| Michael Thomas Bindas | Securities America Advisors, Inc. other | Investment Centers Of America, Inc. other | Other | Dec 2, 2015 | Dec 7, 2015 |
| Michael Craig Mckean | Securities America Advisors, Inc. other | Infinity Financial Services Advisory independent RIA | Other | Dec 1, 2015 | Jan 1, 2026 (3684 d) |
| Christopher John Birmingham | Securities America Advisors, Inc. other | Investment Centers Of America, Inc. other | Other | Dec 1, 2015 | Dec 2, 2015 |
| Thomas Jon Halstenson | Securities America Advisors, Inc. other | Investment Centers Of America, Inc. other | Other | Dec 1, 2015 | Dec 7, 2015 |
| Patrick Lee Mcintyre | Securities America Advisors, Inc. other | Investment Centers Of America, Inc. other | Other | Dec 1, 2015 | Nov 30, 2015 |
| Christopher James Siverson | Securities America Advisors, Inc. other | Investment Centers Of America, Inc. other | Other | Dec 1, 2015 | Nov 30, 2015 |
| Vinton Dixon Hartmann | Securities America Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Nov 23, 2015 | Nov 20, 2015 |
| Gregory Charles O'Donnell | Securities America Advisors, Inc. other | O'Donnell Financial Services, LLC other | Other | Nov 16, 2015 | Mar 19, 2015 |
| Troy Collins Copeland | Securities America Advisors, Inc. other | O'Donnell Financial Services, LLC other | Other | Nov 16, 2015 | Aug 11, 2015 |
| Juan Rafael Rodriguez | Securities America Advisors, Inc. other | Bfc Planning, Inc. other | Other | Nov 12, 2015 | Nov 9, 2015 |
| Andrew Theo Glatzel | Securities America Advisors, Inc. other | Seacap Advisors, LLC state registered | Other | Nov 12, 2015 | Nov 29, 2023 (2939 d) |
| Kelli Lyn Gabriel | Securities America Advisors, Inc. other | Cambridge Investment Research Advisors, Inc. other | Other | Nov 10, 2015 | Nov 6, 2015 |
| Frank Mckinney | Securities America Advisors, Inc. other | Cetera Advisors LLC other | Other | Nov 10, 2015 | Nov 9, 2015 |
| Matthew Wardwell Semeyn | Securities America Advisors, Inc. other | Cetera Advisors LLC other | Other | Nov 10, 2015 | Nov 9, 2015 |
| James Anthony Johnson | Securities America Advisors, Inc. other | Scf Investment Advisors, Inc. other | Other | Nov 5, 2015 | Nov 6, 2015 |
| Trevor Thomas Leidy | Securities America Advisors, Inc. other | Investment Centers Of America, Inc. other | Other | Nov 3, 2015 | Oct 29, 2015 |
| Megan L Mcmillan | Securities America Advisors, Inc. other | Independent Financial Group, LLC other | Other | Nov 2, 2015 | Nov 5, 2015 |
| Kathy Michelle Keadle | Securities America Advisors, Inc. other | Independent Financial Group, LLC other | Other | Oct 27, 2015 | Nov 2, 2015 |
| Kristi M Trowbridge | Securities America Advisors, Inc. other | Nfp Advisor Services, LLC other | Other | Oct 23, 2015 | Dec 3, 2015 (41 d) |
| Amrish Navnitbhai Patel | Securities America Advisors, Inc. other | Msi Financial Services, Inc. other | Other | Oct 23, 2015 | Oct 23, 2015 |
| Michael Lee Forsberg | Securities America Advisors, Inc. other | Usadvisors Wealth Management, LLC other | Other | Oct 21, 2015 | Oct 20, 2015 |
| Paul Dean Garnett | Securities America Advisors, Inc. other | Garnett Investment Strategies independent RIA | Other | Oct 13, 2015 | Jan 1, 2026 (3733 d) |
| Traci Danielle Garnett-Froscheiser | Securities America Advisors, Inc. other | Sri, LLC unclassified | Other | Oct 9, 2015 | Oct 13, 2015 |
| Oliver Coleman Scholle | Securities America Advisors, Inc. other | Commonwealth Financial Network national BD | Other | Oct 5, 2015 | Oct 5, 2015 |
| Shaun Francis Moynihan | Securities America Advisors, Inc. other | Kalos Management other | Other | Oct 5, 2015 | Jun 7, 2017 (611 d) |
| Alan Edward Yanowitz | Securities America Advisors, Inc. other | Capital Analysts other | Other | Oct 2, 2015 | Oct 1, 2015 |
| David Frank Alfano | Securities America Advisors, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Oct 1, 2015 | Sep 28, 2015 |
| Mark Edward Engle | Securities America Advisors, Inc. other | Usadvisors Wealth Management, LLC other | Other | Sep 15, 2015 | Aug 26, 2015 |
| Ralph Von Allen | Securities America Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Sep 4, 2015 | Sep 8, 2015 |
| Stephen Ole Meidahl | Securities America Advisors, Inc. other | Commonwealth Financial Network national BD | Other | Aug 28, 2015 | Aug 15, 2016 (353 d) |
| Matthew Lewis Gentry | Securities America Advisors, Inc. other | Balefire, LLC other | Other | Aug 28, 2015 | Aug 27, 2015 |
| Joyce Ann Sobczyk | Securities America Advisors, Inc. other | Voya Retirement Advisors, LLC other | Other | Aug 18, 2015 | Aug 24, 2015 |
| Timothy B Jennings | Securities America Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Aug 17, 2015 | Sep 1, 2016 (381 d) |
| Kimberly Seaborn Emerson | Securities America Advisors, Inc. other | Morgan Stanley wirehouse | Other | Aug 13, 2015 | Jul 29, 2015 |
| Mark Joseph Demma | Securities America Advisors, Inc. other | Demma-Novak Wealth Management state registered | Other | Aug 5, 2015 | Jan 20, 2015 |
| Brian Christopher Mcdaid | Securities America Advisors, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Jul 28, 2015 | Jul 28, 2015 |
| John Walter Yoash | Securities America Advisors, Inc. other | Northstar Wealth Management, LLC unclassified | Other | Jun 11, 2015 | Aug 5, 2015 (55 d) |
| Raymond Michael Whittenburg | Securities America Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Jun 9, 2015 | Jun 8, 2015 |
| Joshua Floyd Black | Securities America Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Jun 9, 2015 | Jun 9, 2015 |
| Jordan M Whittenburg | Securities America Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Jun 9, 2015 | Jun 8, 2015 |
| Janice Adele Thompson | Securities America Advisors, Inc. other | One Degree Advisors, Inc. independent RIA | Other | Jun 8, 2015 | Aug 18, 2021 (2263 d) |
| Bryan Kent Pinkerton | Securities America Advisors, Inc. other | Farmers Asset Management, LLC state registered | Other | Jun 8, 2015 | May 8, 2026 (3987 d) |
| Jonathan P Smith | Securities America Advisors, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Jun 5, 2015 | Jun 18, 2015 |
| Andrew Mark Dalka | Securities America Advisors, Inc. other | Ameritas Advisory Services other | Other | May 28, 2015 | Jun 1, 2015 |
| Kevin David Nichols | Securities America Advisors, Inc. other | International Assets Investment Management, LLC other | Other | Apr 29, 2015 | Apr 7, 2015 |
| Shawn David Danziger | Securities America Advisors, Inc. other | Fsc Securities Corporation other | Other | Apr 29, 2015 | Apr 24, 2015 |
| Phillip Arthur Larson | Securities America Advisors, Inc. other | Harbour Investments, Inc. other | Other | Apr 28, 2015 | Jun 8, 2016 (407 d) |
| Shannon Lynn Nagy | Securities America Advisors, Inc. other | International Assets Investment Management, LLC other | Other | Apr 24, 2015 | Apr 7, 2015 |
| Andrew Wayne Hanna | Securities America Advisors, Inc. other | Townsend other | Other | Apr 23, 2015 | Jan 26, 2015 |
| Timothy Sean Frey | Securities America Advisors, Inc. other | Sagepoint Financial, Inc. other | Other | Apr 16, 2015 | Mar 15, 2016 (334 d) |
| Ricky Black | Securities America Advisors, Inc. other | Lincoln Investment other | Other | Apr 9, 2015 | Apr 7, 2015 |
| Scott William Huff | Securities America Advisors, Inc. other | Jk Investment Group, Inc. unclassified | Other | Apr 7, 2015 | Jan 22, 2014 |
| Richard R Mc Mahon | Securities America Advisors, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Apr 6, 2015 | Apr 23, 2015 |
| Jaclyn Adams Peal | Securities America Advisors, Inc. other | Orion Portfolio Solutions, LLC other | Other | Mar 6, 2015 | Apr 1, 2015 |
| Carmen Smith Lance | Securities America Advisors, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Feb 16, 2015 | Apr 1, 2015 (44 d) |
| Lori Ann Heikkila Willis | Securities America Advisors, Inc. other | Wintrust Investments other | Other | Feb 13, 2015 | Feb 19, 2015 |
| John Oliva | Securities America Advisors, Inc. other | Eagle Strategies LLC other | Other | Feb 5, 2015 | Apr 7, 2015 (61 d) |
| John Matthew Riley | Securities America Advisors, Inc. other | Trendency Capital Management, LLC unclassified | Other | Jan 30, 2015 | Mar 30, 2015 (59 d) |
| Joseph Robert Rossi | Securities America Advisors, Inc. other | Principal Securities, Inc. other | Other | Jan 15, 2015 | Jun 24, 2015 (160 d) |
| Brent Roger Stricklett | Securities America Advisors, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Jan 14, 2015 | Jan 28, 2015 |