DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Usaa Financial Planning Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Roxanne TheodoropoulosUsaa Financial Planning Services no RAUMGradient Advisors, LLC independent RIAOtherMay 5, 2017Dec 21, 2020 (1326 d)
Daniel Mark AliverniniUsaa Financial Planning Services no RAUMPacer Advisors, Inc. asset managerOtherMay 5, 2017Apr 25, 2018 (355 d)
William Tyler WehnerUsaa Financial Planning Services no RAUMEagle Strategies LLC otherOtherApr 13, 2017Jun 7, 2017 (55 d)
Ryan Thomas TomerUsaa Financial Planning Services no RAUMProvise Management Group, LLC otherOtherApr 12, 2017Jul 25, 2017 (104 d)
David Fraher SeligmanUsaa Financial Planning Services no RAUMWells Fargo Advisors wirehouseOtherApr 10, 2017May 9, 2017
Justin HahlUsaa Financial Planning Services no RAUMTransamerica Retirement Advisors, LLC otherOtherApr 10, 2017Apr 17, 2017
Melissa Beth GreenwoodUsaa Financial Planning Services no RAUMVanguard Advisers, Inc. otherOtherApr 8, 2017May 17, 2017 (39 d)
Walter Chandler RuddUsaa Financial Planning Services no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherApr 7, 2017Oct 17, 2018 (558 d)
Alexander Patrick MoserUsaa Financial Planning Services no RAUMNorthwestern Mutual Investment Services,LLC no RAUMOtherApr 7, 2017Apr 26, 2017
Andrew D MillerUsaa Financial Planning Services no RAUMTd Ameritrade Investment Management, LLC independent RIAOtherMar 24, 2017May 15, 2018 (417 d)
Kathleen R CashattUsaa Financial Planning Services no RAUMSchwab Wealth Advisory, Inc. otherOtherMar 23, 2017Apr 3, 2017
Kory David LeeUsaa Financial Planning Services no RAUMPersonal Capital Advisors Corporation independent RIAOtherMar 23, 2017Dec 11, 2020 (1359 d)
Austin WoltersUsaa Financial Planning Services no RAUMFidelity Personal And Workplace Advisors BD affiliatedOtherMar 21, 2017Jul 8, 2020 (1205 d)
Christopher Matthew JohnsonUsaa Financial Planning Services no RAUMCreative Planning otherOtherMar 20, 2017Oct 19, 2017 (213 d)
Ryan Edward QuigleyUsaa Financial Planning Services no RAUMMML Investors Services, LLC otherOtherMar 20, 2017Apr 11, 2017
Selenne CalhamerUsaa Financial Planning Services no RAUMWells Fargo Advisors wirehouseOtherMar 17, 2017Jan 9, 2020 (1028 d)
Michelle Lynn EastonUsaa Financial Planning Services no RAUMSchwab Wealth Advisory, Inc. no RAUMOtherMar 17, 2017Dec 15, 2025 (3195 d)
Mark Anthony PomeroyUsaa Financial Planning Services no RAUMTl Private Wealth otherOtherMar 17, 2017Feb 28, 2017
Timothy B. MazzantiUsaa Financial Planning Services no RAUMMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 17, 2017Feb 28, 2017
Ryan Allen CurwickUsaa Financial Planning Services no RAUMVanguard Advisers, Inc. otherOtherMar 17, 2017Mar 22, 2017
Albert Brandon ShirkeyUsaa Financial Planning Services no RAUMT. Rowe Price Advisory Services, Inc. independent RIAOtherMar 3, 2017Jan 25, 2019 (693 d)
Wendy Jae RussellUsaa Financial Planning Services no RAUMLPL Financial LLC BD affiliatedOtherJan 27, 2017Sep 9, 2025 (3147 d)
Zain KhanUsaa Financial Planning Services no RAUMTd Private Client Wealth LLC otherOtherJan 10, 2017Jan 19, 2017
Timothy Paul HammondUsaa Financial Planning Services no RAUMWealthcare Advisory Partners LLC otherOtherDec 14, 2016Jan 12, 2017
Jeffrey Scott HayesUsaa Financial Planning Services no RAUMPersonal Capital Advisors Corporation independent RIAOtherDec 14, 2016Jun 13, 2018 (546 d)
Nicholas John DoddsUsaa Financial Planning Services no RAUMVanguard Advisers, Inc. BD affiliatedOtherNov 11, 2016Sep 5, 2019 (1028 d)
Jonathan PeytonUsaa Financial Planning Services no RAUMLPL Financial LLC otherOtherNov 3, 2016Oct 26, 2016
Miguel Angel SaldanaUsaa Financial Planning Services no RAUMRaymond James Financial Services Advisors, Inc otherOtherNov 2, 2016Dec 5, 2016 (33 d)
Nicholas Anthony CovyeauUsaa Financial Planning Services no RAUMLegend Advisory, LLC otherOtherNov 2, 2016Oct 3, 2017 (335 d)
Andrea Brown MolaviUsaa Financial Planning Services no RAUMWells Fargo Advisors wirehouseOtherOct 31, 2016Nov 10, 2016
Michael Scott DubenskyUsaa Financial Planning Services no RAUMLPL Financial LLC otherOtherOct 27, 2016Oct 24, 2016
Jon Thomas ThompsonUsaa Financial Planning Services no RAUMLPL Financial LLC otherOtherOct 26, 2016Oct 25, 2016
Cortney Marie CookUsaa Financial Planning Services no RAUMRobert W. Baird & Co. Incorporated otherOtherOct 11, 2016Oct 10, 2016
Antonio Quoc GreenUsaa Financial Planning Services no RAUMVanguard Advisers, Inc. otherOtherOct 3, 2016Oct 26, 2016
Kelly MooreUsaa Financial Planning Services no RAUMEdward Jones national BDOtherSep 23, 2016Oct 14, 2016
Jordan Blaine AraveUsaa Financial Planning Services no RAUMCreative Planning otherOtherSep 23, 2016Oct 24, 2016 (31 d)
Ferris S J AhnUsaa Financial Planning Services no RAUMHsbc Securities (USA) Inc. otherOtherSep 22, 2016Sep 13, 2016
Jason DuffautUsaa Financial Planning Services no RAUMLPL Financial LLC otherOtherSep 22, 2016Sep 15, 2016
William Douglas ZimmermanUsaa Financial Planning Services no RAUMNorthwestern Mutual Investment Services,LLC no RAUMOtherSep 16, 2016Dec 16, 2016 (91 d)
David Allen DodgenUsaa Financial Planning Services no RAUMJ.P. Morgan Securities LLC wirehouseOtherSep 14, 2016Sep 21, 2016
Charles RaineyUsaa Financial Planning Services no RAUMVanguard Advisers, Inc. BD affiliatedOtherSep 13, 2016Nov 1, 2019 (1144 d)
Curtis Randall BrooksUsaa Financial Planning Services no RAUM5c Capital Management, LLC otherOtherSep 9, 2016Apr 10, 2017 (213 d)
Anthony KingUsaa Financial Planning Services no RAUMMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 8, 2016Feb 17, 2017 (162 d)
Simon Alexander CainUsaa Financial Planning Services no RAUMEdward Jones national BDOtherSep 8, 2016Feb 14, 2017 (159 d)
Simon WhitakerUsaa Financial Planning Services no RAUMCapital One Advisors, LLC otherOtherAug 30, 2016Jun 1, 2017 (275 d)
Carlos Javier LopezUsaa Financial Planning Services no RAUMMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 26, 2016Sep 1, 2020 (1467 d)
Brian MckinneyUsaa Financial Planning Services no RAUMRe-Envision Wealth independent RIAOtherAug 24, 2016Sep 13, 2019 (1115 d)
Stephen Barry FreedmanUsaa Financial Planning Services no RAUMEdelman Financial Services, LLC otherOtherAug 17, 2016Aug 22, 2016
Matthew E HarrisUsaa Financial Planning Services no RAUMCuso Financial Services, L.P. otherOtherAug 10, 2016Mar 13, 2017 (215 d)
Erica Nicole MolinaUsaa Financial Planning Services no RAUMSchwab Wealth Advisory, Inc. otherOtherAug 5, 2016Sep 21, 2016 (47 d)
Michael Brian SchoffmanUsaa Financial Planning Services no RAUMRetirement Planners Of America otherOtherAug 4, 2016Nov 4, 2016 (92 d)
Eric Thomas LingUsaa Financial Planning Services no RAUMLPL Financial LLC otherOtherAug 4, 2016Aug 2, 2016
Tyler Wade Oneil MccallUsaa Financial Planning Services no RAUMRaymond James Financial Services Advisors, Inc otherOtherAug 4, 2016Dec 14, 2017 (497 d)
Terri HilleyUsaa Financial Planning Services no RAUMStrategic Advisers LLC national BDOtherAug 3, 2016Aug 30, 2016
Scott I MillerUsaa Financial Planning Services no RAUMCharles Schwab & Co., Inc. national BDOtherAug 3, 2016Nov 14, 2016 (103 d)
Dustin Gray SuttleUsaa Financial Planning Services no RAUMHsbc Securities (USA) Inc. otherOtherAug 3, 2016Aug 5, 2016
Robert SherrierUsaa Financial Planning Services no RAUMVanguard Advisers, Inc. otherOtherAug 3, 2016Aug 31, 2016
William James O'NeilUsaa Financial Planning Services no RAUMSantander Securities otherOtherJul 29, 2016Jan 11, 2017 (166 d)
Matthew Charles WollickUsaa Financial Planning Services no RAUMEdelman Financial Services, LLC otherOtherJul 29, 2016Aug 12, 2016
Francis Robert CorsaroUsaa Financial Planning Services no RAUMMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 29, 2016Dec 13, 2016 (137 d)
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535 moves match.