DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Edward Jones CRD 250 | St. Louis, MO | national BD | $1014B | 98% | 24,084 | $42.1M | 15,120 | 0 |
| Wells Fargo Advisors CRD 19616 | St. Louis, MO | wirehouse | $671B | 92% | 14,697 | $45.7M | 5,038 | 0 |
| Nisa Investment Advisors, LLC CRD 107313 | St. Louis, MO | institutional | $344B | 0.1% | 82 | $4.2B | 0 | 3 |
| American Century Investment Management Inc CRD 105778 | Kansas City, MO | asset manager | $306B | 0.0% | 0 | n/a | 7 | 3 |
| Wells Fargo Advisors CRD 11025 | St. Louis, MO | wirehouse | $252B | 93% | 4,134 | $61.0M | 1,338 | 0 |
| Olive Street Investment Advisers, LLC CRD 166710 | St. Louis, MO | asset manager | $204B | 0.0% | 0 | n/a | 1 | 0 |
| Stifel, Nicolaus & Company, Incorporated CRD 793 | St Louis, MO | national BD | $198B | 90% | 3,340 | $59.1M | 517 | 0 |
| Focus Partners Wealth, LLC CRD 159289 | St. Louis, MO | independent RIA | $182B | 86% | 1,043 | $174M | 112 | 26 |
| Moneta Group Investment Advisors, LLC CRD 104727 | St. Louis, MO | independent RIA | $51B | 92% | 255 | $198M | 9 | 0 |
| Focus Advisor Solutions, LLC CRD 143319 | St. Louis, MO | independent RIA | $41B | 83% | 43 | $965M | 0 | 0 |
| Ascension Investment Management CRD 159767 | St. Louis, MO | other | $41B | 0.0% | 0 | n/a | 0 | 1 |
| Scout Investments, Inc. CRD 111787 | Kansas City, MO | asset manager | $37B | 0.1% | 3 | $12B | 1 | 3 |
| Benjamin F. Edwards & Company, Incorporated CRD 146936 | St. Louis, MO | BD affiliated | $19B | 95% | 513 | $36.9M | 100 | 0 |
| Forvis Mazars Wealth Advisors, LLC CRD 110905 | Springfield, MO | independent RIA | $12B | 92% | 81 | $148M | 65 | 0 |
| Modern Wealth Management, LLC CRD 324624 | Kansas City, MO | independent RIA | $11B | 88% | 156 | $69.9M | 22 | 0 |
| Acr Alpine Capital Research, LLC CRD 110933 | St. Louis, MO | mixed wealth | $11B | 44% | 9 | $1.2B | 7 | 2 |
| Plancorp, LLC CRD 106599 | Saint Louis, MO | independent RIA | $11B | 88% | 52 | $205M | 12 | 0 |
| Elmtree Funds, LLC CRD 338940 | St. Louis, MO | asset manager | $7.8B | 0.0% | 0 | n/a | 3 | 15 |
| Prairie Capital Management Group, LLC CRD 311623 | Kansas City, MO | mixed wealth | $7.1B | 41% | 22 | $324M | 5 | 41 |
| Confluence Investment Management LLC CRD 146019 | Saint Louis, MO | independent RIA | $6.7B | 92% | 8 | $840M | 3 | 0 |
| Larson Financial Group, LLC CRD 140599 | Saint Louis, MO | BD affiliated | $5.5B | 99% | 68 | $80.6M | 20 | 0 |
| Pension Consultants Inc CRD 113914 | Springfield, MO | institutional | $5.4B | 1.1% | 6 | $904M | 2 | 0 |
| Krilogy CRD 149046 | St. Louis, MO | independent RIA | $5.2B | 85% | 63 | $82.5M | 5 | 1 |
| Kennedy Capital Management CRD 105834 | St Louis, MO | other | $5.0B | 2.4% | 16 | $314M | 0 | 0 |
| Stifel Independent Advisors, LLC CRD 28218 | St Louis, MO | BD affiliated | $5.0B | 96% | 10 | $501M | 77 | 0 |
| Cornerstone Wealth Management, LLC CRD 164666 | Des Peres, MO | independent RIA | $4.9B | 97% | 90 | $54.8M | 45 | 0 |
| Thompson Street Capital Manager LLC CRD 156679 | St. Louis, MO | asset manager | $4.6B | 0.0% | 0 | n/a | 0 | 10 |
| Argent Capital Management LLC CRD 107930 | Clayton, MO | independent RIA | $4.0B | 86% | 6 | $665M | 0 | 0 |
| Rubinbrown Advisors LLC CRD 116909 | St. Louis, MO | independent RIA | $3.9B | 99% | 24 | $161M | 3 | 0 |
| Matter Family Office CRD 106806 | St Louis, MO | independent RIA | $3.8B | 95% | 41 | $93.0M | 3 | 1 |
| Visionary Wealth Advisors, LLC CRD 169610 | St. Louis, MO | independent RIA | $3.5B | 97% | 48 | $73.7M | 8 | 0 |
| Five Elms Capital CRD 163548 | Kansas City, MO | asset manager | $3.1B | 0.0% | 0 | n/a | 0 | 23 |
| Zemenick & Walker Inc CRD 108670 | St Louis, MO | independent RIA | $2.6B | 95% | 8 | $329M | 0 | 0 |
| Argos Capital Partners, LLC CRD 116165 | St. Louis, MO | independent RIA | $2.6B | 73% | 2 | $1.3B | 0 | 5 |
| Acropolis Investment Management CRD 121307 | Chesterfield, MO | independent RIA | $2.6B | 95% | 37 | $70.6M | 0 | 0 |
| Commerce Investment Advisors, Inc. CRD 104705 | Kansas City, MO | asset manager | $2.5B | 0.0% | 0 | n/a | 1 | 0 |
| Stonebridge Financial Group, LLC CRD 337972 | St. Louis, MO | mixed wealth | $2.4B | 25% | 7 | $343M | 1 | 0 |
| Smith Moore & Co. CRD 3441 | Clayton, MO | BD affiliated | $2.4B | 92% | 45 | $52.7M | 9 | 0 |
| American Century Investments Private Client Group, Inc. CRD 290043 | Kansas City, MO | BD affiliated | $2.3B | 100% | 64 | $36.4M | 5 | 0 |
| Detalus Advisors, LLC CRD 117958 | St. Louis, MO | mixed wealth | $2.2B | 35% | 13 | $171M | 0 | 0 |
| Fiduciary Advisors, Inc. CRD 108239 | St. Louis, MO | institutional | $2.1B | 9.4% | 3 | $702M | 0 | 0 |
| First Heartland Consultants, Inc. CRD 110377 | Lake St. Louis, MO | BD affiliated | $2.1B | 90% | 96 | $21.7M | 71 | 0 |
| Mosaic Wealth CRD 317377 | St. Louis, MO | independent RIA | $2.0B | 93% | 19 | $107M | 1 | 0 |
| Atwood & Palmer, Inc. CRD 104995 | Kansas City, MO | independent RIA | $2.0B | 96% | 7 | $291M | 0 | 0 |
| Jag Capital Management LLC CRD 159227 | St. Louis, MO | mixed wealth | $1.9B | 22% | 14 | $136M | 3 | 0 |
| Parkwoods Wealth Partners, LLC CRD 331565 | Clayton, MO | independent RIA | $1.8B | 98% | 29 | $61.6M | 17 | 0 |
| Conway Investment Solutions CRD 154659 | Saint Louis, MO | asset manager | $1.7B | 0.0% | 0 | n/a | 0 | 6 |
| Platform Investments, LLC CRD 159261 | Kansas City, MO | asset manager | $1.7B | 0.0% | 0 | n/a | 0 | 28 |
| Alpine Private Wealth CRD 286072 | Saint Louis, MO | independent RIA | $1.5B | 95% | 4 | $363M | 2 | 0 |
| Anderson Hoagland & Co CRD 105157 | St Louis, MO | independent RIA | $1.4B | 66% | 7 | $204M | 0 | 0 |
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195 advisers match.