| Jonathan Paul Pipho | Cetera Advisor Networks LLC other | Transamerica Financial Advisors, LLC other | Other | Feb 17, 2011 | Nov 28, 2012 (650 d) |
| Jason Bert Frazier | Cetera Advisor Networks LLC other | Morgan Keegan & Company, LLC other | Other | Feb 9, 2011 | Feb 10, 2011 |
| Darrin Michael Sharp | Cetera Advisor Networks LLC other | Sterne Agee Investment Advisor Services, Inc. other | Other | Jan 10, 2011 | Jan 18, 2011 |
| John Zamboanga | Cetera Advisor Networks LLC other | Avisen Advisors, LLC other | Other | Dec 31, 2010 | Jan 21, 2011 |
| Keesha Alis Tyler | Cetera Advisor Networks LLC other | Keesha Tyler LLC state registered | Other | Dec 31, 2010 | Jan 2, 2019 (2924 d) |
| Joseph Thomas Wiegand | Cetera Advisor Networks LLC other | American Portfolios Advisors, Inc other | Other | Dec 31, 2010 | Apr 18, 2011 (108 d) |
| Deborah Ann Davis | Cetera Advisor Networks LLC other | Invest Financial Corporation other | Other | Dec 31, 2010 | Jan 5, 2012 (370 d) |
| Heidi Sue Kennedy | Cetera Advisor Networks LLC other | H. Beck, Inc. other | Other | Dec 31, 2010 | Jan 20, 2011 |
| Douglas Arthur Norton | Cetera Advisor Networks LLC other | Bancwest Investment Services, Inc. (Bwis) other | Other | Dec 31, 2010 | Jun 14, 2011 (165 d) |
| William Eric Eastburn | Cetera Advisor Networks LLC other | Cetera Investment Services LLC other | Other | Dec 10, 2010 | Dec 10, 2010 |
| Adam Lee Deskins | Cetera Advisor Networks LLC other | Cetera Investment Services LLC other | Other | Dec 10, 2010 | Dec 10, 2010 |
| Robert Brian Ferreira | Cetera Advisor Networks LLC other | Pnc Wealth Management other | Other | Dec 6, 2010 | Feb 9, 2011 (65 d) |
| Christopher Dean Mansu | Cetera Advisor Networks LLC other | Chase Investment Services Corp. other | Other | Nov 2, 2010 | Nov 4, 2010 |
| Susan Reasinger | Cetera Advisor Networks LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Oct 19, 2010 | Nov 4, 2010 |
| Barb Vavruska Fish | Cetera Advisor Networks LLC other | Securities America Advisors, Inc. other | Other | Oct 12, 2010 | Oct 13, 2010 |
| David Laughner Hodge | Cetera Advisor Networks LLC other | Comprehensive Capital Management, Inc. other | Other | Sep 23, 2010 | Sep 20, 2010 |
| Lori Ann Hodge | Cetera Advisor Networks LLC other | Comprehensive Capital Management, Inc. other | Other | Sep 23, 2010 | Sep 20, 2010 |
| Daniel Ray Hodge | Cetera Advisor Networks LLC other | Comprehensive Capital Management, Inc. other | Other | Sep 23, 2010 | Sep 20, 2010 |
| Raymond Leonard Harper | Cetera Advisor Networks LLC other | Comprehensive Capital Management, Inc. other | Other | Sep 23, 2010 | Sep 21, 2010 |
| Christopher Mark Bryan | Cetera Advisor Networks LLC other | Creative Planning Institutional Advisors, LLC other | Other | Sep 3, 2010 | Jul 10, 2009 |
| Edward Latta Campbell | Cetera Advisor Networks LLC other | Esi Financial Advisors other | Other | Sep 3, 2010 | Sep 10, 2010 |
| Jamie Lynn Direnzo | Cetera Advisor Networks LLC other | Commonwealth Financial Network national BD | Other | Sep 3, 2010 | Dec 7, 2010 (95 d) |
| Shaun David O'Connor | Cetera Advisor Networks LLC other | Esi Financial Advisors other | Other | Aug 31, 2010 | Sep 7, 2010 |
| Brad Christian Little | Cetera Advisor Networks LLC other | Usaa Financial Planning Services no RAUM | Other | Aug 16, 2010 | Sep 10, 2010 |
| Timothy Scott Beldner | Cetera Advisor Networks LLC other | Larson Financial Group, LLC other | Other | Aug 5, 2010 | Aug 6, 2008 |
| Jaret Dalin Perryman | Cetera Advisor Networks LLC other | Larson Financial Group, LLC other | Other | Aug 2, 2010 | Dec 17, 2009 |
| Randy Scott Miller | Cetera Advisor Networks LLC other | Larson Financial Group, LLC other | Other | Aug 2, 2010 | Jan 3, 2011 (154 d) |
| Jacob John Whipp | Cetera Advisor Networks LLC other | Larson Financial Group, LLC other | Other | Aug 2, 2010 | Jan 5, 2010 |
| Babajide Adeniyi Oluyemi | Cetera Advisor Networks LLC other | LPL Financial LLC other | Other | Jul 29, 2010 | Jul 29, 2010 |
| Darin Dean Archbold | Cetera Advisor Networks LLC other | Larson Financial Group, LLC other | Other | Jul 29, 2010 | Dec 16, 2009 |
| Paul Douglas Larson | Cetera Advisor Networks LLC other | Larson Financial Group, LLC other | Other | Jul 29, 2010 | Jul 19, 2007 |
| Thomas Scott Martin | Cetera Advisor Networks LLC other | Larson Financial Group, LLC other | Other | Jul 29, 2010 | Jan 29, 2008 |
| Michael Wayne Stalka | Cetera Advisor Networks LLC other | Larson Financial Group, LLC other | Other | Jul 29, 2010 | Jan 3, 2011 (158 d) |
| Jeffrey Scott Larson | Cetera Advisor Networks LLC other | Larson Financial Group, LLC other | Other | Jul 29, 2010 | Jul 19, 2007 |
| Joshua David Nix | Cetera Advisor Networks LLC other | Larson Financial Group, LLC other | Other | Jul 29, 2010 | Jan 4, 2010 |
| Arlie James Skurdal | Cetera Advisor Networks LLC other | Senior Financial Advisors, Inc. state registered | Other | Jul 7, 2010 | Dec 13, 1999 |
| Stephen Thomas Reh | Cetera Advisor Networks LLC other | Reh Wealth Advisors LLC independent RIA | Other | Jun 28, 2010 | Jun 15, 2010 |
| Anthony Strom Pastor | Cetera Advisor Networks LLC other | Oneamerica Securities, Inc. other | Other | Jun 24, 2010 | Jul 19, 2010 |
| Katherine Mary Keppel | Cetera Advisor Networks LLC other | 1st Global Advisors Inc other | Other | Jun 17, 2010 | Jun 23, 2010 |
| John Patrick Reidy | Cetera Advisor Networks LLC other | Oneamerica Securities, Inc. other | Other | Jun 10, 2010 | Aug 5, 2010 (56 d) |
| Libertad Morente Rosenkranz | Cetera Advisor Networks LLC other | Npa Asset Management, LLC other | Other | Jun 7, 2010 | Jun 8, 2010 |
| Brian Scott Graf | Cetera Advisor Networks LLC other | Woodbury Financial Services, Inc. other | Other | Jun 3, 2010 | Jun 1, 2010 |
| Bryan Scott Marvin | Cetera Advisor Networks LLC other | Oneamerica Securities, Inc. other | Other | Jun 3, 2010 | Jul 19, 2010 (46 d) |
| Kevin Gregory Olson | Cetera Advisor Networks LLC other | Capital Client Group, Inc. no RAUM | Other | Jun 3, 2010 | Jul 3, 2017 (2587 d) |
| Scott Michael Siverhus | Cetera Advisor Networks LLC other | Capstone Advisory Group LLC other | Other | Jun 2, 2010 | Jan 27, 2014 (1335 d) |
| Lizette Rodriguez Hernandez | Cetera Advisor Networks LLC other | Citigroup Global Markets Inc. BD affiliated | Other | Jun 1, 2010 | Oct 19, 2022 (4523 d) |
| Stephen William Nykamp | Cetera Advisor Networks LLC other | Tmfs-San Francisco-Oakland, LLC other | Other | Jun 1, 2010 | Nov 12, 2010 (164 d) |
| Mark Harold Huston | Cetera Advisor Networks LLC other | Missionsquare Retirement other | Other | May 21, 2010 | Feb 10, 2014 (1361 d) |
| Alan Jay Levine | Cetera Advisor Networks LLC other | LPL Financial LLC other | Other | May 4, 2010 | May 3, 2010 |
| Mira Mizrahi | Cetera Advisor Networks LLC other | LPL Financial LLC other | Other | May 4, 2010 | May 3, 2010 |
| Ira Austin Candib | Cetera Advisor Networks LLC other | U.S. Financial Advisors other | Other | Apr 27, 2010 | Apr 28, 2010 |
| Paul Victor Cain | Cetera Advisor Networks LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Apr 1, 2010 | Apr 1, 2010 |
| Malcolm Roger Parks | Cetera Advisor Networks LLC other | LPL Financial LLC other | Other | Mar 22, 2010 | Mar 18, 2010 |
| Daniel Patrick Foley | Cetera Advisor Networks LLC other | Innovative Investment Fiduciaries, LLC no RAUM | Other | Mar 5, 2010 | Jul 1, 2014 (1579 d) |
| Debera Hansen-Aiken | Cetera Advisor Networks LLC other | Jdl Advisers other | Other | Feb 23, 2010 | Nov 19, 2010 (269 d) |
| Thomas George Goodwin | Cetera Advisor Networks LLC other | Summit Financial Resources Inc no RAUM | Other | Feb 17, 2010 | Feb 16, 2010 |
| William Lloyd Mixdorf | Cetera Advisor Networks LLC other | Commonwealth Financial Network national BD | Other | Feb 9, 2010 | Jan 29, 2010 |
| John Ben Neuenswander | Cetera Advisor Networks LLC other | Equitable Advisors, LLC national BD | Other | Feb 1, 2010 | Jan 27, 2010 |
| Thomas Stacy Dillon | Cetera Advisor Networks LLC other | Raymond James Financial Services Advisors, Inc other | Other | Jan 8, 2010 | Jan 11, 2010 |
| Peter Douglas Prescott | Cetera Advisor Networks LLC other | Independent Financial Group, LLC other | Other | Dec 31, 2009 | Jan 5, 2010 |