DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Vanguard Advisers, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas Louis Greco | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 13, 2026 | Mar 3, 2026 |
| Michael Anthony Pappas | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Mar 6, 2026 | Mar 10, 2026 |
| John Basil Mazzarella | Vanguard Advisers, Inc. BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2026 | Aug 20, 2026 (168 d) |
| Brian Douglas Libby | Vanguard Advisers, Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | Mar 2, 2026 | Mar 4, 2026 |
| Danny Murego | Vanguard Advisers, Inc. BD affiliated | Seia BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2026 | Mar 4, 2026 |
| Austin James Luckie | Vanguard Advisers, Inc. BD affiliated | Vilga Financial Planning LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2026 | Feb 2, 2026 |
| Adam Spencer Casto | Vanguard Advisers, Inc. BD affiliated | Safeguard Investment Advisory Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2026 | Mar 16, 2026 |
| Hannah Lakian | Vanguard Advisers, Inc. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Feb 13, 2026 | Mar 3, 2026 |
| Sydney Veilleux | Vanguard Advisers, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2026 | Feb 20, 2026 |
| Joshua David Pearson | Vanguard Advisers, Inc. BD affiliated | Blue Bell Private Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 10, 2026 | Feb 5, 2026 |
| Melek Akgul-Lee | Vanguard Advisers, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 6, 2026 | Feb 2, 2026 |
| Riley Allyn Jones | Vanguard Advisers, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 6, 2026 | Feb 2, 2026 |
| Tracey Ann Gledhill | Vanguard Advisers, Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2026 | Jul 21, 2026 (173 d) |
| Raj Shekar | Vanguard Advisers, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 28, 2026 | Mar 23, 2026 (54 d) |
| Irina Gavrilyaka | Vanguard Advisers, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2026 | Jan 26, 2026 |
| Daniel Alexander Schmitz | Vanguard Advisers, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2026 | Jan 14, 2026 |
| Kara Lee South | Vanguard Advisers, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 14, 2026 | Apr 9, 2026 (85 d) |
| Thomas Alan Stewart | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Dec 31, 2025 | Jan 13, 2026 |
| William John Werner | Vanguard Advisers, Inc. BD affiliated | Mission Wealth Management, LP independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2025 | Jan 12, 2026 |
| Travis Michael Bell | Vanguard Advisers, Inc. BD affiliated | Totem Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 31, 2025 | Jan 16, 2026 |
| Javonte Hubbard | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Dec 31, 2025 | Jun 4, 2026 (155 d) |
| Rodger Hanson | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Dec 24, 2025 | Mar 27, 2026 (93 d) |
| Joshua Harris Eskin | Vanguard Advisers, Inc. BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2025 | Dec 19, 2025 |
| Joseph Thomas Allocca | Vanguard Advisers, Inc. BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2025 | Jul 23, 2026 (212 d) |
| John Patrick Collins | Vanguard Advisers, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2025 | Jul 17, 2026 (207 d) |
| Chelsea D Stevens | Vanguard Advisers, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2025 | Jul 6, 2026 (196 d) |
| Jeffrey Robert Mcgrody | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 19, 2025 | Jan 12, 2026 |
| Soren Van Houten | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Dec 12, 2025 | Jan 9, 2026 |
| Yulia Schneider | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Dec 4, 2025 | Dec 23, 2025 |
| Ty Tabile | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Nov 26, 2025 | Dec 3, 2025 |
| Matthew James Loughren | Vanguard Advisers, Inc. BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 20, 2025 | Nov 19, 2025 |
| Courtney Nicole Hicks | Vanguard Advisers, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2025 | Nov 21, 2025 |
| Jay P Fitz | Vanguard Advisers, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 13, 2025 | Apr 27, 2026 (165 d) |
| Felipe Andre Zegarra | Vanguard Advisers, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 7, 2025 | Nov 10, 2025 |
| Nathan Niles Stumberg | Vanguard Advisers, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 29, 2025 | Oct 23, 2025 |
| Nolan Kostulias | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 29, 2025 | Dec 19, 2025 (51 d) |
| Jeremy Crespillo Belingon | Vanguard Advisers, Inc. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 28, 2025 | Apr 7, 2026 (161 d) |
| Jensen Coe Quinn | Vanguard Advisers, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Oct 28, 2025 | Nov 5, 2025 |
| Dylan Tyler Wimberly | Vanguard Advisers, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 27, 2025 | Oct 17, 2025 |
| Heath Dowell | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Oct 24, 2025 | Oct 28, 2025 |
| Britney Francis Bennett | Vanguard Advisers, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 23, 2025 | Nov 13, 2025 |
| Kevin Javier Stewart | Vanguard Advisers, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 23, 2025 | Oct 16, 2025 |
| Timothy E Moore | Vanguard Advisers, Inc. BD affiliated | Principal Advised Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2025 | Nov 19, 2025 |
| Nathan Ives Daniel | Vanguard Advisers, Inc. BD affiliated | Market Street Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2025 | Oct 21, 2025 |
| Robert Cherry | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Oct 16, 2025 | Oct 29, 2025 |
| Jerome John Wojnicki | Vanguard Advisers, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2025 | Oct 14, 2025 |
| Ryan Thomas Moran | Vanguard Advisers, Inc. BD affiliated | Locus Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 15, 2025 | Oct 8, 2025 |
| Douglas Edward Kramer | Vanguard Advisers, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 15, 2025 | Nov 13, 2025 |
| John Paul Elias Landis | Vanguard Advisers, Inc. BD affiliated | Faithward Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 14, 2025 | Feb 23, 2026 (132 d) |
| Daniel Jackson | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 3, 2025 | Oct 8, 2025 |
| Allie Jennifer Trimble | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Oct 3, 2025 | Oct 29, 2025 |
| Sean Glenn Kelley | Vanguard Advisers, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 24, 2025 | Sep 17, 2025 |
| Jacob Kanter Lang | Vanguard Advisers, Inc. BD affiliated | Lang Capital state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 23, 2025 | Oct 9, 2025 |
| Jeffrey Scott Hayes | Vanguard Advisers, Inc. BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2025 | Aug 12, 2026 (327 d) |
| Brian Mahony Nash | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Sep 18, 2025 | Sep 23, 2025 |
| Daniel Adam Brooks | Vanguard Advisers, Inc. BD affiliated | Penn Advisory Group Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 10, 2025 | Aug 29, 2025 |
| John Taylor | Vanguard Advisers, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 9, 2025 | Apr 1, 2026 (204 d) |
| Zachary John Perret | Vanguard Advisers, Inc. BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Sep 8, 2025 | Sep 11, 2025 |
| Kevin Joseph Decker | Vanguard Advisers, Inc. BD affiliated | Retirement Income Solutions, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 5, 2025 | Sep 15, 2025 |
| Jonathan Admiral Covington | Vanguard Advisers, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Sep 5, 2025 | Sep 6, 2025 |
1,260 moves match.