DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pnc Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas William Bailey | Pnc Wealth Management BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Apr 16, 2025 | Apr 23, 2025 |
| Mark Delton | Pnc Wealth Management BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 8, 2025 | May 7, 2025 |
| Tyler Ray Schram | Pnc Wealth Management BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 8, 2025 | Apr 4, 2025 |
| Ryan Henry Thibault | Pnc Wealth Management BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2025 | Apr 9, 2025 |
| Matthew Amos Hettinga | Pnc Wealth Management BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2025 | Mar 27, 2025 |
| Samuel Michael Annaian | Pnc Wealth Management BD affiliated | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2025 | Mar 28, 2025 |
| Joseph David Clay | Pnc Wealth Management BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2025 | Mar 5, 2025 |
| Clinton Kyle Carrier | Pnc Wealth Management BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 20, 2025 | Mar 19, 2025 |
| Stephen Abdella | Pnc Wealth Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 12, 2025 | Apr 23, 2025 (42 d) |
| Jared Drake George | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 3, 2025 | Feb 28, 2025 |
| Jennifer L Anderson | Pnc Wealth Management BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2025 | Feb 28, 2025 |
| Omar Hernandez | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 28, 2025 | Feb 27, 2025 |
| Christine Cortes | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 21, 2025 | Mar 5, 2025 |
| Jeffery H Maina | Pnc Wealth Management BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 12, 2025 | Jun 23, 2025 (131 d) |
| Benjamin Hayden Pearce | Pnc Wealth Management BD affiliated | Guardian Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 11, 2025 | Feb 25, 2025 |
| Eric Karl Elmore | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 6, 2025 | Jan 27, 2025 |
| Katherine Wethington | Pnc Wealth Management BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 28, 2025 | Feb 6, 2025 |
| Samuel Lawrence Gonzales | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 28, 2025 | Jan 27, 2025 |
| Chad Allan Dworznik | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 27, 2025 | Jan 24, 2025 |
| James Joseph Lowry | Pnc Wealth Management BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 16, 2025 | Jan 10, 2025 |
| Gordon R Garrison | Pnc Wealth Management BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 16, 2025 | Jan 13, 2025 |
| Paul Taylor | Pnc Wealth Management BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 14, 2025 | Jan 23, 2025 |
| Stacy Lynn Coldwell | Pnc Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2025 | Jan 9, 2025 |
| Lorraine Frances Harrod | Pnc Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2025 | Jan 8, 2025 |
| Andrea Mckinley | Pnc Wealth Management BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2025 | Jan 9, 2025 |
| Tyler Matthew Petley | Pnc Wealth Management BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Dec 23, 2024 | Jul 24, 2026 (578 d) |
| Nicholas Robert Sarnacki | Pnc Wealth Management BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2024 | Feb 28, 2025 (79 d) |
| Kelly Alan Windham | Pnc Wealth Management BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 6, 2024 | Dec 20, 2024 |
| Adrian Lee Sotelo | Pnc Wealth Management BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2024 | Dec 2, 2024 |
| Denise Joy Adams-Mccauley | Pnc Wealth Management BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 25, 2024 | Nov 25, 2024 |
| Juan Pablo Montoya | Pnc Wealth Management BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 21, 2024 | Nov 25, 2024 |
| Brittany Bache Rosenberger | Pnc Wealth Management BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Dec 4, 2024 |
| Jean Mondestil | Pnc Wealth Management BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Nov 27, 2024 |
| Aja Laquan Gross | Pnc Wealth Management BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 30, 2024 | Oct 28, 2024 |
| Cynthia Louise Hill | Pnc Wealth Management BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2024 | Nov 14, 2024 |
| Scott Raymond Carroll | Pnc Wealth Management BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 9, 2024 | Oct 8, 2024 |
| Trang Banker | Pnc Wealth Management BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 3, 2024 | Oct 8, 2024 |
| Mykel S Haney | Pnc Wealth Management BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 26, 2024 | Oct 11, 2024 |
| Michael Bradford Ketchum | Pnc Wealth Management BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2024 | Oct 11, 2024 |
| Lamar Dieter Rahden | Pnc Wealth Management BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2024 | Sep 23, 2024 |
| Karen Ann Venneri | Pnc Wealth Management BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 19, 2024 | Sep 25, 2024 |
| Alexandre F Gomes | Pnc Wealth Management BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2024 | Sep 9, 2024 |
| Anna Michaelson | Pnc Wealth Management BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2024 | Aug 21, 2025 (351 d) |
| Jennifer Lee Musille | Pnc Wealth Management BD affiliated | Horace Mann Investors, Inc. no RAUM | Other | Sep 4, 2024 | Mar 18, 2026 (560 d) |
| Carlos Tijerina Jr | Pnc Wealth Management BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2024 | Aug 27, 2024 |
| Jennifer Ellen Stoll | Pnc Wealth Management BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2024 | Sep 5, 2024 |
| Steven Frederick Schaefer | Pnc Wealth Management BD affiliated | Oppenheimer & Co. Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2024 | Aug 20, 2024 |
| Glenn Andrew Gardiner | Pnc Wealth Management BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2024 | Aug 28, 2024 |
| Eric Dale Baker | Pnc Wealth Management BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 22, 2024 | Aug 22, 2024 |
| Magda Carolina Castro | Pnc Wealth Management BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Aug 22, 2024 | Aug 16, 2024 |
| Staci Ann Corley | Pnc Wealth Management BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 22, 2024 | Sep 6, 2024 |
| Elgeva B Valentine | Pnc Wealth Management BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 20, 2024 | Sep 26, 2024 (37 d) |
| Benson N Onyegbula | Pnc Wealth Management BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 16, 2024 | Aug 16, 2024 |
| Nicholas Hesse | Pnc Wealth Management BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 13, 2024 | Aug 19, 2024 |
| Pablo Sandoval | Pnc Wealth Management BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 9, 2024 | Aug 6, 2024 |
| Daphne Michelle Warner | Pnc Wealth Management BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 30, 2024 | Jul 30, 2024 |
| Courtenay Aaron Kull | Pnc Wealth Management BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 29, 2024 | Jul 26, 2024 |
| Chris L Landis | Pnc Wealth Management BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 29, 2024 | Jul 26, 2024 |
| Jan Carlo Landi | Pnc Wealth Management BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 26, 2024 | Aug 21, 2024 |
| Cheryl Leask Persons | Pnc Wealth Management BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2024 | Jul 26, 2024 |
2,665 moves match.