| Susan Monahan | B. Riley Wealth Advisors, Inc. other | Allstate Financial Advisors, LLC BD affiliated | Other | Apr 26, 2017 | May 30, 2019 (764 d) |
| Giovanni Anthony Buzzetta | B. Riley Wealth Advisors, Inc. other | Nfsg Corporation other | Other | Apr 13, 2017 | May 10, 2017 |
| Gal Gali Horev | B. Riley Wealth Advisors, Inc. other | Dempsey Lord Smith, LLC other | Other | Feb 24, 2017 | Nov 1, 2017 (250 d) |
| Lance Allan Moody | B. Riley Wealth Advisors, Inc. other | Aegis Capital Corp. other | Other | Feb 23, 2017 | Mar 29, 2017 (34 d) |
| Donald William Binckes | B. Riley Wealth Advisors, Inc. other | Vanguard Advisers, Inc. BD affiliated | Other | Feb 23, 2017 | Sep 5, 2019 (924 d) |
| George Michael Russell | B. Riley Wealth Advisors, Inc. other | Aegis Capital Corp. other | Other | Feb 17, 2017 | Jan 26, 2017 |
| Hemant Pal Singh | B. Riley Wealth Advisors, Inc. other | Aegis Capital Corp. other | Other | Feb 17, 2017 | Jan 24, 2017 |
| Kayvan Karoon | B. Riley Wealth Advisors, Inc. other | Aegis Capital Corp. other | Other | Feb 17, 2017 | Jan 23, 2017 |
| Robert Anthony Nevarez | B. Riley Wealth Advisors, Inc. other | Dempsey Lord Smith, LLC other | Other | Feb 7, 2017 | Nov 1, 2017 (267 d) |
| Kenneth Michael Kladouris | B. Riley Wealth Advisors, Inc. other | Crown Capital Securities, L.P. other | Other | Jan 17, 2017 | Jan 17, 2017 |
| Scott John Doyle | B. Riley Wealth Advisors, Inc. other | Scf Investment Advisors, Inc. other | Other | Dec 22, 2016 | Dec 21, 2016 |
| Mitchell Jeffrey Fisher | B. Riley Wealth Advisors, Inc. other | Pacific Sun Financial Corp independent RIA | Other | Oct 10, 2016 | Sep 14, 2022 (2165 d) |
| William Davis Madara | B. Riley Wealth Advisors, Inc. other | Advisory Services Network other | Other | Aug 31, 2016 | Sep 1, 2016 |
| John Anthony Miller | B. Riley Wealth Advisors, Inc. other | Advisory Services Network other | Other | Aug 31, 2016 | Sep 1, 2016 |
| Kerri L Radimer | B. Riley Wealth Advisors, Inc. other | Advisory Services Network independent RIA | Other | Aug 31, 2016 | Jul 18, 2018 (686 d) |
| Richard Kenneth Roscelli | B. Riley Wealth Advisors, Inc. other | Belpointe Asset Management LLC other | Other | Jun 8, 2016 | Jan 26, 2017 (232 d) |
| Chris John Occhipinti | B. Riley Wealth Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Jun 1, 2016 | Apr 12, 2021 (1776 d) |
| Anthony Leonardo Maiuolo | B. Riley Wealth Advisors, Inc. other | Msi Financial Services, Inc. other | Other | Apr 8, 2016 | Apr 21, 2016 |
| Michael Robert Dandrea | B. Riley Wealth Advisors, Inc. other | Sovereign Global Advisors, LLC state registered | Other | Mar 23, 2016 | Sep 13, 2016 (174 d) |
| Jeffrey T Richter | B. Riley Wealth Advisors, Inc. other | Ares Financial Consulting LLC independent RIA | Other | Mar 18, 2016 | Mar 18, 2016 |
| Michael J. O'Callaghan | B. Riley Wealth Advisors, Inc. other | Concorde Asset Management, LLC other | Other | Mar 1, 2016 | Mar 15, 2016 |
| Garrett Michael Mills | B. Riley Wealth Advisors, Inc. other | Concorde Asset Management, LLC other | Other | Mar 1, 2016 | Mar 15, 2016 |
| David Lowell Hubble | B. Riley Wealth Advisors, Inc. other | Claraphi Advisory Network, LLC other | Other | Feb 16, 2016 | Feb 12, 2016 |
| Justin Charles Lowy | B. Riley Wealth Advisors, Inc. other | Crown Capital Securities, L.P. other | Other | Jan 27, 2016 | Jan 28, 2016 |
| Frances J Parent | B. Riley Wealth Advisors, Inc. other | Adirondack Financial Services Corp independent RIA | Other | Dec 31, 2015 | Dec 5, 2022 (2531 d) |
| Ronald Joe Farner | B. Riley Wealth Advisors, Inc. other | Claraphi Advisory Network, LLC other | Other | Dec 31, 2015 | Jan 4, 2016 |
| Cameron Tarr Hackett | B. Riley Wealth Advisors, Inc. other | Claraphi Advisory Network, LLC other | Other | Dec 31, 2015 | Jan 4, 2016 |
| Jacqueline Seena Zweig | B. Riley Wealth Advisors, Inc. other | Park Avenue Securities LLC other | Other | Dec 23, 2015 | Apr 5, 2017 (469 d) |
| Richard S Hyams | B. Riley Wealth Advisors, Inc. other | Msi Financial Services, Inc. other | Other | Nov 18, 2015 | Dec 24, 2015 (36 d) |
| Martin Ho Wah Lau | B. Riley Wealth Advisors, Inc. other | Cuso Financial Services, L.P. other | Other | Oct 28, 2015 | Jan 26, 2017 (456 d) |
| Timothy James Bodner | B. Riley Wealth Advisors, Inc. other | Concourse Financial Group Advisors other | Other | Oct 9, 2015 | Oct 22, 2015 |
| Gerard Michael Morra | B. Riley Wealth Advisors, Inc. other | Eagle Strategies LLC other | Other | Sep 11, 2015 | Oct 27, 2015 (46 d) |
| Andrew J Krauss | B. Riley Wealth Advisors, Inc. other | Equitable Advisors, LLC national BD | Other | Jul 29, 2015 | Apr 12, 2021 (2084 d) |
| David Stuart Oldham | B. Riley Wealth Advisors, Inc. other | Gwn Securities Inc. other | Other | Jun 19, 2015 | Jun 18, 2015 |
| Christopher G Keelips | B. Riley Wealth Advisors, Inc. other | Gwn Securities Inc. other | Other | Jun 17, 2015 | Jun 17, 2015 |
| Peter Ruga Gentile | B. Riley Wealth Advisors, Inc. other | Gwn Securities Inc. BD affiliated | Other | Jun 17, 2015 | Dec 2, 2021 (2360 d) |
| Tucker M Scott | B. Riley Wealth Advisors, Inc. other | Gwn Securities Inc. other | Other | Jun 17, 2015 | Jun 17, 2015 |
| Douglas Brent Zucker | B. Riley Wealth Advisors, Inc. other | Woodbury Financial Services, Inc. other | Other | Jun 12, 2015 | Jun 16, 2015 |
| Daniel Pecoraro | B. Riley Wealth Advisors, Inc. other | Peak Wealth Group LLC state registered | Other | Mar 3, 2015 | Apr 8, 2015 (36 d) |
| Jay Reid Porter | B. Riley Wealth Advisors, Inc. other | Realta Investment Advisors, Inc other | Other | Feb 25, 2015 | Apr 24, 2015 (58 d) |
| Anthony William Peluso | B. Riley Wealth Advisors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Feb 18, 2015 | Mar 23, 2015 (33 d) |
| Anthony J. Riscili | B. Riley Wealth Advisors, Inc. other | Pruco Securities, LLC other | Other | Dec 4, 2014 | Dec 18, 2014 |
| Michael John Dimitri | B. Riley Wealth Advisors, Inc. other | Wells Fargo Advisors wirehouse | Other | Oct 30, 2014 | Nov 14, 2014 |
| Carmine Joseph Passante | B. Riley Wealth Advisors, Inc. other | Legend Advisory, LLC other | Other | Oct 14, 2014 | Oct 23, 2014 |
| Paul Andrew Keaton | B. Riley Wealth Advisors, Inc. other | Morgan Stanley wirehouse | Other | Sep 11, 2014 | Sep 28, 2022 (2939 d) |
| Christopher Adam Toro | B. Riley Wealth Advisors, Inc. other | Joseph Gunnar & Co., LLC other | Other | Aug 18, 2014 | Aug 15, 2014 |
| Kathy Krzeminski | B. Riley Wealth Advisors, Inc. other | Principal Securities, Inc. other | Other | Aug 18, 2014 | Aug 22, 2014 |
| Allan Daniel Babaian | B. Riley Wealth Advisors, Inc. other | Vantage Wealth Management LLC state registered | Other | Jul 29, 2014 | Jul 11, 2018 (1443 d) |
| Matthew Earl Sherbondy | B. Riley Wealth Advisors, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Jul 14, 2014 | Jul 15, 2014 |
| Dominick John Riolo | B. Riley Wealth Advisors, Inc. other | Ameriprise Financial Services, LLC national BD | Other | Jul 7, 2014 | Jul 3, 2014 |
| David Alan Lorber | B. Riley Wealth Advisors, Inc. other | Edward Jones national BD | Other | May 15, 2014 | May 19, 2014 |
| Hugh Augustin Mcdonald | B. Riley Wealth Advisors, Inc. other | Virtue Capital Management, LLC other | Other | May 5, 2014 | Jun 13, 2016 (770 d) |
| Matthew Frank Mohlman | B. Riley Wealth Advisors, Inc. other | Astor Investment Management LLC other | Other | Apr 10, 2014 | Apr 14, 2014 |
| Kenneth Raymond Schuyler | B. Riley Wealth Advisors, Inc. other | Chicago Capital Management Advisors, LLC other | Other | Feb 18, 2014 | Feb 18, 2014 |
| Dennis Loyd Engel | B. Riley Wealth Advisors, Inc. other | Astor Investment Management LLC other | Other | Jan 8, 2014 | Jan 6, 2014 |
| Garrett William Kelley | B. Riley Wealth Advisors, Inc. other | Astor Investment Management LLC other | Other | Jan 8, 2014 | Jan 6, 2014 |
| Jason Scott Swedo | B. Riley Wealth Advisors, Inc. other | Astor Investment Management LLC other | Other | Jan 8, 2014 | Jan 2, 2014 |
| Jonathon Thomas Digiovanni | B. Riley Wealth Advisors, Inc. other | Astor Investment Management LLC other | Other | Jan 8, 2014 | Jan 2, 2014 |
| Brandon Balazi | B. Riley Wealth Advisors, Inc. other | Astor Investment Management LLC other | Other | Jan 8, 2014 | Jan 2, 2014 |
| Timothy James Mclaughlin | B. Riley Wealth Advisors, Inc. other | Astor Investment Management LLC other | Other | Jan 8, 2014 | Jan 2, 2014 |