| Melanie C Jones | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Evoke Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 6, 2019 |
| Matthew Fox | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 4, 2019 | Sep 27, 2019 (115 d) |
| Ryan John Patterson | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 11, 2019 |
| Spencer C Haly | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 7, 2019 |
| Alexander Gregory Jack | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 7, 2019 |
| Spencer Eric Gordon | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 7, 2019 |
| Matthew Elliott Sear | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Inbalance Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Feb 8, 2023 (1345 d) |
| Stefano D'Amato | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Evoke Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 6, 2019 |
| Leon Alexander Baer | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 11, 2019 |
| Daniel James Henry Nowak | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 11, 2019 |
| Brendon Makana Kempin | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Ieq Capital, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 4, 2019 | Jun 11, 2019 |
| Annaamalaii Palani | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Eagle Strategies LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2019 | Jan 1, 2026 (2403 d) |
| Byron Ely Valles | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2019 | Jun 17, 2019 |
| Yash Niphadkar | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Excel Capital Management Corp other | Other | Apr 22, 2019 | Jan 11, 2021 (630 d) |
| Justin Emil Sayada | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Pnc Managed Account Solutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2019 | Dec 16, 2019 (258 d) |
| Scott Michael Dirksen | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Bellingham Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2019 | Oct 21, 2019 (203 d) |
| Amanda Marie Grayson | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Morgan Stanley wirehouse | RIA to wirehouse | Mar 25, 2019 | Apr 26, 2019 (32 d) |
| Lindsey Egan | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Efs Advisors independent RIA | RIA to RIA | Mar 18, 2019 | Feb 24, 2020 (343 d) |
| Jason Riley Mccoy | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Lodestar Private Asset Management LLC independent RIA | RIA to RIA | Feb 25, 2019 | May 14, 2025 (2270 d) |
| Lindsay Anne Romig | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Wells Fargo Advisors wirehouse | RIA to wirehouse | Oct 29, 2018 | Feb 27, 2019 (121 d) |
| Angelo Rufino | J.P. Morgan Private Wealth Advisors LLC mixed wealth | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 18, 2018 | Jul 15, 2019 (270 d) |
| Joshua David Thomas Hall | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Fisher Investments independent RIA | RIA to RIA | Sep 14, 2018 | Aug 12, 2019 (332 d) |
| Daniel George Kiashek | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Sep 11, 2018 | Oct 29, 2019 (413 d) |
| Thea Nesis | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Composition Wealth, LLC other | Other | Aug 30, 2018 | Apr 14, 2016 |
| Roy Corr | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Faraday Capital, L.P. asset manager | Other | Aug 8, 2018 | Apr 11, 2020 (612 d) |
| Edwin Si-Wei Liang | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Aug 1, 2018 | Jun 6, 2019 (309 d) |
| Chelsea Morgan Botta | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Jul 25, 2018 | Jul 24, 2018 |
| Justin Matthew Launer | J.P. Morgan Private Wealth Advisors LLC mixed wealth | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | Jul 3, 2018 | Nov 15, 2022 (1596 d) |
| Michael Deforest Howard-Johnson | J.P. Morgan Private Wealth Advisors LLC mixed wealth | Shepherd Kaplan LLC asset manager | Other | May 15, 2018 | Jun 29, 2018 (45 d) |
| Andrew Thomas Beck | J.P. Morgan Private Wealth Advisors LLC other | Mercer Global Advisors Inc. independent RIA | Other | Feb 20, 2018 | Aug 21, 2025 (2739 d) |
| Caitlin M West | J.P. Morgan Private Wealth Advisors LLC other | Strategic Advisers LLC national BD | Other | Feb 12, 2018 | May 1, 2018 (78 d) |
| Gabriel E Garcia | J.P. Morgan Private Wealth Advisors LLC other | Morgan Stanley wirehouse | Other | Feb 12, 2018 | Feb 13, 2018 |
| Zoya Lechtholz | J.P. Morgan Private Wealth Advisors LLC other | Ameriprise Financial Services, LLC national BD | Other | Feb 1, 2018 | Mar 13, 2018 (40 d) |
| Terri K Bybee | J.P. Morgan Private Wealth Advisors LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jan 11, 2018 | Jan 30, 2018 |
| Rebecca Bradshaw Palmer | J.P. Morgan Private Wealth Advisors LLC other | Ellevest independent RIA | Other | Jan 3, 2018 | Aug 3, 2021 (1308 d) |
| Eileen King Bohn | J.P. Morgan Private Wealth Advisors LLC other | Wells Fargo Advisors wirehouse | Other | Jul 18, 2017 | Aug 9, 2017 |
| Irma Deluna | J.P. Morgan Private Wealth Advisors LLC other | J.P. Morgan Securities LLC wirehouse | Other | Jul 13, 2017 | May 10, 2024 (2493 d) |
| Audra Christine Nay | J.P. Morgan Private Wealth Advisors LLC other | Wells Fargo Advisors wirehouse | Other | May 31, 2017 | Jul 18, 2017 (48 d) |
| Tejas Borse | J.P. Morgan Private Wealth Advisors LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | May 16, 2017 | Aug 14, 2017 (90 d) |
| April Michelle Sullivan | J.P. Morgan Private Wealth Advisors LLC other | Brownson, Rehmus & Foxworth, Inc. independent RIA | Other | Apr 12, 2017 | Feb 20, 2019 (679 d) |
| David Lim | J.P. Morgan Private Wealth Advisors LLC other | Citigroup Global Markets Inc. other | Other | Mar 8, 2017 | Mar 8, 2017 |
| Jennifer A Sun | J.P. Morgan Private Wealth Advisors LLC other | Relevant Wealth Advisors, LLC other | Other | Jan 6, 2017 | Jan 25, 2017 |
| Christopher David Shea | J.P. Morgan Private Wealth Advisors LLC other | Cetera Advisor Networks LLC BD affiliated | Other | Dec 16, 2016 | Apr 22, 2020 (1223 d) |
| Christine Stafstrom | J.P. Morgan Private Wealth Advisors LLC other | People'S Securities, Inc. other | Other | Nov 14, 2016 | Jan 9, 2017 (56 d) |
| Matthew Lester Shiney | J.P. Morgan Private Wealth Advisors LLC other | Edward Jones national BD | Other | Nov 11, 2016 | Apr 22, 2019 (892 d) |
| Michelle Watson | J.P. Morgan Private Wealth Advisors LLC other | Arcturus Financial, LLC no RAUM | Other | Sep 30, 2016 | Nov 2, 2016 (33 d) |
| Erik Heinz Lembcke | J.P. Morgan Private Wealth Advisors LLC other | Gradient Wealth Management other | Other | Sep 26, 2016 | Nov 4, 2016 (39 d) |
| Christine Le Raimond | J.P. Morgan Private Wealth Advisors LLC other | Kayne Anderson Rudnick Investment Management, LLC other | Other | Sep 16, 2016 | Dec 1, 2016 (76 d) |
| Christopher Herridge Rusk | J.P. Morgan Private Wealth Advisors LLC other | B Riley Wealth Management other | Other | Sep 9, 2016 | Oct 28, 2016 (49 d) |
| Rick S Withers | J.P. Morgan Private Wealth Advisors LLC other | Iconiq Capital, LLC other | Other | Jul 11, 2016 | Aug 5, 2016 |
| Michael James Curley | J.P. Morgan Private Wealth Advisors LLC other | Robertson Stephens independent RIA | Other | Jul 7, 2016 | Jan 27, 2025 (3126 d) |
| Jeanne Marie Mcgannon | J.P. Morgan Private Wealth Advisors LLC other | Geller Advisors LLC independent RIA | Other | Jun 14, 2016 | Aug 27, 2021 (1900 d) |
| Andrew Alexander Bunnin | J.P. Morgan Private Wealth Advisors LLC other | Hsbc Securities (USA) Inc. other | Other | Jun 8, 2016 | Sep 2, 2016 (86 d) |
| Tyler Jay Church | J.P. Morgan Private Wealth Advisors LLC other | Morgan Stanley wirehouse | Other | Apr 20, 2016 | May 3, 2016 |
| Jennifer A Sun | J.P. Morgan Private Wealth Advisors LLC other | Wealthfront Advisers LLC other | Other | Mar 2, 2016 | Mar 2, 2016 |
| Alma Lerseth | J.P. Morgan Private Wealth Advisors LLC other | Wells Fargo Advisors wirehouse | Other | Jan 4, 2016 | May 27, 2016 (144 d) |
| William Thomas Spencer | J.P. Morgan Private Wealth Advisors LLC other | Capital One Advisors, LLC other | Other | Sep 2, 2015 | Jun 6, 2016 (278 d) |
| John Kyle Annas | J.P. Morgan Private Wealth Advisors LLC other | Soundhaven Capital Management mixed wealth | Other | Apr 14, 2015 | Apr 14, 2017 (731 d) |
| Marques J Dickson | J.P. Morgan Private Wealth Advisors LLC other | Wells Fargo Advisors wirehouse | Other | Mar 31, 2015 | Nov 10, 2015 (224 d) |
| Alan I Wolberg | J.P. Morgan Private Wealth Advisors LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Feb 25, 2015 | Mar 23, 2015 |