DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Cuna Brokerage Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Kim O'Donohue	Cuna Brokerage Services, Inc. other	Edward Jones national BD	Other	May 2, 2016	Apr 29, 2016
Andrew William Shaw	Cuna Brokerage Services, Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Apr 26, 2016	May 12, 2016
Dustin Robert Zager	Cuna Brokerage Services, Inc. other	D.A. Davidson & Co. other	Other	Mar 29, 2016	Apr 1, 2016
Jarryd Mychal Reyes	Cuna Brokerage Services, Inc. other	Wescom Financial Services, LLC independent RIA	Other	Feb 16, 2016	Feb 23, 2016
David Michael Stewart	Cuna Brokerage Services, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Feb 15, 2016	Feb 29, 2016
Richard Joseph Mcgowan	Cuna Brokerage Services, Inc. other	Fifth Third Securities, Inc. other	Other	Jan 19, 2016	Feb 9, 2016
Gregory Scott Latini	Cuna Brokerage Services, Inc. other	Advice And Planning Services other	Other	Jan 13, 2016	Jan 26, 2016
Daniel John Nowak	Cuna Brokerage Services, Inc. other	Grace Capital Management, LLC unclassified	Other	Jan 4, 2016	Mar 18, 2016 (74 d)
David Frank Loftus	Cuna Brokerage Services, Inc. other	Cuso Financial Services, L.P. other	Other	Dec 15, 2015	Dec 15, 2015
Juan Jose Guevara	Cuna Brokerage Services, Inc. other	J.F. Williams Co., Inc. independent RIA	Other	Dec 9, 2015	Mar 18, 2021 (1926 d)
Michael Robert Osgood	Cuna Brokerage Services, Inc. other	Balefire, LLC other	Other	Dec 2, 2015	Dec 3, 2015
Keith Vancil Gilbert	Cuna Brokerage Services, Inc. other	Investment Professionals, Inc. other	Other	Nov 17, 2015	Nov 16, 2015
Darren Matt York	Cuna Brokerage Services, Inc. other	Cuso Financial Services, L.P. other	Other	Nov 3, 2015	Nov 2, 2015
Amelia Leigh Thomas	Cuna Brokerage Services, Inc. other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Nov 2, 2015	Oct 26, 2017 (724 d)
Karis A Cox	Cuna Brokerage Services, Inc. other	Nationwide Investment Advisors, LLC other	Other	Oct 20, 2015	Mar 9, 2018 (871 d)
Matthew D. Russell	Cuna Brokerage Services, Inc. other	Cuso Financial Services, L.P. other	Other	Oct 20, 2015	Oct 26, 2015
Aaron Christopher Moberg	Cuna Brokerage Services, Inc. other	Invest Financial Corporation other	Other	Oct 6, 2015	Sep 30, 2015
Brooke Lea Martin	Cuna Brokerage Services, Inc. other	Invest Financial Corporation other	Other	Oct 6, 2015	Sep 30, 2015
Cody Ray Flatt	Cuna Brokerage Services, Inc. other	Invest Financial Corporation other	Other	Oct 1, 2015	Sep 30, 2015
Matthew Richard Benson	Cuna Brokerage Services, Inc. other	Sii Investments, Inc. other	Other	Sep 23, 2015	Dec 1, 2015 (69 d)
Daniel J Larsen	Cuna Brokerage Services, Inc. other	LPL Financial LLC other	Other	Sep 14, 2015	Sep 23, 2015
Catherine Marie Clark	Cuna Brokerage Services, Inc. other	Charles Schwab & Co., Inc. national BD	Other	Jul 16, 2015	Sep 14, 2015 (60 d)
Christopher R Malphurs	Cuna Brokerage Services, Inc. other	Suntrust Investment Services, Inc. other	Other	Jul 10, 2015	Jul 20, 2015
Joseph Paul Arisco	Cuna Brokerage Services, Inc. other	Primerica Advisors national BD	Other	Jun 2, 2015	Jan 5, 2017 (583 d)
Geoffrey Michael Tomasetti	Cuna Brokerage Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jun 1, 2015	May 29, 2015
Marilyn Dianne Hawkins	Cuna Brokerage Services, Inc. other	Edward Jones national BD	Other	May 29, 2015	May 29, 2015
Brian Scott Smith	Cuna Brokerage Services, Inc. other	Balefire, LLC other	Other	Mar 31, 2015	Mar 31, 2015
John Robert Gehlhaart	Cuna Brokerage Services, Inc. other	LPL Financial LLC other	Other	Mar 19, 2015	Apr 20, 2015 (32 d)
Luke Michael Sutter	Cuna Brokerage Services, Inc. other	Truist Advisory Services, Inc. no RAUM	Other	Feb 18, 2015	Aug 19, 2016 (548 d)
William F Corr	Cuna Brokerage Services, Inc. other	Cadaret Grant & Co Inc other	Other	Feb 4, 2015	Feb 3, 2015
Terrence Colen	Cuna Brokerage Services, Inc. other	Independent Advisor Alliance, LLC other	Other	Feb 3, 2015	Mar 2, 2015
Douglas Ried Daniels	Cuna Brokerage Services, Inc. other	Cuso Financial Services, L.P. other	Other	Jan 14, 2015	Jan 14, 2015
Ryan Jan Turner	Cuna Brokerage Services, Inc. other	Cuso Financial Services, L.P. other	Other	Jan 14, 2015	Jan 14, 2015
Eun Joo Kim Hamblin	Cuna Brokerage Services, Inc. other	Cuso Financial Services, L.P. other	Other	Jan 14, 2015	Jan 14, 2015
Arthur Neil Schlosser	Cuna Brokerage Services, Inc. other	LPL Financial LLC other	Other	Jan 7, 2015	Dec 18, 2014
Matthew Robert Grandits	Cuna Brokerage Services, Inc. other	Salient Capital Advisors, LLC other	Other	Jan 5, 2015	Jan 8, 2015
Jeffrey Michael Meiling	Cuna Brokerage Services, Inc. other	LPL Financial LLC other	Other	Jan 2, 2015	Jan 12, 2015
Eric Joseph Wyer	Cuna Brokerage Services, Inc. other	Voya Financial Advisors, Inc. other	Other	Dec 26, 2014	Feb 17, 2016 (418 d)
Amy Jean Komis	Cuna Brokerage Services, Inc. other	Cuso Financial Services, L.P. other	Other	Dec 15, 2014	Dec 10, 2014
Robert Dwane Pencil	Cuna Brokerage Services, Inc. other	Cuso Financial Services, L.P. other	Other	Dec 10, 2014	Dec 10, 2014
Chris Talpas	Cuna Brokerage Services, Inc. other	Santander Securities other	Other	Nov 24, 2014	Dec 9, 2014
Nicholas Steven Choman	Cuna Brokerage Services, Inc. other	LPL Financial LLC other	Other	Nov 20, 2014	Oct 22, 2014
Steven Schleupner	Cuna Brokerage Services, Inc. other	Advice And Planning Services other	Other	Nov 13, 2014	Dec 19, 2014 (36 d)
Patrick Carl Gherity	Cuna Brokerage Services, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Nov 4, 2014	Nov 6, 2014
Leon Gregory Browne	Cuna Brokerage Services, Inc. other	Eagle Strategies LLC other	Other	Nov 3, 2014	Aug 30, 2016 (666 d)
Cole Leroy Schmelzer	Cuna Brokerage Services, Inc. other	LPL Financial LLC other	Other	Oct 17, 2014	Oct 24, 2014
Karyu Amy Chou	Cuna Brokerage Services, Inc. other	J.P. Morgan Securities LLC wirehouse	Other	Oct 10, 2014	Oct 10, 2014
James F Pierotti	Cuna Brokerage Services, Inc. other	Flagship Harbor Advisors, LLC other	Other	Oct 8, 2014	Nov 5, 2014
Bryce Derek Holley	Cuna Brokerage Services, Inc. other	Key Investment Services LLC other	Other	Oct 6, 2014	Oct 20, 2014
Angela Marie Sergent	Cuna Brokerage Services, Inc. other	LPL Financial LLC other	Other	Sep 24, 2014	Sep 30, 2014
John David Anderson	Cuna Brokerage Services, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 23, 2014	Nov 3, 2014 (41 d)
Kimberly Ann Shirk	Cuna Brokerage Services, Inc. other	Transamerica Financial Advisors, LLC other	Other	Sep 12, 2014	Jan 2, 2015 (112 d)
Shaun Michael Crawley	Cuna Brokerage Services, Inc. other	LPL Financial LLC other	Other	Aug 4, 2014	Aug 1, 2014
Julie Renee Bates	Cuna Brokerage Services, Inc. other	LPL Financial LLC other	Other	Aug 4, 2014	Aug 4, 2014
Steven C Gillespie	Cuna Brokerage Services, Inc. other	LPL Financial LLC other	Other	Aug 4, 2014	Aug 4, 2014
Derek Philip Mathison	Cuna Brokerage Services, Inc. other	LPL Financial LLC other	Other	Aug 4, 2014	Aug 4, 2014
David S Ryan	Cuna Brokerage Services, Inc. other	Stifel, Nicolaus & Company, Incorporated national BD	Other	Jul 29, 2014	Aug 6, 2014
Ashlee E Vingle Howard	Cuna Brokerage Services, Inc. other	Morgan Stanley wirehouse	Other	Jul 22, 2014	Aug 28, 2015 (402 d)
Lonnie Jacob Woodall	Cuna Brokerage Services, Inc. other	Cetera Investment Advisers LLC other	Other	Jun 11, 2014	Jun 17, 2014
Colm F Bailey	Cuna Brokerage Services, Inc. other	Cuso Financial Services, L.P. other	Other	May 15, 2014	May 14, 2014

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693 moves match.