DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wealth Enhancement Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Anthony M Strittholt | Wealth Enhancement Advisory Services, LLC independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Jul 3, 2024 | Nov 17, 2025 (502 d) |
| William Michael Brinkley | Wealth Enhancement Advisory Services, LLC independent RIA | Esi Financial Advisors independent RIA | RIA to RIA | May 14, 2024 | Dec 23, 2024 (223 d) |
| David Allen Smith | Wealth Enhancement Advisory Services, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 14, 2024 | Feb 2, 2026 (629 d) |
| Cole Brian Babcock | Wealth Enhancement Advisory Services, LLC independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | May 1, 2024 | May 28, 2024 |
| David Francis Lynch | Wealth Enhancement Advisory Services, LLC independent RIA | Lynch Investment Planning, LLC independent RIA | RIA to RIA | Mar 28, 2024 | Apr 2, 2024 |
| Joshua Adam Zoldan | Wealth Enhancement Advisory Services, LLC independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | Mar 21, 2024 | Dec 11, 2024 (265 d) |
| John Cote | Wealth Enhancement Advisory Services, LLC independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Mar 15, 2024 | Mar 27, 2024 |
| Scott Andrew Birmingham | Wealth Enhancement Advisory Services, LLC independent RIA | Redw Wealth LLC independent RIA | RIA to RIA | Mar 12, 2024 | Oct 28, 2024 (230 d) |
| Philip S Gibson | Wealth Enhancement Advisory Services, LLC independent RIA | Concurrent Wealth Management state registered | RIA to a state-registered adviser | Mar 12, 2024 | Mar 29, 2024 |
| Kevin Oleszewski | Wealth Enhancement Advisory Services, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 6, 2024 | Mar 7, 2024 |
| Ryan David Sewell | Wealth Enhancement Advisory Services, LLC independent RIA | David Vaughan Investments, LLC independent RIA | RIA to RIA | Feb 26, 2024 | Dec 16, 2025 (659 d) |
| Brandon M Ohara | Wealth Enhancement Advisory Services, LLC independent RIA | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Feb 23, 2024 | Jul 17, 2024 (145 d) |
| Yuval Ezer | Wealth Enhancement Advisory Services, LLC independent RIA | Foster Victor independent RIA | RIA to RIA | Feb 20, 2024 | Feb 22, 2024 |
| Gavin Bullock | Wealth Enhancement Advisory Services, LLC independent RIA | B.O.S.S. Retirement Advisors, LLC independent RIA | RIA to RIA | Jan 31, 2024 | Nov 25, 2024 (299 d) |
| Hayley Safyan Block | Wealth Enhancement Advisory Services, LLC independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Dec 13, 2023 | Feb 13, 2024 (62 d) |
| Tuvshinjargal T Odeh | Wealth Enhancement Advisory Services, LLC independent RIA | Shira Ridge Wealth Management independent RIA | RIA to RIA | Dec 4, 2023 | May 6, 2024 (154 d) |
| Dixon Place Downey | Wealth Enhancement Advisory Services, LLC independent RIA | Prime Capital Financial mixed wealth | RIA to RIA | Oct 9, 2023 | Oct 6, 2023 |
| Emily Figueroa | Wealth Enhancement Advisory Services, LLC independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Oct 6, 2023 | Nov 13, 2023 (38 d) |
| Simone Oscoff Devenny | Wealth Enhancement Advisory Services, LLC independent RIA | Gratus Capital, LLC independent RIA | RIA to RIA | Aug 11, 2023 | Aug 10, 2023 |
| Kayleigh Zarndt | Wealth Enhancement Advisory Services, LLC independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 31, 2023 | Sep 19, 2023 (50 d) |
| Judith Nobue Hirotaka | Wealth Enhancement Advisory Services, LLC independent RIA | The Mather Group, LLC independent RIA | RIA to RIA | Jun 22, 2023 | Jul 7, 2023 |
| Lindsey Clark | Wealth Enhancement Advisory Services, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 18, 2023 | May 19, 2023 |
| James Michael Doogan | Wealth Enhancement Advisory Services, LLC independent RIA | Crestwood Advisors independent RIA | RIA to RIA | Apr 14, 2023 | Apr 25, 2023 |
| Byron Thomas Ramult | Wealth Enhancement Advisory Services, LLC BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2022 | May 16, 2023 (159 d) |
| Christopher M Armstrong | Wealth Enhancement Advisory Services, LLC BD affiliated | St. John & Associates, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2022 | Jul 26, 2024 (602 d) |
| Michael Sadjadi | Wealth Enhancement Advisory Services, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2022 | Feb 16, 2023 (76 d) |
| Magdalena Dobrowolska | Wealth Enhancement Advisory Services, LLC BD affiliated | Bryn Mawr Trust Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2022 | Aug 8, 2023 (308 d) |
| Dung Tien Huynh | Wealth Enhancement Advisory Services, LLC BD affiliated | Arete Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2022 | Jul 25, 2024 (678 d) |
| Brian David Klein | Wealth Enhancement Advisory Services, LLC BD affiliated | Curi Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 25, 2022 | Sep 7, 2022 |
| Christopher Von Holland | Wealth Enhancement Advisory Services, LLC BD affiliated | Wealthcare Advisory Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2022 | Jul 8, 2022 |
| Cynthia Rose Wilson | Wealth Enhancement Advisory Services, LLC BD affiliated | Hb Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2022 | Sep 20, 2022 (91 d) |
| Larissa Neto Alvarez | Wealth Enhancement Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2022 | Mar 30, 2021 |
| Gabrielle Elizabeth Kong | Wealth Enhancement Advisory Services, LLC BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2022 | Apr 5, 2022 |
| Gregory Tedone | Wealth Enhancement Advisory Services, LLC BD affiliated | Strategic Financial Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2022 | Mar 9, 2022 |
| Christopher Kevin Hoffarth | Wealth Enhancement Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 4, 2022 | Jan 2, 2024 (697 d) |
| John Joseph Walters | Wealth Enhancement Advisory Services, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 11, 2022 | Mar 3, 2022 (51 d) |
| Lan Song | Wealth Enhancement Advisory Services, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2021 | Dec 9, 2021 |
| Justin Phillip Brahim | Wealth Enhancement Advisory Services, LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 30, 2021 | Nov 30, 2021 |
| Bruno Joseph Fellin | Wealth Enhancement Advisory Services, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2021 | Dec 22, 2021 (55 d) |
| Antonio Rafael Alves | Wealth Enhancement Advisory Services, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 14, 2021 | Oct 25, 2021 |
| Andrew Despotakis | Wealth Enhancement Advisory Services, LLC BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2021 | Oct 13, 2021 |
| Donald Hannahs | Wealth Enhancement Advisory Services, LLC BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2021 | Aug 19, 2021 |
| Christopher Campbell Johnson | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiance Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2021 | Aug 24, 2021 (41 d) |
| Raymond Craig Schenk | Wealth Enhancement Advisory Services, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2021 | Jun 9, 2021 |
| Justin Larson | Wealth Enhancement Advisory Services, LLC BD affiliated | Great Valley Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2021 | Jun 1, 2021 |
| Christina Nichole Mumpower | Wealth Enhancement Advisory Services, LLC BD affiliated | Veracity Capital LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2021 | Jun 15, 2021 (43 d) |
| Deshunnon Thomas | Wealth Enhancement Advisory Services, LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2021 | Sep 7, 2021 (167 d) |
| Bijan Ramirez | Wealth Enhancement Advisory Services, LLC BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 16, 2021 | Feb 24, 2021 |
| John Richard O'Connor | Wealth Enhancement Advisory Services, LLC BD affiliated | Sagespring Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2021 | Feb 24, 2021 |
| Christopher Paleologus | Wealth Enhancement Advisory Services, LLC BD affiliated | Blue Bell Private Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2020 | Oct 16, 2020 |
| Adam Paulson | Wealth Enhancement Advisory Services, LLC BD affiliated | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2020 | Aug 14, 2020 |
| David Allen Brounley | Wealth Enhancement Advisory Services, LLC BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 22, 2020 | Jun 23, 2020 |
| Jennifer Ford Deloach | Wealth Enhancement Advisory Services, LLC BD affiliated | Veracity Capital LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2020 | Jun 26, 2020 |
| Kari Anna Polasek | Wealth Enhancement Advisory Services, LLC BD affiliated | Advisornet Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2020 | Apr 6, 2021 (301 d) |
| Konnor Kenneth Tranoris | Wealth Enhancement Advisory Services, LLC BD affiliated | Wealth Den Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 19, 2020 | Jan 14, 2026 (2066 d) |
| Braxton Bartlett | Wealth Enhancement Advisory Services, LLC BD affiliated | Avidian Wealth Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 19, 2020 | Mar 17, 2020 |
| Robert Philip Wolfe | Wealth Enhancement Advisory Services, LLC BD affiliated | Regentatlantic independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 13, 2020 | Mar 12, 2020 |
| Brian Davis | Wealth Enhancement Advisory Services, LLC BD affiliated | Destiny Wealth Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2019 | Jul 25, 2025 (2048 d) |
| Christine Heine | Wealth Enhancement Advisory Services, LLC BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 2, 2019 | Dec 6, 2019 |
| Nicholas Anthony Moriarty | Wealth Enhancement Advisory Services, LLC BD affiliated | Newedge Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 28, 2019 | Nov 6, 2019 |
149 moves match.