| Stanley Sroufe Barnes | Fisher Investments other | Lesa Sroufe & Company, Inc. independent RIA | Other | May 23, 2016 | Jul 20, 2018 (788 d) |
| Matthew Ebeling | Fisher Investments other | Fort Vancouver Investment Management, LLC independent RIA | Other | May 18, 2016 | May 19, 2016 |
| Stefan Noah Hermann | Fisher Investments other | Beacon Trust other | Other | May 5, 2016 | Jun 13, 2016 (39 d) |
| Francis J Aiello | Fisher Investments other | Pnc Wealth Management other | Other | May 5, 2016 | Jun 10, 2016 (36 d) |
| Kevin Peter Roche | Fisher Investments other | Assembly Wealth other | Other | May 5, 2016 | May 12, 2016 |
| Craig Matthew Wezenski | Fisher Investments other | Willingdon Wealth Management LLC other | Other | Apr 28, 2016 | Mar 29, 2016 |
| Joshua David Thomas Hall | Fisher Investments other | J.P. Morgan Private Wealth Advisors LLC other | Other | Apr 20, 2016 | Apr 22, 2016 |
| Patrick Albert Kramer | Fisher Investments other | Pruco Securities, LLC other | Other | Apr 7, 2016 | Aug 4, 2016 (119 d) |
| Paul E Tichy | Fisher Investments other | Cambridge Investment Research Advisors, Inc. other | Other | Apr 5, 2016 | Jun 17, 2016 (73 d) |
| Kerry Vaun Poulson | Fisher Investments other | Scf Investment Advisors, Inc. other | Other | Feb 9, 2016 | Jan 29, 2016 |
| James Anthony Mellon | Fisher Investments other | Td Ameritrade Investment Management, LLC other | Other | Jan 25, 2016 | Jul 19, 2016 (176 d) |
| Stephane Johnston | Fisher Investments other | Bancwest Investment Services, Inc. (Bwis) other | Other | Jan 15, 2016 | Jan 14, 2016 |
| Salvatore Joseph Timperio | Fisher Investments other | Investivist, LLC no RAUM | Other | Jan 14, 2016 | Sep 29, 2016 (259 d) |
| Andy Patrick Murphy | Fisher Investments other | Morgan Stanley wirehouse | Other | Jan 14, 2016 | May 20, 2016 (127 d) |
| David Nelson Lundquist | Fisher Investments other | Beta Wealth Group, Inc other | Other | Jan 7, 2016 | May 3, 2016 (117 d) |
| Ryan Jeffrey Walker | Fisher Investments other | State Farm Investment Management Corp. asset manager | Other | Dec 24, 2015 | Sep 7, 2018 (988 d) |
| Beth Berthelot Falkenstein | Fisher Investments other | Creative Planning other | Other | Dec 18, 2015 | Jun 17, 2016 (182 d) |
| John Lanning Baker | Fisher Investments other | Creative Planning other | Other | Dec 18, 2015 | Jan 4, 2016 |
| Meagan Jorgensen Buus | Fisher Investments other | E*Trade Capital Management, LLC other | Other | Dec 14, 2015 | Jan 27, 2016 (44 d) |
| George Edward Bumpus | Fisher Investments other | Td Ameritrade, Inc. no RAUM | Other | Nov 12, 2015 | Dec 2, 2015 |
| Michael Donlan Delpozzo | Fisher Investments other | Arete Wealth Advisors, LLC BD affiliated | Other | Oct 20, 2015 | Mar 25, 2022 (2348 d) |
| Magdalena Doemeny | Fisher Investments other | Futureadvisor, Inc. other | Other | Oct 20, 2015 | Nov 5, 2015 |
| Parker Mitchell Emerson | Fisher Investments other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 20, 2015 | May 9, 2019 (1297 d) |
| Ryan Scott Ornellas | Fisher Investments other | Advice And Planning Services other | Other | Sep 8, 2015 | Sep 22, 2015 |
| Vijay C Patel | Fisher Investments other | Dragon Financial Group other | Other | Jul 28, 2015 | Dec 7, 2015 (132 d) |
| David Kenneth Mcintosh | Fisher Investments other | Paracle Advisors LLC other | Other | Jul 28, 2015 | Aug 11, 2015 |
| David Alan Humphrey | Fisher Investments other | Valic Financial Advisors, Inc. other | Other | Jul 10, 2015 | Sep 3, 2015 (55 d) |
| Adam Gregory Johnson | Fisher Investments other | Td Ameritrade Investment Management, LLC other | Other | Jun 3, 2015 | Aug 25, 2015 (83 d) |
| Michael Richard Ferdinando | Fisher Investments other | Brighton Jones LLC other | Other | May 18, 2015 | Jun 11, 2015 |
| Michael Patrick Kelly | Fisher Investments other | Empirical Wealth Management other | Other | May 18, 2015 | May 28, 2015 |
| Melissa Ivette Elliott | Fisher Investments other | Mariner BD affiliated | Other | May 18, 2015 | Aug 21, 2026 (4113 d) |
| Andreas Michael Johnson | Fisher Investments other | Creative Planning independent RIA | Other | May 8, 2015 | Feb 5, 2019 (1369 d) |
| James Alan Emanuel | Fisher Investments other | J.P. Morgan Securities LLC wirehouse | Other | Apr 22, 2015 | Jun 23, 2015 (62 d) |
| Marc Lowell Murray | Fisher Investments other | Wallick Investments, LLC independent RIA | Other | Apr 6, 2015 | Apr 13, 2015 |
| Wyatt W Swartz | Fisher Investments other | W. Swartz & Co., LLC state registered | Other | Apr 2, 2015 | Aug 31, 2015 (151 d) |
| Maureen Zavatone | Fisher Investments other | Morgan Stanley wirehouse | Other | Mar 4, 2015 | Aug 6, 2015 (155 d) |
| Kathleen Rose Randall | Fisher Investments other | Brighton Jones LLC other | Other | Feb 18, 2015 | Mar 9, 2015 |
| Brian Francis | Fisher Investments other | Investors Capital Advisory other | Other | Jan 21, 2015 | Jul 16, 2015 (176 d) |
| Tyler R Price | Fisher Investments other | Cetera Advisors LLC other | Other | Jan 16, 2015 | Jan 20, 2015 |
| Stephen Jinho Choi | Fisher Investments other | Charles Schwab & Co., Inc. national BD | Other | Jan 16, 2015 | Jun 1, 2015 (136 d) |
| Keith Andrew Reiland | Fisher Investments other | Jensen Investment Management Inc. other | Other | Jan 16, 2015 | Jan 5, 2015 |
| Eric Kim Hall | Fisher Investments other | J.P. Morgan Securities LLC wirehouse | Other | Jan 6, 2015 | Apr 3, 2015 (87 d) |
| Alan Brian Zinkin | Fisher Investments other | Tudor Advisors LLC state registered | Other | Dec 8, 2014 | Jan 4, 2021 (2219 d) |
| Brandon Lee Van Goethen | Fisher Investments other | Wells Fargo Advisors wirehouse | Other | Dec 8, 2014 | Oct 6, 2015 (302 d) |
| Keith Phillip Hudson | Fisher Investments other | E*Trade Capital Management, LLC other | Other | Nov 25, 2014 | Nov 26, 2014 |
| Eric James Holder | Fisher Investments other | Alliancebernstein L.P. asset manager | Other | Nov 25, 2014 | May 20, 2022 (2733 d) |
| Kevin Michael Lutz | Fisher Investments other | Bbr Partners, LLC independent RIA | Other | Nov 11, 2014 | Jul 9, 2018 (1336 d) |
| Gary Michael Gingrich | Fisher Investments other | Advice And Planning Services other | Other | Oct 17, 2014 | Nov 14, 2014 |
| Christopher Ara Markarian | Fisher Investments other | LPL Financial LLC other | Other | Oct 17, 2014 | Mar 6, 2015 (140 d) |
| Travis R Kauzer | Fisher Investments other | Fort Point Capital Partners LLC other | Other | Oct 17, 2014 | Dec 23, 2014 (67 d) |
| Anthony Paul Vicari | Fisher Investments other | Tetrad Capital LLC unclassified | Other | Oct 6, 2014 | Jan 9, 2015 (95 d) |
| Norman Wahab | Fisher Investments other | Tetrad Capital LLC unclassified | Other | Oct 6, 2014 | Jan 1, 2015 (87 d) |
| Travis J Wesley | Fisher Investments other | Ameriprise Financial Services, LLC national BD | Other | Oct 3, 2014 | Aug 17, 2017 (1049 d) |
| James E Fagan | Fisher Investments other | Victory Capital Management Inc. other | Other | Oct 2, 2014 | Oct 27, 2014 |
| Steven Samuel Christensen | Fisher Investments other | Mission Creek Capital Partners, Inc. independent RIA | Other | Oct 2, 2014 | Nov 26, 2014 (55 d) |
| Michael James Joseph | Fisher Investments other | Td Ameritrade, Inc. no RAUM | Other | Sep 9, 2014 | May 5, 2016 (604 d) |
| Brendan Krebs | Fisher Investments other | Gl Investment Services, LLC other | Other | Aug 28, 2014 | Oct 20, 2014 (53 d) |
| Raymond Des Rosiers | Fisher Investments other | Allstate Financial Advisors, LLC BD affiliated | Other | Aug 26, 2014 | Aug 24, 2026 (4381 d) |
| Phillip Noland Attebery | Fisher Investments other | Gupta Wealth Management, LLC other | Other | Aug 20, 2014 | Nov 3, 2014 (75 d) |
| Thomas Scott Mccann | Fisher Investments other | Morgan Stanley wirehouse | Other | Aug 20, 2014 | Aug 19, 2014 |