DFX Intelligence
Advisor moves
Departures from Cetera Investment Advisers LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
3,022 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bradley Forrest Hollandsworth | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2025 | May 27, 2026 (352 d) |
| Christopher Jason Coats | Cetera Investment Advisers LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2025 | Jun 9, 2025 |
| Steven Anastasia | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 6, 2025 | Jun 6, 2025 |
| Chevalier Roland Homan | Cetera Investment Advisers LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 6, 2025 | Jun 17, 2025 |
| Jason Kelly | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2025 | May 30, 2025 |
| Talmage Wayne Demeester | Cetera Investment Advisers LLC BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Jun 5, 2025 | Sep 10, 2025 (97 d) |
| Jonathan F King | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2025 | May 19, 2025 |
| Michael Paul Jukich | Cetera Investment Advisers LLC BD affiliated | Strategy Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2025 | Jun 5, 2025 |
| Stacie Marie Diesfeld | Cetera Investment Advisers LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2025 | Jun 2, 2025 |
| Maxwell Mrakuzic | Cetera Investment Advisers LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jun 5, 2025 | Jul 1, 2025 |
| Glenn Allen Gryka | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2025 | May 30, 2025 |
| Stefan Lars Brannare | Cetera Investment Advisers LLC BD affiliated | Wesbanco Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2025 | Jun 12, 2025 |
| Tyler Stephen | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 2, 2025 | Jun 3, 2025 |
| Michael A. Patton | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2025 | Jun 2, 2025 |
| Adam Eliot Truitt | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2025 | May 16, 2025 |
| Jeffrey Paul Filipek | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 27, 2025 | May 28, 2025 |
| Evan Alfred Chang | Cetera Investment Advisers LLC BD affiliated | Focus Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | May 21, 2025 | May 23, 2025 |
| Joseph Mesnier | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 21, 2025 | Jun 16, 2025 |
| Brian Joseph Lampron | Cetera Investment Advisers LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 16, 2025 | May 12, 2025 |
| Daniel Gardiner | Cetera Investment Advisers LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | May 16, 2025 | May 20, 2025 |
| Christian Shipman | Cetera Investment Advisers LLC BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 16, 2025 | May 27, 2025 |
| Jordan Daniel Sirota | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2025 | Apr 17, 2025 |
| James Edward Miller | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2025 | May 12, 2025 |
| Gina Marie Katrinak | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2025 | May 12, 2025 |
| Timothy Roberts | Cetera Investment Advisers LLC BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2025 | Jun 12, 2025 (35 d) |
| Bruce Kajiwara | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 6, 2025 | May 2, 2025 |
| Chris John Tryforos | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 6, 2025 | May 2, 2025 |
| Jared Anthony Marfisi | Cetera Investment Advisers LLC BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2025 | Mar 3, 2026 (301 d) |
| Christopher William Phillips | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 5, 2025 | May 5, 2025 |
| Charles Hunter Todd | Cetera Investment Advisers LLC BD affiliated | Csenge Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 5, 2025 | Jul 11, 2025 (67 d) |
| Jessica Marie Norris Chatmon | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2025 | Apr 16, 2025 |
| William Nicholas Gambino | Cetera Investment Advisers LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 2, 2025 | Jun 25, 2026 (419 d) |
| Linda Liu | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 30, 2025 | May 7, 2025 |
| Olivia Denise Payne | Cetera Investment Advisers LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 30, 2025 | Jun 13, 2025 (44 d) |
| Charles Wurdack | Cetera Investment Advisers LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2025 | Jul 7, 2026 (434 d) |
| Kevin Jeremy Fox | Cetera Investment Advisers LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2025 | Oct 23, 2025 (177 d) |
| Jonathan Brent Beer | Cetera Investment Advisers LLC BD affiliated | Allstate Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2025 | Aug 8, 2025 (101 d) |
| Jeffrey Douglas Bjornson | Cetera Investment Advisers LLC BD affiliated | Lido independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 29, 2025 | Jun 4, 2025 (36 d) |
| Jeffrey Dennis Mcginley | Cetera Investment Advisers LLC BD affiliated | Thrivent Advisor Network, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2025 | Dec 26, 2025 (241 d) |
| Alyssa Erin Ritchie | Cetera Investment Advisers LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 29, 2025 | Dec 3, 2025 (218 d) |
| Andrew Roger Sampson | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2025 | Apr 24, 2025 |
| Mark Eric Leaf | Cetera Investment Advisers LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2025 | Jul 3, 2025 (65 d) |
| Cheyenne Janel Armstrong | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2025 | Apr 25, 2025 |
| Matthew Ludwick | Cetera Investment Advisers LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 28, 2025 | May 2, 2025 |
| Matthew Louis Burnell | Cetera Investment Advisers LLC BD affiliated | American Investment Services Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2025 | May 1, 2025 |
| Randolph Christopher Breaux | Cetera Investment Advisers LLC BD affiliated | Global Retirement Partners LLC institutional | Other | Apr 23, 2025 | Apr 2, 2025 |
| Eliab F. Alonzo | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2025 | Apr 22, 2025 |
| Nathaniel Ryan Dutkewych | Cetera Investment Advisers LLC BD affiliated | Captrust institutional | Other | Apr 23, 2025 | Jun 5, 2025 (43 d) |
| Thomas Kim | Cetera Investment Advisers LLC BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2025 | Apr 24, 2025 |
| Ashley A Miller | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2025 | Jun 10, 2025 (49 d) |
| Matthew J Freeman | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2025 | Apr 21, 2025 |
| David William Sosa | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 22, 2025 | Apr 23, 2025 |
| John Joseph Van Ermen | Cetera Investment Advisers LLC BD affiliated | Exemplar Wealth Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 21, 2025 | Jul 7, 2026 (442 d) |
| Barry Nelson | Cetera Investment Advisers LLC BD affiliated | Redwood Investment Management, LLC. asset manager | Other | Apr 21, 2025 | Oct 31, 2025 (193 d) |
| Ryne Henrich | Cetera Investment Advisers LLC BD affiliated | Choreo, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 21, 2025 | Apr 23, 2025 |
| Wes Peterson | Cetera Investment Advisers LLC BD affiliated | Mpwm Advisory Solutions LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2025 | Apr 17, 2025 |
| Timothy Phillip Pope | Cetera Investment Advisers LLC BD affiliated | 360 Aviation Advisors, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 16, 2025 | Apr 21, 2025 |
| Michael L Suellentrop | Cetera Investment Advisers LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2025 | Apr 1, 2025 |
| Bobby Jacob Tallent | Cetera Investment Advisers LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 14, 2025 | Mar 26, 2026 (346 d) |
| Souad Hasbini | Cetera Investment Advisers LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 14, 2025 | Jun 5, 2025 (52 d) |