| Timothy Chandler Atkins | Allstate Financial Advisors, LLC no RAUM | Ic Advisory Services, Inc. other | Other | Dec 4, 2013 | Dec 4, 2013 |
| Lisa Faith Bonner | Allstate Financial Advisors, LLC no RAUM | J.P. Morgan Securities LLC wirehouse | Other | Nov 6, 2013 | Oct 31, 2013 |
| William Joseph Stricklin | Allstate Financial Advisors, LLC no RAUM | Valic Financial Advisors, Inc. other | Other | Sep 16, 2013 | Sep 18, 2013 |
| David J Brunswick | Allstate Financial Advisors, LLC no RAUM | G. A. Repple & Company other | Other | Sep 4, 2013 | Sep 3, 2013 |
| Charles P. Lynch | Allstate Financial Advisors, LLC no RAUM | UBS Financial Services Inc. wirehouse | Other | Aug 29, 2013 | Oct 21, 2013 (53 d) |
| Joel E Salazar | Allstate Financial Advisors, LLC no RAUM | Ameriprise Financial Services, LLC national BD | Other | Aug 26, 2013 | Aug 23, 2013 |
| Gary Ovsak | Allstate Financial Advisors, LLC no RAUM | Reliance Investing, Inc. state registered | Other | Aug 20, 2013 | Feb 5, 2014 (169 d) |
| Samuel Louis Motto | Allstate Financial Advisors, LLC no RAUM | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 16, 2013 | May 5, 2016 (1024 d) |
| Claire Lee Jackson | Allstate Financial Advisors, LLC no RAUM | Concourse Financial Group Advisors other | Other | Jun 24, 2013 | Aug 2, 2013 (39 d) |
| Kenneth Dean Quiat | Allstate Financial Advisors, LLC no RAUM | Foresters Equity Services, Inc. other | Other | May 24, 2013 | Jan 30, 2014 (251 d) |
| Steven James Casull | Allstate Financial Advisors, LLC no RAUM | Nationwide Securities, LLC no RAUM | Other | May 20, 2013 | Sep 6, 2013 (109 d) |
| Robin Vail Platt | Allstate Financial Advisors, LLC no RAUM | Hancock Whitney Investment Services Inc. other | Other | Apr 30, 2013 | May 13, 2013 |
| Florencio Gilberto Sandoval | Allstate Financial Advisors, LLC no RAUM | J.P. Morgan Securities LLC wirehouse | Other | Apr 3, 2013 | Apr 4, 2013 |
| David Osborne Gillaspy | Allstate Financial Advisors, LLC no RAUM | Madison Avenue Securities, LLC other | Other | Mar 5, 2013 | Apr 2, 2013 |
| Andrew Lee Walton | Allstate Financial Advisors, LLC no RAUM | Charles Schwab & Co., Inc. national BD | Other | Dec 31, 2012 | Jan 9, 2013 |
| Raphael Peter Vega | Allstate Financial Advisors, LLC no RAUM | Principal Securities, Inc. other | Other | Dec 21, 2012 | Feb 6, 2013 (47 d) |
| Matthew Gerard Sebenoler | Allstate Financial Advisors, LLC no RAUM | Wells Fargo Advisors wirehouse | Other | Nov 9, 2012 | Nov 2, 2012 |
| Donald Leroy Silberman | Allstate Financial Advisors, LLC no RAUM | Summit Financial Group Inc other | Other | Oct 16, 2012 | Feb 28, 2013 (135 d) |
| Harold Joseph Browne | Allstate Financial Advisors, LLC no RAUM | Oneamerica Securities, Inc. other | Other | Oct 3, 2012 | Apr 14, 2014 (558 d) |
| Mark Goldfinger | Allstate Financial Advisors, LLC no RAUM | Rvw Wealth LLC other | Other | Aug 31, 2012 | Aug 6, 2013 (340 d) |
| Carlos Alberto Romero | Allstate Financial Advisors, LLC no RAUM | Lara, May & Associates, LLC other | Other | Jun 21, 2012 | Jul 17, 2012 |
| Peter James Crotty | Allstate Financial Advisors, LLC no RAUM | Fifth Third Securities, Inc. other | Other | May 29, 2012 | Jun 7, 2012 |
| William David Beutel | Allstate Financial Advisors, LLC no RAUM | Dynamic Allocators LLC unclassified | Other | Apr 30, 2012 | Jan 1, 2013 (246 d) |
| David John Kimura | Allstate Financial Advisors, LLC no RAUM | Edward Jones national BD | Other | Apr 23, 2012 | Jun 15, 2012 (53 d) |
| Keeley Michael Moore | Allstate Financial Advisors, LLC no RAUM | Concourse Financial Group Advisors other | Other | Apr 13, 2012 | May 4, 2012 |
| Mark Lehman Bobruff | Allstate Financial Advisors, LLC no RAUM | Msi Financial Services, Inc. other | Other | Mar 23, 2012 | May 3, 2012 (41 d) |
| Shane Allen Jensen | Allstate Financial Advisors, LLC no RAUM | Cetera Advisor Networks LLC other | Other | Mar 15, 2012 | Mar 19, 2012 |
| Kory Allan Johnson | Allstate Financial Advisors, LLC no RAUM | Valic Financial Advisors, Inc. other | Other | Feb 16, 2012 | Feb 22, 2012 |
| Scott Austin Carlson | Allstate Financial Advisors, LLC no RAUM | Spc other | Other | Jan 9, 2012 | Jan 5, 2012 |
| Howard Bruce Marshall | Allstate Financial Advisors, LLC no RAUM | Ameriprise Financial Services, LLC national BD | Other | Nov 4, 2011 | Nov 1, 2011 |
| Jorge Alberto Trevino | Allstate Financial Advisors, LLC no RAUM | Quest Capital Strategies, Inc. other | Other | Oct 18, 2011 | Sep 19, 2013 (702 d) |
| Judd Martin Peterson | Allstate Financial Advisors, LLC no RAUM | Miller Howard Investments Inc other | Other | Oct 11, 2011 | May 29, 2012 (231 d) |
| Derek Adam Vance | Allstate Financial Advisors, LLC no RAUM | Key Investment Services LLC other | Other | Oct 6, 2011 | Nov 21, 2011 (46 d) |
| James M Mccrory | Allstate Financial Advisors, LLC no RAUM | Touchstone Advisors Inc other | Other | Sep 22, 2011 | Sep 26, 2011 |
| Michael Anthony Pugliese | Allstate Financial Advisors, LLC no RAUM | LPL Financial LLC other | Other | Aug 26, 2011 | Feb 10, 2012 (168 d) |
| Andrew S Apple | Allstate Financial Advisors, LLC no RAUM | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Aug 17, 2011 | Jul 12, 2016 (1791 d) |
| Charles Macdonald Kerr | Allstate Financial Advisors, LLC no RAUM | LPL Financial LLC other | Other | Jul 14, 2011 | Jul 12, 2011 |
| John Thomas Dwyer | Allstate Financial Advisors, LLC no RAUM | Capital Financial Services, Inc. other | Other | Jun 14, 2011 | Jun 12, 2013 (729 d) |
| Tammie Moore Parran | Allstate Financial Advisors, LLC no RAUM | Geneos Wealth Management, Inc. other | Other | Mar 22, 2011 | Mar 10, 2011 |
| Bruce Allen Joseph | Allstate Financial Advisors, LLC no RAUM | Fifth Third Securities, Inc. other | Other | Mar 18, 2011 | Mar 23, 2011 |
| Lee Stanley Martin | Allstate Financial Advisors, LLC no RAUM | Nrp Advisors, Inc. unclassified | Other | Sep 29, 2009 | Aug 17, 2009 |
| Heather Anne Crake | Allstate Financial Advisors, LLC no RAUM | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Aug 6, 2009 | Mar 8, 2011 (579 d) |
| Paul Andrew Muskin | Allstate Financial Advisors, LLC no RAUM | Huntington Financial Advisors other | Other | May 19, 2009 | Dec 22, 2009 (217 d) |
| Robert Michael Rollins | Allstate Financial Advisors, LLC no RAUM | Investment Advisors International, Inc. unclassified | Other | Oct 8, 2008 | Oct 4, 2010 (726 d) |