DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Usaa Financial Planning Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Zakaria Fourari	Usaa Financial Planning Services no RAUM	Cetera Investment Advisers LLC other	Other	Feb 19, 2015	Mar 18, 2015
Gary Richard Loduca	Usaa Financial Planning Services no RAUM	Horter Investment Management, LLC other	Other	Feb 17, 2015	Mar 19, 2015
Craig Patrick Morgan	Usaa Financial Planning Services no RAUM	Ek Riley Investments, LLC other	Other	Feb 17, 2015	Jun 16, 2015 (119 d)
Daniel Lee White	Usaa Financial Planning Services no RAUM	Schwab Wealth Advisory, Inc. other	Other	Feb 17, 2015	Mar 27, 2015 (38 d)
Dominica G. Mccann	Usaa Financial Planning Services no RAUM	Vanguard Advisers, Inc. other	Other	Feb 17, 2015	Mar 9, 2015
Stephen Dolgos	Usaa Financial Planning Services no RAUM	Edward Jones national BD	Other	Feb 4, 2015	Mar 16, 2015 (40 d)
Justin Hernandez	Usaa Financial Planning Services no RAUM	Advice And Planning Services other	Other	Dec 11, 2014	Jan 15, 2015 (35 d)
Aaron Michael Pulsford	Usaa Financial Planning Services no RAUM	Edward Jones national BD	Other	Dec 10, 2014	Dec 5, 2014
William Rothwell Wilcox	Usaa Financial Planning Services no RAUM	Cetera Investment Advisers LLC other	Other	Dec 3, 2014	Feb 11, 2015 (70 d)
Kelly Kiyoshiro Arakaki	Usaa Financial Planning Services no RAUM	Schwab Wealth Advisory, Inc. other	Other	Dec 2, 2014	Jan 23, 2015 (52 d)
Steven Adam Sklaver	Usaa Financial Planning Services no RAUM	Charles Schwab & Co., Inc. national BD	Other	Nov 28, 2014	Jan 5, 2015 (38 d)
Owen Montgomery Wilson	Usaa Financial Planning Services no RAUM	UBS Financial Services Inc. wirehouse	Other	Nov 17, 2014	Jun 15, 2016 (576 d)
Ryan J. Mikelonis	Usaa Financial Planning Services no RAUM	Pnc Wealth Management other	Other	Nov 5, 2014	Dec 12, 2014 (37 d)
Alex Chisholm	Usaa Financial Planning Services no RAUM	Signator Investors, Inc. other	Other	Oct 30, 2014	Mar 1, 2016 (488 d)
Shawn Nierman	Usaa Financial Planning Services no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 29, 2014	Sep 6, 2019 (1773 d)
Natalie Ann Rivosecchi	Usaa Financial Planning Services no RAUM	Schwab Wealth Advisory, Inc. other	Other	Oct 29, 2014	Sep 3, 2015 (309 d)
Nicholas James Barnwell	Usaa Financial Planning Services no RAUM	Charles Schwab & Co., Inc. national BD	Other	Oct 28, 2014	Jan 4, 2020 (1894 d)
Timothy S Brady	Usaa Financial Planning Services no RAUM	Edward Jones national BD	Other	Oct 8, 2014	Nov 12, 2014 (35 d)
Oliver Earl Matison	Usaa Financial Planning Services no RAUM	Kestra Advisory Services, LLC other	Other	Oct 2, 2014	Apr 18, 2016 (564 d)
Douglas Joseph Higgins	Usaa Financial Planning Services no RAUM	LPL Financial LLC other	Other	Sep 23, 2014	Sep 30, 2014
Samuel Benford Rankin	Usaa Financial Planning Services no RAUM	Wells Fargo Advisors wirehouse	Other	Sep 23, 2014	Apr 20, 2015 (209 d)
Joshua William Beams	Usaa Financial Planning Services no RAUM	Charles Schwab & Co., Inc. national BD	Other	Sep 17, 2014	Jan 8, 2019 (1574 d)
David Martinez	Usaa Financial Planning Services no RAUM	Advice And Planning Services other	Other	Sep 10, 2014	Sep 26, 2014
Jorge Camero	Usaa Financial Planning Services no RAUM	Bb&T Investment Services, Inc. no RAUM	Other	Sep 8, 2014	Sep 15, 2014
Robert Merrill Seaman	Usaa Financial Planning Services no RAUM	J.P. Morgan Securities LLC wirehouse	Other	Aug 29, 2014	Oct 13, 2014 (45 d)
Dustin Taylor Fier	Usaa Financial Planning Services no RAUM	Commonwealth Financial Network national BD	Other	Aug 22, 2014	Oct 1, 2014 (40 d)
Jason Earl Comer	Usaa Financial Planning Services no RAUM	Advice And Planning Services other	Other	Aug 11, 2014	Sep 15, 2014 (35 d)
Asbjorn Edward Sanders	Usaa Financial Planning Services no RAUM	Advice And Planning Services other	Other	Aug 11, 2014	Sep 4, 2014
Tempest Marie Williams	Usaa Financial Planning Services no RAUM	Eagle Strategies LLC other	Other	Aug 7, 2014	Jan 4, 2017 (881 d)
Jason Andrew Gove	Usaa Financial Planning Services no RAUM	LPL Financial LLC other	Other	Jul 24, 2014	Oct 12, 2017 (1176 d)
Richard Charles Harrison	Usaa Financial Planning Services no RAUM	Advice And Planning Services other	Other	Jul 17, 2014	Aug 7, 2014
Nicholas Barnett	Usaa Financial Planning Services no RAUM	Advice And Planning Services other	Other	Jul 16, 2014	Aug 11, 2014
Raymond Ramos	Usaa Financial Planning Services no RAUM	Capital One Financial Advisors LLC unclassified	Other	Jul 15, 2014	Dec 24, 2014 (162 d)
Kathryne Elaine Micken	Usaa Financial Planning Services no RAUM	Swbc Investment Company other	Other	Jul 11, 2014	Oct 2, 2014 (83 d)
Edmund Allan Oliveros	Usaa Financial Planning Services no RAUM	Vanguard Advisers, Inc. other	Other	Jul 8, 2014	Aug 18, 2014 (41 d)
Mary Elizabeth Stork	Usaa Financial Planning Services no RAUM	Schwab Wealth Advisory, Inc. other	Other	Jul 1, 2014	Aug 13, 2014 (43 d)
Greg Randall Creech	Usaa Financial Planning Services no RAUM	Charles Schwab & Co., Inc. national BD	Other	Jun 30, 2014	Jul 28, 2014
Eric Edward Berndt	Usaa Financial Planning Services no RAUM	Schwab Wealth Advisory, Inc. other	Other	Jun 26, 2014	Jul 22, 2014
David Daniel Arvizu	Usaa Financial Planning Services no RAUM	Schwab Wealth Advisory, Inc. other	Other	Jun 16, 2014	Aug 26, 2014 (71 d)
Mark Edward Stawarz	Usaa Financial Planning Services no RAUM	LPL Financial LLC independent RIA	Other	Jun 13, 2014	Nov 24, 2017 (1260 d)
Justin Temple	Usaa Financial Planning Services no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jun 13, 2014	Feb 2, 2016 (599 d)
Jadie Driscoll	Usaa Financial Planning Services no RAUM	Td Ameritrade, Inc. no RAUM	Other	Jun 6, 2014	Jul 25, 2014 (49 d)
Todd Christopher Wnuk	Usaa Financial Planning Services no RAUM	Sendero Wealth Management, LLC independent RIA	Other	May 30, 2014	Jan 25, 2024 (3527 d)
Michael Damien Johnston	Usaa Financial Planning Services no RAUM	South Texas Money Management, Ltd. other	Other	May 21, 2014	Apr 5, 2016 (685 d)
Justin Adam Longfellow	Usaa Financial Planning Services no RAUM	Vanguard Advisers, Inc. other	Other	May 21, 2014	Jun 18, 2014
Rebecca Minch Tornabene	Usaa Financial Planning Services no RAUM	Beacon Pointe Wealth Advisors, LLC other	Other	May 21, 2014	Sep 23, 2016 (856 d)
Melissa Rivas	Usaa Financial Planning Services no RAUM	Schwab Wealth Advisory, Inc. other	Other	May 16, 2014	Jun 20, 2014 (35 d)
John R Nolan	Usaa Financial Planning Services no RAUM	Strategic Advisers LLC national BD	Other	May 7, 2014	Apr 7, 2015 (335 d)
Robert Edward Burks	Usaa Financial Planning Services no RAUM	MML Investors Services, LLC other	Other	May 6, 2014	Jun 23, 2014 (48 d)
Jason Robert Johnson	Usaa Financial Planning Services no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Apr 30, 2014	May 19, 2014
Brian Joseph Mcguire	Usaa Financial Planning Services no RAUM	Edelman Financial Services, LLC other	Other	Apr 25, 2014	May 1, 2014
Steven Ferdinand Fattorini	Usaa Financial Planning Services no RAUM	Scottrade Investment Management other	Other	Apr 25, 2014	May 18, 2016 (754 d)
Whittney D Harvey	Usaa Financial Planning Services no RAUM	Lincoln Investment other	Other	Apr 25, 2014	May 15, 2014
John Douglas Hill	Usaa Financial Planning Services no RAUM	Schwab Wealth Advisory, Inc. other	Other	Apr 23, 2014	Jun 16, 2014 (54 d)
Jessica Cafferata	Usaa Financial Planning Services no RAUM	Frontier Investment Management Co other	Other	Apr 16, 2014	Apr 24, 2014
Kevin Bast	Usaa Financial Planning Services no RAUM	Morgan Stanley wirehouse	Other	Apr 15, 2014	Oct 4, 2018 (1633 d)
Thomas A Mclean	Usaa Financial Planning Services no RAUM	J.P. Morgan Securities LLC wirehouse	Other	Apr 10, 2014	Jun 18, 2014 (69 d)
Arnold Thompson	Usaa Financial Planning Services no RAUM	State Farm Investment Management Corp. asset manager	Other	Apr 10, 2014	Oct 3, 2023 (3463 d)
Ramona Janina Maior	Usaa Financial Planning Services no RAUM	Vanguard Advisers, Inc. other	Other	Apr 10, 2014	Dec 13, 2016 (978 d)
Gilbert Castillo	Usaa Financial Planning Services no RAUM	Swbc Investment Company other	Other	Apr 8, 2014	Mar 26, 2014

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535 moves match.