DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from 1st Global Advisors Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Emory Jackson1st Global Advisors Inc otherSaxony Capital Management, LLC independent RIAOtherJul 28, 2015Feb 12, 2018 (930 d)
David Brian Vaikness1st Global Advisors Inc otherHornor, Townsend & Kent, LLC otherOtherJul 13, 2015Mar 29, 2016 (260 d)
Michael P Mccormick1st Global Advisors Inc otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherJul 13, 2015Jul 1, 2015
Brian Eugene Martin1st Global Advisors Inc otherCfg Wealth Management Services Inc otherOtherJul 6, 2015Oct 27, 2015 (113 d)
Jonathan Daniel Jackson1st Global Advisors Inc otherAmeriprise Financial Services, LLC national BDOtherJul 1, 2015Sep 15, 2016 (442 d)
Paul Allen Kraft1st Global Advisors Inc otherFrank & Kraft Wealth Coaching, Inc. unclassifiedOtherJun 3, 2015Jun 1, 2015
Cheri Christine Nelson1st Global Advisors Inc otherCapital One Advisors, LLC otherOtherApr 3, 2015Apr 24, 2017 (752 d)
Erin R Robbins1st Global Advisors Inc otherStrategic Advisers LLC national BDOtherFeb 27, 2015May 19, 2015 (81 d)
Ross Wilson Burnam1st Global Advisors Inc otherOmicron Advisors, LLC independent RIAOtherDec 31, 2014Jan 2, 2013
Robert George Armstrong1st Global Advisors Inc otherIntegrity Advisory Solutions independent RIAOtherDec 31, 2014May 14, 2024 (3422 d)
Janice M Mowen1st Global Advisors Inc otherThrivent Investment Management Inc. otherOtherDec 31, 2014Aug 5, 2015 (217 d)
Ross Christian Burnam1st Global Advisors Inc otherOmicron Advisors, LLC independent RIAOtherDec 31, 2014Jan 2, 2013
Tiffani Leah Therrien1st Global Advisors Inc otherUsaa Financial Planning Services no RAUMOtherDec 16, 2014Jan 13, 2015
Alvin Francisco Walk1st Global Advisors Inc otherMorgan Stanley wirehouseOtherDec 1, 2014Dec 15, 2014
Cody Laura Siebert1st Global Advisors Inc otherSecurities America Advisors, Inc. otherOtherNov 24, 2014Nov 24, 2014
Allen Harold Bloomgren1st Global Advisors Inc otherAvantax Advisory Services otherOtherNov 17, 2014Nov 17, 2014
Patrick Kelly Schneeman1st Global Advisors Inc otherBoulay Wealth otherOtherOct 29, 2014Nov 3, 2014
Kevin Dale Counts1st Global Advisors Inc otherLevel Four Advisory Services otherOtherSep 4, 2014Sep 9, 2014
Joseph Daniel Bloodgood1st Global Advisors Inc otherBoulay Wealth otherOtherAug 27, 2014Aug 28, 2014
Teodora Komitova Grant1st Global Advisors Inc otherMML Investors Services, LLC otherOtherAug 7, 2014Apr 7, 2015 (243 d)
Laura Beth Free1st Global Advisors Inc otherLPL Financial LLC otherOtherJul 11, 2014Aug 26, 2014 (46 d)
Karen Vergara1st Global Advisors Inc otherScottrade Investment Management otherOtherJul 7, 2014Jun 27, 2016 (721 d)
Amy Baird1st Global Advisors Inc otherLPL Financial LLC otherOtherMay 5, 2014May 23, 2014
Anthony David Eickhoff1st Global Advisors Inc otherFirst Command Advisory Services otherOtherMay 1, 2014Dec 15, 2015 (593 d)
Diarra Koro Williams1st Global Advisors Inc otherRaymond James Financial Services Advisors, Inc otherOtherMar 31, 2014Jan 6, 2015 (281 d)
Ferdinand Louis Fiastro1st Global Advisors Inc otherInvest Financial Corporation otherOtherMar 4, 2014Mar 14, 2014
Eric Arthur Vordenbaum1st Global Advisors Inc otherStrategic Financial Concepts, LLC otherOtherDec 31, 2013Jan 23, 2014
Timur Valeriy Mezhlumov1st Global Advisors Inc otherMML Investors Services, LLC otherOtherDec 13, 2013Apr 30, 2014 (138 d)
John Stephen Kostukovich1st Global Advisors Inc otherOsaic Fa, Inc. otherOtherNov 12, 2013Nov 11, 2013
Kathryn H Braun1st Global Advisors Inc otherJannsen Wealth Management, S.C. unclassifiedOtherSep 12, 2013Aug 18, 2009
Melissa Norwicke1st Global Advisors Inc otherPrecision Financial Services otherOtherSep 5, 2013Sep 5, 2013
Carolyn Leticia Mora1st Global Advisors Inc otherCetera Investment Advisers LLC otherOtherAug 13, 2013Aug 12, 2013
William Crane Ansell1st Global Advisors Inc otherCambridge Investment Research Advisors, Inc. otherOtherAug 12, 2013Sep 6, 2013
Thomas Mark Rush1st Global Advisors Inc otherCambridge Investment Research Advisors, Inc. otherOtherAug 12, 2013Sep 5, 2013
Kevin Michael Carrasco1st Global Advisors Inc otherKmc Wealth Management, LLC state registeredOtherJul 16, 2013Jun 4, 2013
Jay Barrett Barclay1st Global Advisors Inc otherDcs Wealth Advisory Services, LLC. unclassifiedOtherJul 2, 2013Jan 11, 2005
James Frederick Sayler1st Global Advisors Inc otherSchowalter & Jabouri Financial Services, Inc. unclassifiedOtherJul 1, 2013Feb 27, 2001
Philip Dean Neville1st Global Advisors Inc otherWealth Advisors Network, Inc. otherOtherJun 18, 2013Jan 1, 2002
Mark Joseph Reitz1st Global Advisors Inc otherReitz Capital Advisors LLC independent RIAOtherJun 18, 2013Jun 20, 2013
Diane Lynn Alexander1st Global Advisors Inc otherWealth Advisors Of Colorado, LLC unclassifiedOtherJun 17, 2013Jan 30, 2003
Steven Scott Wilson1st Global Advisors Inc otherNorthwestern Mutual Investment Services,LLC otherOtherJun 5, 2013Jun 21, 2013
Frank Mario Amelio1st Global Advisors Inc otherFocus Investment Advisors, Inc otherOtherJun 3, 2013Aug 6, 2013 (64 d)
Jay Daryl Wahlin1st Global Advisors Inc otherIndependent Financial Group, LLC BD affiliatedOtherMar 5, 2013Jan 1, 2025 (4320 d)
Roy C Lines1st Global Advisors Inc otherAvantax Planning Partners, Inc. otherOtherFeb 26, 2013Feb 18, 2015 (722 d)
Richard Alan Jones1st Global Advisors Inc otherRaymond James Financial Services Advisors, Inc otherOtherFeb 8, 2013Mar 18, 2013 (38 d)
Tamaris Conkleton1st Global Advisors Inc otherHilltop Securities Inc. otherOtherFeb 4, 2013Feb 4, 2013
Brian William Distler1st Global Advisors Inc otherCetera Advisor Networks LLC otherOtherFeb 1, 2013Jan 30, 2013
Kayla Ann Stowe1st Global Advisors Inc otherCetera Advisor Networks LLC otherOtherJan 28, 2013May 5, 2017 (1558 d)
Leif Eric Peterson1st Global Advisors Inc otherOsaic Wealth, Inc. otherOtherJan 22, 2013Feb 7, 2013
John Thomas Moss1st Global Advisors Inc otherPle Wealth Management unclassifiedOtherJan 2, 2013Apr 15, 2004
Philip James Corson1st Global Advisors Inc otherStrategic Planning Corporation state registeredOtherJan 2, 2013Jul 30, 2013 (209 d)
Douglas Lee Hall1st Global Advisors Inc otherElko Financial Advisors unclassifiedOtherDec 31, 2012Aug 30, 2002
William Barron Amburn1st Global Advisors Inc otherLPL Financial LLC otherOtherDec 17, 2012Dec 12, 2012
Matthew David Hearn1st Global Advisors Inc otherLPL Financial LLC otherOtherDec 17, 2012Dec 12, 2012
Colin Hamilton Smith1st Global Advisors Inc otherNew England Securities Corporation otherOtherDec 14, 2012Dec 14, 2012
Dariel Porter Murray1st Global Advisors Inc otherWilkins Miller Wealth Management, LLC independent RIAOtherDec 3, 2012Feb 25, 2025 (4467 d)
Greg Alan Bowen1st Global Advisors Inc otherWilkins Miller Wealth Management, LLC independent RIAOtherDec 3, 2012Nov 24, 2012
Glenn William Galloway1st Global Advisors Inc otherNew England Securities Corporation otherOtherNov 15, 2012Nov 1, 2012
Shanth David1st Global Advisors Inc otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherNov 5, 2012Nov 27, 2012
Anthony Richard Pampel1st Global Advisors Inc otherMML Investors Services, LLC otherOtherOct 22, 2012Feb 26, 2013 (127 d)
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456 moves match.