehouse | $252B | 93% | 4,134 | $61.0M | 1,338 | 0 |
| O•••• S••••• I••••••••• A•••••••• L•• CRD 166710 | St. Louis, MO | asset manager | $204B | 0.0% | 0 | n/a | 1 | 0 |
| S•••••• N••••••• • C••••••• I••••••••• CRD 793 | St Louis, MO | national BD | $198B | 90% | 3,340 | $59.1M | 517 | 0 |
| F•••• P••••••• W•••••• L•• CRD 159289 | St. Louis, MO | independent RIA | $182B | 86% | 1,043 | $174M | 112 | 26 |
| M••••• G•••• I••••••••• A•••••••• L•• CRD 104727 | St. Louis, MO | independent RIA | $51B | 92% | 255 | $198M | 9 | 0 |
| F•••• A•••••• S••••••••• L•• CRD 143319 | St. Louis, MO | independent RIA | $41B | 83% | 43 | $965M | 0 | 0 |
| A•••••••• I••••••••• M••••••••• CRD 159767 | St. Louis, MO | other | $41B | 0.0% | 0 | n/a | 0 | 1 |
| S•••• I••••••••• I••• CRD 111787 | Kansas City, MO | asset manager | $37B | 0.1% | 3 | $12B | 1 | 3 |
| B••••••• F• E•••••• • C••••••• I••••••••• CRD 146936 | St. Louis, MO | BD affiliated | $19B | 95% | 514 | $36.8M | 100 | 0 |
| F••••• M••••• W••••• A•••••••• L•• CRD 110905 | Springfield, MO | independent RIA | $12B | 92% | 81 | $148M | 65 | 0 |
| M••••• W••••• M••••••••• L•• CRD 324624 | Kansas City, MO | independent RIA | $11B | 88% | 156 | $69.9M | 22 | 0 |
| A•• A••••• C•••••• R•••••••• L•• CRD 110933 | St. Louis, MO | mixed wealth | $11B | 44% | 9 | $1.2B | 7 | 2 |
| P•••••••• L•• CRD 106599 | Saint Louis, MO | independent RIA | $11B | 88% | 52 | $205M | 12 | 0 |
| E•••••• F••••• L•• CRD 338940 | St. Louis, MO | asset manager | $7.8B | 0.0% | 0 | n/a | 3 | 15 |
| P•••••• C•••••• M••••••••• G••••• L•• CRD 311623 | Kansas City, MO | mixed wealth | $7.1B | 41% | 22 | $324M | 5 | 41 |
| C••••••••• I••••••••• M••••••••• L•• CRD 146019 | Saint Louis, MO | independent RIA | $6.7B | 92% | 8 | $840M | 3 | 0 |
| L••••• F•••••••• G••••• L•• CRD 140599 | Saint Louis, MO | BD affiliated | $5.5B | 99% | 68 | $80.6M | 20 | 0 |
| P•••••• C••••••••• I•• CRD 113914 | Springfield, MO | institutional | $5.4B | 1.1% | 6 | $904M | 2 | 0 |
| K•••••• CRD 149046 | St. Louis, MO | independent RIA | $5.2B | 85% | 63 | $82.5M | 5 | 1 |
| K•••••• C•••••• M••••••••• CRD 105834 | St Louis, MO | other | $5.0B | 2.4% | 16 | $314M | 0 | 0 |
| S••••• I••••••••• A•••••••• L•• CRD 28218 | St Louis, MO | BD affiliated | $5.0B | 96% | 10 | $501M | 77 | 0 |
| C••••••••• W••••• M••••••••• L•• CRD 164666 | Des Peres, MO | independent RIA | $4.9B | 97% | 90 | $54.8M | 45 | 0 |
| T••••••• S••••• C•••••• M•••••• L•• CRD 156679 | St. Louis, MO | asset manager | $4.6B | 0.0% | 0 | n/a | 0 | 10 |
| A••••• C•••••• M••••••••• L•• CRD 107930 | Clayton, MO | independent RIA | $4.0B | 86% | 6 | $665M | 0 | 0 |
| R••••••••• A••••••• L•• CRD 116909 | St. Louis, MO | independent RIA | $3.9B | 99% | 24 | $161M | 3 | 0 |
| M••••• F••••• O••••• CRD 106806 | St Louis, MO | independent RIA | $3.8B | 95% | 41 | $93.0M | 3 | 1 |
| V•••••••• W••••• A•••••••• L•• CRD 169610 | St. Louis, MO | independent RIA | $3.5B | 97% | 48 | $73.7M | 8 | 0 |
| F••• E••• C•••••• CRD 163548 | Kansas City, MO | asset manager | $3.1B | 0.0% | 0 | n/a | 0 | 23 |
| Z••••••• • W••••• I•• CRD 108670 | St Louis, MO | independent RIA | $2.6B | 95% | 8 | $329M | 0 | 0 |
| A•••• C•••••• P•••••••• L•• CRD 116165 | St. Louis, MO | independent RIA | $2.6B | 73% | 2 | $1.3B | 0 | 5 |
| A•••••••• I••••••••• M••••••••• CRD 121307 | Chesterfield, MO | independent RIA | $2.6B | 95% | 37 | $70.6M | 0 | 0 |
| C••••••• I••••••••• A•••••••• I••• CRD 104705 | Kansas City, MO | asset manager | $2.5B | 0.0% | 0 | n/a | 1 | 0 |
| S••••••••• F•••••••• G••••• L•• CRD 337972 | St. Louis, MO | mixed wealth | $2.4B | 25% | 7 | $343M | 1 | 0 |
| S•••• M•••• • C•• CRD 3441 | Clayton, MO | BD affiliated | $2.4B | 92% | 45 | $52.7M | 9 | 0 |
| A••••••• C•••••• I••••••••• P•••••• C••••• G••••• I••• CRD 290043 | Kansas City, MO | BD affiliated | $2.3B | 100% | 64 | $36.4M | 5 | 0 |
| D•••••• A•••••••• L•• CRD 117958 | St. Louis, MO | mixed wealth | $2.2B | 35% | 13 | $171M | 0 | 0 |
| F•••••••• A•••••••• I••• CRD 108239 | St. Louis, MO | institutional | $2.1B | 9.4% | 3 | $702M | 0 | 0 |
| F•••• H•••••••• C••••••••• I••• CRD 110377 | Lake St. Louis, MO | BD affiliated | $2.1B | 90% | 96 | $21.7M | 71 | 0 |
| M••••• W••••• CRD 317377 | St. Louis, MO | independent RIA | $2.0B | 93% | 19 | $107M | 1 | 0 |
| A••••• • P•••••• I••• CRD 104995 | Kansas City, MO | independent RIA | $2.0B | 96% | 7 | $291M | 0 | 0 |
| J•• C•••••• M••••••••• L•• CRD 159227 | St. Louis, MO | mixed wealth | $1.9B | 22% | 14 | $136M | 3 | 0 |
| P•••••••• W••••• P•••••••• L•• CRD 331565 | Clayton, MO | independent RIA | $1.8B | 98% | 29 | $61.6M | 14 | 0 |
| C••••• I••••••••• S•••••••• CRD 154659 | Saint Louis, MO | asset manager | $1.7B | 0.0% | 0 | n/a | 0 | 6 |
| P••••••• I••••••••• L•• CRD 159261 | Kansas City, MO | asset manager | $1.7B | 0.0% | 0 | n/a | 0 | 28 |
| A••••• P•••••• W••••• CRD 286072 | Saint Louis, MO | independent RIA | $1.5B | 95% | 4 | $363M | 2 | 0 |
| A••••••• H••••••• • C• CRD 105157 | St Louis, MO | independent RIA | $1.4B | 66% | 7 | $204M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
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