DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Principal Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jason A TrujilloPrincipal Securities, Inc. otherWoodbury Financial Services, Inc. otherOtherAug 29, 2017Aug 24, 2017
Sheryl Lynn DutcherPrincipal Securities, Inc. otherMorgan Stanley wirehouseOtherAug 28, 2017Sep 28, 2017 (31 d)
Brennen Sean NewtonPrincipal Securities, Inc. otherWoodbury Financial Services, Inc. otherOtherAug 23, 2017Aug 21, 2017
Jose Emanuel Gomes LopesPrincipal Securities, Inc. otherSecurian Financial Services, Inc. otherOtherAug 18, 2017Sep 11, 2017
Todd W TalbotPrincipal Securities, Inc. otherConcourse Financial Group Advisors otherOtherAug 16, 2017Aug 16, 2017
Jeffrey Evan NordtPrincipal Securities, Inc. otherTd Ameritrade Investment Management, LLC otherOtherAug 14, 2017Aug 22, 2017
Joseph K BrillPrincipal Securities, Inc. otherKnox Avenue Financial Corp. independent RIAOtherAug 10, 2017Aug 9, 2017
Lawrence A BarthPrincipal Securities, Inc. otherPark Avenue Securities LLC otherOtherAug 9, 2017Sep 6, 2017
Kristie Lynn JacksonPrincipal Securities, Inc. otherLockton Investment Advisors, LLC no RAUMOtherAug 7, 2017Aug 10, 2017
Jason Wade BohmannPrincipal Securities, Inc. otherSsn Advisory, Inc. otherOtherAug 3, 2017Jul 31, 2017
Rex LinkenbachPrincipal Securities, Inc. otherTrustmont Advisory Group, Inc. otherOtherAug 1, 2017Jul 26, 2017
Dean Jeffrey DigregorioPrincipal Securities, Inc. otherVoya Financial Advisors, Inc. otherOtherAug 1, 2017Aug 22, 2017
Matthew David MolnarPrincipal Securities, Inc. otherAmeriprise Financial Services, LLC national BDOtherAug 1, 2017Aug 4, 2017
Brandon BurroughsPrincipal Securities, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 31, 2017Aug 11, 2017
Tae Chung KimPrincipal Securities, Inc. otherWoodbury Financial Services, Inc. otherOtherJul 28, 2017Jul 28, 2017
Richard Nicholas RimatoPrincipal Securities, Inc. otherSagepoint Financial, Inc. otherOtherJul 26, 2017Jul 20, 2017
Nicholas Joseph MaucieriPrincipal Securities, Inc. otherTd Ameritrade Investment Management, LLC otherOtherJul 24, 2017Jul 31, 2017
Jeffery Keith BelzeskiPrincipal Securities, Inc. otherWoodbury Financial Services, Inc. otherOtherJul 19, 2017Jul 17, 2017
Amber L SchwaabPrincipal Securities, Inc. otherCharles Schwab & Co., Inc. national BDOtherJul 12, 2017Jul 20, 2017
Gordon Jay ForgionePrincipal Securities, Inc. otherCapital Analysts otherOtherJul 12, 2017Jul 12, 2017
Matthew Jeffrey StehlePrincipal Securities, Inc. otherCitizens Securities, Inc. otherOtherJul 11, 2017Aug 8, 2017
Brooks Matthew WallingtonPrincipal Securities, Inc. otherPsi Advisors, LLC otherOtherJul 10, 2017Jul 5, 2017
Simran SinghPrincipal Securities, Inc. otherJ.P. Morgan Securities LLC wirehouseOtherJul 10, 2017Jul 18, 2017
Christopher Kelly BartonPrincipal Securities, Inc. otherMML Investors Services, LLC otherOtherJul 10, 2017Oct 26, 2017 (108 d)
Ryan Edmond PricePrincipal Securities, Inc. otherAmeriprise Financial Services, LLC national BDOtherJun 19, 2017Jun 9, 2017
Scott A HeevnerPrincipal Securities, Inc. otherFirst Command Advisory Services otherOtherJun 15, 2017Jun 2, 2017
Timothy Lawrence WelchPrincipal Securities, Inc. otherInvestment Centers Of America, Inc. otherOtherJun 15, 2017Jun 12, 2017
Dennis Doyle HamiltonPrincipal Securities, Inc. otherMML Investors Services, LLC otherOtherJun 12, 2017Aug 28, 2017 (77 d)
Douglas Alan ClarkPrincipal Securities, Inc. otherLPL Financial LLC otherOtherJun 5, 2017May 31, 2017
Todd AbramsPrincipal Securities, Inc. otherPruco Securities, LLC otherOtherMay 24, 2017Jul 10, 2017 (47 d)
Bobby Hilton ChristianPrincipal Securities, Inc. otherPruco Securities, LLC otherOtherMay 23, 2017May 25, 2017
Emil Alan FleischauerPrincipal Securities, Inc. otherGreat Valley Advisor Group, LLC otherOtherMay 17, 2017May 1, 2017
Kenneth BollingerPrincipal Securities, Inc. otherWealthshield Partners, LLC otherOtherMay 10, 2017May 10, 2017
Scott LordPrincipal Securities, Inc. otherWealthshield Partners, LLC otherOtherMay 10, 2017May 10, 2017
David Lawrence HojloPrincipal Securities, Inc. otherGlobal Retirement Partners LLC otherOtherMay 5, 2017May 3, 2017
Cole Kenneth JaeschkePrincipal Securities, Inc. otherEdward Jones national BDOtherApr 26, 2017Apr 13, 2017
Kadin Dale WhitePrincipal Securities, Inc. otherVoya Financial Partners, LLC otherOtherApr 17, 2017Nov 21, 2017 (218 d)
Daniel Francis FlanaganPrincipal Securities, Inc. otherPersonal Capital Advisors Corporation otherOtherApr 12, 2017Oct 17, 2017 (188 d)
William Joseph DemarcoPrincipal Securities, Inc. otherOneamerica Securities, Inc. otherOtherApr 12, 2017May 2, 2017
Neil Alan KnierimPrincipal Securities, Inc. otherPnc Managed Account Solutions, Inc. otherOtherMar 31, 2017Apr 5, 2017
Adam Rhett BloombergPrincipal Securities, Inc. otherBb&T Securities, LLC otherOtherMar 24, 2017Mar 22, 2017
Tony Alan SoblePrincipal Securities, Inc. otherOneamerica Securities, Inc. otherOtherMar 23, 2017May 1, 2017 (39 d)
Brandon Michael MillerPrincipal Securities, Inc. otherPrincipal Asset Management otherOtherMar 16, 2017Aug 29, 2016
Robert Fitts GidelPrincipal Securities, Inc. otherPrincipal Asset Management otherOtherMar 14, 2017Mar 15, 2017
Robert M ChenPrincipal Securities, Inc. otherSagepoint Financial, Inc. otherOtherMar 13, 2017Mar 8, 2017
Steven George GrimesPrincipal Securities, Inc. otherRaymond James Financial Services Advisors, Inc otherOtherMar 10, 2017Mar 13, 2017
Michael J EinhornPrincipal Securities, Inc. otherMutual Of Omaha Investor Services, Inc. no RAUMOtherMar 10, 2017Feb 21, 2017
Jesse Tyler DunsmorePrincipal Securities, Inc. otherScottrade Investment Management otherOtherMar 10, 2017Mar 3, 2017
Jeffrey David BrodersPrincipal Securities, Inc. otherPrincipal Asset Management otherOtherMar 9, 2017May 3, 2017 (55 d)
Kevin A HarperPrincipal Securities, Inc. otherFirst Citizens Investor Services, Inc. BD affiliatedOtherFeb 27, 2017Oct 7, 2021 (1683 d)
Michael Paul AdamsonPrincipal Securities, Inc. otherPrincipal Asset Management otherOtherFeb 23, 2017Jan 11, 2019 (687 d)
Russell John AnthoferPrincipal Securities, Inc. otherPrincipal Asset Management otherOtherFeb 23, 2017Jan 11, 2019 (687 d)
Katherine Ann GudgelPrincipal Securities, Inc. otherGilbert & Cook, Inc. independent RIAOtherFeb 23, 2017Dec 11, 2022 (2117 d)
Troy A RandallPrincipal Securities, Inc. otherInvestacorp Advisory Services Inc otherOtherFeb 17, 2017Mar 8, 2017
Randall Kent RinderknechtPrincipal Securities, Inc. otherLincoln Investment otherOtherFeb 17, 2017Feb 15, 2017
Russell Page MathewsPrincipal Securities, Inc. otherTd Ameritrade, Inc. no RAUMOtherFeb 17, 2017Feb 15, 2017
Christopher Chadwell NelsonPrincipal Securities, Inc. otherAdvice And Planning Services BD affiliatedOtherFeb 13, 2017Dec 17, 2018 (672 d)
David Nyles NelsonPrincipal Securities, Inc. otherKestra Advisory Services, LLC otherOtherFeb 8, 2017May 2, 2017 (83 d)
Juliana Rae Pearson ThomasPrincipal Securities, Inc. otherPrincipal Asset Management otherOtherFeb 8, 2017Jan 20, 2017
Carol Giusti ParrishPrincipal Securities, Inc. otherPark Avenue Securities LLC BD affiliatedOtherFeb 8, 2017Jan 8, 2018 (334 d)
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1,562 moves match.