DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Integrity Alliance, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brett Michael MaggardIntegrity Alliance, LLC independent RIASinger Wealth Advisors LLC independent RIARIA to RIADec 12, 2022Jan 1, 2025 (751 d)
Philip Thomas QuigleyIntegrity Alliance, LLC independent RIATruvestments Capital LLC independent RIARIA to RIANov 7, 2022Nov 29, 2022
Thomas Stuart BreitbachIntegrity Alliance, LLC independent RIAVivid Wealth Management, LLC no RAUMRIA to a newly registered adviserOct 11, 2022Nov 11, 2022 (31 d)
Cameron Dale MccartyIntegrity Alliance, LLC independent RIAVivid Wealth Management, LLC no RAUMRIA to a newly registered adviserOct 4, 2022Sep 20, 2022
Danielle V. DavisIntegrity Alliance, LLC independent RIAOn Investment Management Co BD affiliatedRIA to affiliated broker-dealer or bankSep 14, 2022Mar 19, 2025 (917 d)
Harry Tuller JohnsonIntegrity Alliance, LLC independent RIACreativeone Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 4, 2022Aug 4, 2022
Christine Mitchell MccaffertyIntegrity Alliance, LLC independent RIACorecap Advisors BD affiliatedRIA to affiliated broker-dealer or bankJul 5, 2022Jul 5, 2022
Lauren Rose TanksleyIntegrity Alliance, LLC independent RIACompass Financial Advisory Services, LLC no RAUMRIA to a newly registered adviserFeb 4, 2022Feb 15, 2022
Tara Ashley SandersIntegrity Alliance, LLC independent RIACompass Financial Advisory Services, LLC no RAUMRIA to a newly registered adviserFeb 2, 2022Feb 7, 2022
Taimur QadirIntegrity Alliance, LLC independent RIAM&A Wealth state registeredRIA to a state-registered adviserDec 3, 2021Mar 22, 2023 (474 d)
Paul Martin WalkingtonIntegrity Alliance, LLC independent RIASb Advisory, LLC independent RIARIA to RIADec 2, 2021Dec 8, 2021
Haley NguyenIntegrity Alliance, LLC independent RIAPark Avenue Securities LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 18, 2021Dec 13, 2021
David S RyanIntegrity Alliance, LLC independent RIAFounders Financial Securities, LLC independent RIARIA to RIANov 1, 2021Nov 3, 2022 (367 d)
Nathaniel Larue ReederIntegrity Alliance, LLC independent RIACreativeone Wealth, LLC independent RIARIA to RIAOct 19, 2021Oct 18, 2021
Chad Allen McmullinIntegrity Alliance, LLC independent RIACreativeone Wealth, LLC independent RIARIA to RIAOct 19, 2021Oct 18, 2021
Jason D ProvostIntegrity Alliance, LLC independent RIAKinetic Investment Management, Inc. independent RIARIA to RIAAug 30, 2021Sep 15, 2021
Derek Ray HuffIntegrity Alliance, LLC independent RIAKovack Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 26, 2021Aug 26, 2021
Brian Howard JonesIntegrity Alliance, LLC independent RIABrookstone Capital Management LLC independent RIARIA to RIAJul 13, 2021Aug 6, 2021
Michael J HoffmanIntegrity Alliance, LLC independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankJul 2, 2021Jul 2, 2021
Ronald B DoweidtIntegrity Alliance, LLC independent RIAExodus Wealth, LLC independent RIARIA to RIAJun 4, 2021Sep 29, 2021 (117 d)
Zachary Alan SpainhourIntegrity Alliance, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 1, 2021Mar 31, 2021
Jonathan M TueIntegrity Alliance, LLC independent RIAEversource Wealth Advisors, LLC independent RIARIA to RIAMar 23, 2021Mar 23, 2021
Richard Anthony McgrathIntegrity Alliance, LLC independent RIABison Wealth, LLC mixed wealthRIA to RIAMar 9, 2021Jun 15, 2021 (98 d)
Bryant E StoneIntegrity Alliance, LLC independent RIARedhawk Wealth Advisors, Inc. mixed wealthRIA to RIAFeb 23, 2021Feb 22, 2021
Britt WoodsIntegrity Alliance, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 4, 2021Jan 12, 2021
Steven Douglas DavisIntegrity Alliance, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJun 4, 2020May 27, 2022 (722 d)
Edward B. CalderinIntegrity Alliance, LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankMar 16, 2020Sep 4, 2020 (172 d)
Joseph G DonigerIntegrity Alliance, LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseDec 31, 2019Jun 23, 2020 (175 d)
Ron Michael KorenIntegrity Alliance, LLC independent RIAEquitable Advisors, LLC national BDRIA to affiliated broker-dealer or bankDec 26, 2019Jul 20, 2020 (207 d)
Joshua Aaron KnaussIntegrity Alliance, LLC independent RIAOmniwealth Investments LLC state registeredRIA to a state-registered adviserNov 29, 2019Nov 22, 2019
Jarrett SheetsIntegrity Alliance, LLC independent RIAGilbert & Cook, Inc. independent RIARIA to RIANov 19, 2019Nov 22, 2019
Kurt Michael TraulsenIntegrity Alliance, LLC independent RIATruadvice LLC independent RIARIA to RIAOct 8, 2019Oct 11, 2019
Eric Evan EversonIntegrity Alliance, LLC independent RIACreativeone Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 18, 2019Aug 27, 2026 (2597 d)
Sarah Jeanette SaumIntegrity Alliance, LLC independent RIAAe Wealth Management, LLC independent RIARIA to RIAJun 25, 2019Jul 1, 2019
Nolan Scott McintoshIntegrity Alliance, LLC independent RIAAe Wealth Management, LLC independent RIARIA to RIAJun 13, 2019May 13, 2019
Robert Hall LaneIntegrity Alliance, LLC independent RIAPruco Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 9, 2019Oct 30, 2019 (174 d)
Menachem Nahum DanielsIntegrity Alliance, LLC independent RIAIntegrated Retirement Advisors, LLC state registeredRIA to a state-registered adviserFeb 4, 2019Feb 4, 2019
Justin Thomas PierceIntegrity Alliance, LLC independent RIAFortress Financial Solutions, LLC independent RIARIA to RIAJan 31, 2019Aug 1, 2019 (182 d)
Brent Emmanuel ChavezIntegrity Alliance, LLC independent RIAMotiv8 Investments LLC independent RIARIA to RIAJan 30, 2019Feb 1, 2019
Gw KingIntegrity Alliance, LLC independent RIAKing Retirement Solutions, LLC state registeredRIA to a state-registered adviserDec 31, 2018Jan 2, 2019
Tami J. SimpsonIntegrity Alliance, LLC independent RIAGradient Advisors, LLC independent RIARIA to RIADec 7, 2018Dec 5, 2018
Sandra Kay BrownIntegrity Alliance, LLC independent RIAAe Wealth Management, LLC independent RIARIA to RIANov 16, 2018Jun 10, 2020 (572 d)
Charles Garrett MorganIntegrity Alliance, LLC independent RIAIndependent Wealth Network, Inc. independent RIARIA to RIASep 25, 2018Sep 25, 2018
Kathleen Marie Williams-PriceIntegrity Alliance, LLC independent RIAIndependent Wealth Network, Inc. independent RIARIA to RIASep 18, 2018Sep 18, 2018
Yelisey KutsIntegrity Alliance, LLC independent RIACg Advisory Services independent RIARIA to RIASep 6, 2018Jul 14, 2025 (2503 d)
Pamela Kay WeaverIntegrity Alliance, LLC independent RIAOn Investment Management Co BD affiliatedRIA to affiliated broker-dealer or bankJun 26, 2018Aug 29, 2018 (64 d)
Paul Glynn LindsayIntegrity Alliance, LLC independent RIACreativeone Wealth, LLC independent RIARIA to RIAJun 18, 2018Jun 18, 2018
Andrew T PudenzIntegrity Alliance, LLC independent RIAVoya Financial Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJun 18, 2018Jul 5, 2018
Brianna L CheesmondIntegrity Alliance, LLC independent RIAAe Wealth Management, LLC independent RIARIA to RIAJun 12, 2018Jul 17, 2019 (400 d)
Avery Reese MarkosIntegrity Alliance, LLC independent RIAAe Wealth Management, LLC independent RIARIA to RIAJun 12, 2018Jun 26, 2019 (379 d)
Tyler Danielle CurleyIntegrity Alliance, LLC independent RIAAe Wealth Management, LLC independent RIARIA to RIAJun 12, 2018Jul 12, 2019 (395 d)
Joseph Edward WardIntegrity Alliance, LLC independent RIABelpointe Asset Management LLC independent RIARIA to RIAMay 29, 2018Jun 12, 2018
Sean Kimball ClarkIntegrity Alliance, LLC independent RIAAe Wealth Management, LLC independent RIARIA to RIAMay 18, 2018May 17, 2018
Gregory Lewis MoneyIntegrity Alliance, LLC independent RIATriumph Wealth Advisors, Inc. independent RIARIA to RIAJan 24, 2018Jan 30, 2018
Michael G NashIntegrity Alliance, LLC independent RIACreativeone Securities, LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2017Jan 2, 2018
Charles Anderson CumberIntegrity Alliance, LLC otherUnion Capital Company independent RIAOtherOct 10, 2017May 4, 2018 (206 d)
George EliasIntegrity Alliance, LLC otherRegal Investment Advisors LLC otherOtherSep 1, 2017Sep 1, 2017
Angel Richelle WayIntegrity Alliance, LLC otherRegal Investment Advisors LLC otherOtherSep 1, 2017Sep 1, 2017
Timothy Charles MortelliteIntegrity Alliance, LLC otherTimothy Charles Financial, LLC state registeredOtherAug 2, 2017Aug 15, 2017
Terrence F O'ReillyIntegrity Alliance, LLC otherFreedom Investment Management, Inc. otherOtherMay 23, 2017May 25, 2017
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205 moves match.